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Bales Brian A

Disclosed activity across 3 companies

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29868
SEC CIK
0001748289

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RB GLOBAL INC.RBA · Entity 3351DirectorSeptember 17, 2026September 21, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686EVP, Chief Development OfficerJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RB GLOBAL INC.

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent Rights (DSUs)SEC Table II · derivative / convertible securityDirect82 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 9 · Balance 82

F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible securityDirect84 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 11 · Balance 84

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible securityDirect35 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 8 · Balance 35

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible securityDirect14 Reported balance After 2026-09-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-17 · Grant · Acquired 8 · Balance 14

F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect67,500.11 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 193.63 · Balance 67,500.11

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Stock UnitsSEC Table II · derivative / convertible securityDirect28,190 Reported balance After 2026-07-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-15 · Grant · Acquired 80 · Balance 28,190

F4: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Performance Shares (PSUs)SEC Table II · derivative / convertible securityDirect39,950 Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-15 · Grant · Acquired 114 · Balance 39,950

F1: Based on 1 on 1 conversion.

F5: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

F4: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F5: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IAA, Inc.

Report date March 20, 2023 · Filed March 21, 2023

Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-03-20 transaction · row 1
1 source row

Row 1 · 2023-03-20 · Disposition to issuer · Acquired 11,918 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,

F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,

F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2021 Filed Feb 23, 2021 00:33 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012931 · doc4.xml · nonDerivative · entry 5

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/18/2018 in accordance with the Company's Deferred Compensation Plan ("Plan"). On 02/18/2021, 25% of the grant vested whereby 1,378 RSUs remain deferred. As permitted under the Plan, the Company withheld 46 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $91.72 (the closing price of Republic Services, Inc.'s common stock on 02/18/2021).

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:33 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 57 $91.72 $5,228.04
Disclosure

SEC source: 0001209191-21-012931 · doc4.xml · nonDerivative · entry 4

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

F2 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/18/2017 in accordance with the Company's Deferred Compensation Plan ("Plan"). On 02/18/2021, 100% of the grant cliff vested whereby 1,722 RSUs remain deferred. As permitted under the Plan, the Company withheld 57 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $91.72 (the closing price of Republic Services, Inc.'s common stock on 02/18/2021).

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:33 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012931 · doc4.xml · nonDerivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/18/2017 in accordance with the Company's Deferred Compensation Plan ("Plan"). On 02/18/2021, 100% of the grant cliff vested whereby 1,722 RSUs remain deferred. As permitted under the Plan, the Company withheld 57 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $91.72 (the closing price of Republic Services, Inc.'s common stock on 02/18/2021).

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:33 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 50 $91.72 $4,586.00
Disclosure

SEC source: 0001209191-21-012931 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/18/2017 in accordance with the Company's Deferred Compensation Plan ("Plan"). On 02/18/2021, 25% of the grant vested whereby 1,507 RSUs remain deferred. As permitted under the Plan, the Company withheld 50 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $91.72 (the closing price of Republic Services, Inc.'s common stock on 02/18/2021).

Read SEC document
February 18, 2021 Filed Feb 23, 2021 00:33 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012931 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/18/2017 in accordance with the Company's Deferred Compensation Plan ("Plan"). On 02/18/2021, 25% of the grant vested whereby 1,507 RSUs remain deferred. As permitted under the Plan, the Company withheld 50 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $91.72 (the closing price of Republic Services, Inc.'s common stock on 02/18/2021).

Read SEC document
February 14, 2021 Filed Feb 16, 2021 23:16 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 951 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010945 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Common Stock · 951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 951 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2021 and were paid out in the form of Republic Services, Inc.'s common stock.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 951 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2021 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
February 14, 2021 Filed Feb 16, 2021 23:16 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 269 $91.26 $24,548.94
Disclosure

SEC source: 0001209191-21-010945 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

F2 · shares: Represents shares of common stock to satisfy the tax liability of the Reporting Person upon the vesting of shares under a Restricted Stock Unit award on 02/14/2021 (Sunday). The fair market value of the exchanged shares was $91.26 (the closing price of Republic Services, Inc.'s common stock on 02/12/2021 (Friday)).

Read SEC document
February 14, 2021 Filed Feb 16, 2021 23:16 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 951 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010945 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 951 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2021 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:44 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 86 $93.81 $8,067.66
Disclosure

SEC source: 0001209191-21-004133 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:44 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 120 $93.81 $11,257.20
Disclosure

SEC source: 0001209191-21-004133 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,658

Underlying: Common Stock · 120 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 00:44 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 234 $93.81 $21,951.54
Disclosure

SEC source: 0001209191-21-004133 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,968

Underlying: Common Stock · 234 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 86 $93.42 $8,034.12
Disclosure

SEC source: 0001209191-20-055147 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,925

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 120 $93.42 $11,210.40
Disclosure

SEC source: 0001209191-20-055147 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,538

Underlying: Common Stock · 120 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 234 $93.42 $21,860.28
Disclosure

SEC source: 0001209191-20-055147 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,734

Underlying: Common Stock · 234 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 90 $84.30 $7,587.00
Disclosure

SEC source: 0001209191-20-042955 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,839

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 126 $84.30 $10,621.80
Disclosure

SEC source: 0001209191-20-042955 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,418

Underlying: Common Stock · 126 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 22:20 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 246 $84.30 $20,737.80
Disclosure

SEC source: 0001209191-20-042955 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,500

Underlying: Common Stock · 246 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 20:26 UTC IAA, Inc. IAA · Entity 115305 GrantCommon Stock 3,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-017266 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792

F1 · kind: Represents a stock unit award granted on June 17, 2020, which will vest in four substantially equal quarterly installments over a one-year period following the grant date; provided, however, that if the Issuer's 2021 annual meeting of stockholders occurs prior to the last vesting date, the outstanding and unvested portion of the stock unit award will vest on the day prior to such annual meeting.

F2 · balance_after: Includes 3,024 stock units subject to a deferral option.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:12 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 98 $77.00 $7,546.00
Disclosure

SEC source: 0001209191-20-024948 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,749

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:12 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 138 $77.00 $10,626.00
Disclosure

SEC source: 0001209191-20-024948 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,292

Underlying: Common Stock · 138 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:12 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 268 $77.00 $20,636.00
Disclosure

SEC source: 0001209191-20-024948 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,254

Underlying: Common Stock · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock Option · Derivative 21,127 $0.00 Strike: $33.40 $0.00
Disclosure

SEC source: 0001209191-20-011276 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,127 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 02/18/2020, Mr. Bales exercised 21,127 options and sold such shares at the average price of $100.1578. Under the non-qualified stock option grant, 21,127 options were fully vested and exercisable. The stock option was due to expire on 02/07/2021.

F1 · derivative.expiration_date: On 02/18/2020, Mr. Bales exercised 21,127 options and sold such shares at the average price of $100.1578. Under the non-qualified stock option grant, 21,127 options were fully vested and exercisable. The stock option was due to expire on 02/07/2021.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 SaleCommon Stock 21,127 $100.16 $2,116,033.84
Disclosure

SEC source: 0001209191-20-011276 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,504

F1 · price: On 02/18/2020, Mr. Bales exercised 21,127 options and sold such shares at the average price of $100.1578. Under the non-qualified stock option grant, 21,127 options were fully vested and exercisable. The stock option was due to expire on 02/07/2021.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 21,127 $33.40 $705,641.80
Disclosure

SEC source: 0001209191-20-011276 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 02/18/2020, Mr. Bales exercised 21,127 options and sold such shares at the average price of $100.1578. Under the non-qualified stock option grant, 21,127 options were fully vested and exercisable. The stock option was due to expire on 02/07/2021.

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:14 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,734 $100.43 $375,005.62
Disclosure

SEC source: 0001209191-20-010824 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,734

Underlying: Common Stock · 3,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/14/2020) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/14/2020 ($100.43).

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/14/2020) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/14/2020 ($100.43).

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/14/2020) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/14/2020 ($100.43).

Read SEC document
February 14, 2020 Filed Feb 20, 2020 01:14 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares · Derivative 7,261 $100.43 $729,222.23
Disclosure

SEC source: 0001209191-20-010824 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261

Underlying: Common Stock · 7,261 shares

Expires not disclosed

F1 · derivative.exercise_price: 7,261 performance shares ("PSUs") were earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/14/2020 ($100.43). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

F1 · derivative.exercise_date: 7,261 performance shares ("PSUs") were earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/14/2020 ($100.43). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

F1 · derivative.expiration_date: 7,261 performance shares ("PSUs") were earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/14/2020 ($100.43). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 50 $92.56 $4,628.00
Disclosure

SEC source: 0001209191-20-004119 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,390

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 114 $92.56 $10,551.84
Disclosure

SEC source: 0001209191-20-004119 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,154

Underlying: Common Stock · 114 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:34 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 206 $92.56 $19,067.36
Disclosure

SEC source: 0001209191-20-004119 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,252

Underlying: Common Stock · 206 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:01 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 53 $86.09 $4,562.77
Disclosure

SEC source: 0001209191-19-053499 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,340

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:01 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 122 $86.09 $10,502.98
Disclosure

SEC source: 0001209191-19-053499 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,040

Underlying: Common Stock · 122 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 23:01 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 220 $86.09 $18,939.80
Disclosure

SEC source: 0001209191-19-053499 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,046

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 23:06 UTC IAA, Inc. IAA · Entity 115305 GrantCommon Stock 2,768 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020722 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768

F1 · kind: The reporting person was issued an equity award of 2,768 restricted stock awards on July 29, 2019, which will vest in equal quarterly installments over one year, beginning on the grant date.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 48 $87.30 $4,190.40
Disclosure

SEC source: 0001209191-19-042406 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,287

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 111 $87.30 $9,690.30
Disclosure

SEC source: 0001209191-19-042406 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,918

Underlying: Common Stock · 111 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:07 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 199 $87.30 $17,372.70
Disclosure

SEC source: 0001209191-19-042406 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,826

Underlying: Common Stock · 199 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
May 03, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock Option · Derivative 12,531 $0.00 Strike: $31.12 $0.00
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · derivative · entry 6

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Conmon Stock · 12,531 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On 05/03/2019, Mr. Bales exercised 12,531 options and sold such shares at the average price of $82.6937. Under the non-qualified stock option grant, the balance of 12,531 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

F2 · derivative.expiration_date: On 05/03/2019, Mr. Bales exercised 12,531 options and sold such shares at the average price of $82.6937. Under the non-qualified stock option grant, the balance of 12,531 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
May 03, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 SaleCommon Stock 12,531 $82.69 $1,036,234.75
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · nonDerivative · entry 4

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,504

F2 · price: On 05/03/2019, Mr. Bales exercised 12,531 options and sold such shares at the average price of $82.6937. Under the non-qualified stock option grant, the balance of 12,531 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
May 03, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 12,531 $31.12 $389,964.72
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · nonDerivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On 05/03/2019, Mr. Bales exercised 12,531 options and sold such shares at the average price of $82.6937. Under the non-qualified stock option grant, the balance of 12,531 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock Option · Derivative 10,300 $0.00 Strike: $31.12 $0.00
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · derivative · entry 5

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 10,300 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 05/01/2019, Mr. Bales exercised 10,300 options and sold such shares at the average price of $82.6386. Under the non-qualified stock option grant, 22,831 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

F1 · derivative.expiration_date: On 05/01/2019, Mr. Bales exercised 10,300 options and sold such shares at the average price of $82.6386. Under the non-qualified stock option grant, 22,831 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 SaleCommon Stock 10,300 $82.64 $851,177.58
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,504

F1 · price: On 05/01/2019, Mr. Bales exercised 10,300 options and sold such shares at the average price of $82.6386. Under the non-qualified stock option grant, 22,831 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
May 01, 2019 Filed May 3, 2019 23:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 10,300 $31.12 $320,536.00
Disclosure

SEC source: 0001209191-19-027578 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 05/01/2019, Mr. Bales exercised 10,300 options and sold such shares at the average price of $82.6386. Under the non-qualified stock option grant, 22,831 options were fully vested and exercisable. The stock option was due to expire on 02/08/2020.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 53 $79.08 $4,191.24
Disclosure

SEC source: 0001209191-19-025176 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,239

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 122 $79.08 $9,647.76
Disclosure

SEC source: 0001209191-19-025176 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,807

Underlying: Common Stock · 122 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 220 $79.08 $17,397.60
Disclosure

SEC source: 0001209191-19-025176 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,627

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 23:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 4,891 $76.68 $375,041.88
Disclosure

SEC source: 0001209191-19-009478 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891

Underlying: Common Stock · 4,891 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/08/2019) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/08/2019 ($76.68). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/08/2019) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/08/2019 ($76.68). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/08/2019) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/08/2019 ($76.68). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person

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February 08, 2019 Filed Feb 12, 2019 23:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares · Derivative 11,186 $76.68 $857,742.48
Disclosure

SEC source: 0001209191-19-009478 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,186

Underlying: Common Stock · 11,186 shares

Expires not disclosed

F1 · derivative.exercise_price: 11,186 performance shares ("PSUs") were earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/08/2019 ($76.68). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

F1 · derivative.exercise_date: 11,186 performance shares ("PSUs") were earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/08/2019 ($76.68). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

F1 · derivative.expiration_date: 11,186 performance shares ("PSUs") were earned as of 02/08/2019 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan based on Republic's closing stock price on 02/08/2019 ($76.68). Such PSUs were deferred under the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person. The deferred PSUs will accumulate quarterly dividend equivalents.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:45 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 128 $74.88 $9,584.64
Disclosure

SEC source: 0001209191-19-004345 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,685

Underlying: Common Stock · 128 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:45 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 207 $74.88 $15,500.16
Disclosure

SEC source: 0001209191-19-004345 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:14 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 135 $70.58 $9,528.30
Disclosure

SEC source: 0001209191-18-055418 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,557

Underlying: Common Stock · 135 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.