DAVIDSON CAROL ANTHONY

SEC source: 0001225208-21-007793 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the vesting of Restricted Stock Units ("RSUs") on May 6, 2021, the reporting person did not defer the receipt of 255 shares of Common Stock pursuant to IFF's deferred compensation plan.

SEC source: 0001225208-21-007793 · doc4.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089

Underlying: Common Stock · 1,089 shares

Expires 2022-05-05

F2 · derivative.exercise_price: The RSUs convert to Common Stock on a one-for-one basis.

F3 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

SEC source: 0001127602-21-014688 · form4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,064

SEC source: 0001127602-21-013817 · form4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person.

SEC source: 0001225208-21-004528 · doc4.xml · derivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires 2021-05-06

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Common Stock on a one-for-one basis.

F2 · shares: Represent RSUs granted under the Non-Employee Director Compensation Program.

SEC source: 0001127602-21-002422 · form4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person.

SEC source: 0001225208-20-013447 · doc4.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,202

SEC source: 0001225208-20-013447 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649

F1 · price: Grant of shares by the Issuer under directors' compensation program and Issuer's stock and incentive plan.

SEC source: 0001127602-20-027156 · form4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

F1 · shares: These shares were issued pursuant to dividend equivalent rights in connection with vested restricted stock units held by the reporting person.

SEC source: 0000704051-20-000087 · wf-form4_159658286483244.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,174.01 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F4 · price: These restricted stock units were disposed of in exchange for (i) (A) $50, multiplied by (B) the number of shares of the issuer's common stock represented by such restricted stock units immediately prior to the effective time of the merger, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock units, net of any taxes withheld pursuant to the merger agreement.

F3 · derivative.exercise_date: Restricted stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Restricted stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-20-000087 · wf-form4_159658286483244.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger dated as of February 17, 2020 among the issuer, Alpha Sub, Inc. and Franklin Resources, Inc. in exchange for $50 per share on the effective date of the merger.

SEC source: 0000704051-20-000073 · wf-form4_159536251629719.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,174.01

Underlying: Common Stock · 192.47 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001127602-20-021564 · form4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

SEC source: 0000899243-20-012746 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

SEC source: 0001179110-20-005450 · edgar.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

SEC source: 0000704051-20-000033 · wf-form4_158810447401164.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981.54

Underlying: Common Stock · 192.12 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-20-000004 · wf-form4_158033105637189.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,789.42

Underlying: Common Stock · 247.42 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001225208-19-014444 · doc4.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,864

SEC source: 0001225208-19-014444 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,361

F1 · price: Grant of shares by the Issuer under directors' compensation program and Issuer's stock and incentive plan.

SEC source: 0000704051-19-000114 · wf-form4_157298011454714.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,542

Underlying: Common Stock · 252.12 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000090 · wf-form4_156460409467627.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,289.88

Underlying: Common Stock · 3,276 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000081 · wf-form4_156450834202037.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013.88

Underlying: Common Stock · 206.49 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-19-000040 · wf-form4_155725681941369.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,807.39

Underlying: Common Stock · 197.78 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001179110-19-005403 · edgar.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,096

F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2020 Annual General Meeting of Shareholders and (ii) May 1, 2020.

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

SEC source: 0001179110-19-005403 · edgar.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

SEC source: 0000704051-19-000003 · wf-form4_154826547903148.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,609.6

Underlying: Common Stock · 233.12 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001225208-18-015447 · doc4.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

SEC source: 0001225208-18-015447 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

F1 · price: Grant of shares by the Issuer under directors' compensation program and Issuer's stock and incentive plan.

SEC source: 0000704051-18-000118 · wf-form4_154101176923344.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376.48

Underlying: Common Stock · 236.21 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000093 · wf-form4_153314203161228.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,140.27

Underlying: Common Stock · 3,638 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000079 · wf-form4_153185162456906.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,502.27

Underlying: Common Stock · 152.51 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001179110-18-006346 · edgar.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

F1 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2019 Annual General Meeting of Shareholders and (ii) May 2, 2019.

F2 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.

SEC source: 0000704051-18-000025 · wf-form4_152459801834744.xml · derivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,349.76

Underlying: Common Stock · 111.49 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-18-000007 · wf-form4_151673275005584.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,238.27

Underlying: Common Stock · 96.42 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001140361-18-001058 · doc1.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,265

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

SEC source: 0000927066-18-000013 · wf-form4_151502711505773.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

SEC source: 0001225208-17-017297 · doc4.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,588

SEC source: 0001225208-17-017297 · doc4.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F1 · price: Grant of shares by the Issuer under directors' compensation program and Issuer's stock and incentive plan.

SEC source: 0000704051-17-000095 · wf-form4_150947459294459.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,141.85

Underlying: Common Stock · 110.29 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000927066-17-000068 · wf-form4_150704777347529.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,435

SEC source: 0000704051-17-000075 · wf-form4_150115354843700.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,031.55

Underlying: Common Stock · 3,041 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000704051-17-000060 · wf-form4_150040404137856.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990.55

Underlying: Common Stock · 84.7 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0000927066-17-000047 · wf-form4_149929839764066.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

SEC source: 0000927066-17-000021 · wf-form4_149799787023023.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

SEC source: 0000704051-17-000018 · wf-form4_149313442573475.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,905.86

Underlying: Common Stock · 69.57 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001179110-17-005682 · edgar.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

SEC source: 0000704051-17-000001 · wf-form4_148476862426006.xml · derivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,836.29

Underlying: Common Stock · 81.81 shares

Expires not disclosed

F1 · security: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2 · derivative.exercise_price: 1-for-1

F1 · derivative.exercise_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F1 · derivative.expiration_date: Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

SEC source: 0001140361-17-000831 · doc1.xml · nonDerivative · entry 2

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

SEC source: 0001140361-17-000831 · doc1.xml · derivative · entry 3

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Shares · 5,265 shares

Expires 2027-01-03

F4 · kind: Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.

F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.

SEC source: 0001140361-17-000831 · doc1.xml · nonDerivative · entry 1

DAVIDSON CAROL ANTHONY · CIK 0001277489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.