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Bales Brian A

Disclosed activity across 3 companies

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29868
SEC CIK
0001748289

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RB GLOBAL INC.RBA · Entity 3351DirectorSeptember 17, 2026September 21, 2026
REPUBLIC SERVICES, INC.RSG · Entity 1686EVP, Chief Development OfficerJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RB GLOBAL INC.

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent Rights (DSUs)SEC Table II · derivative / convertible securityDirect82 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 9 · Balance 82

F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible securityDirect84 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 11 · Balance 84

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible securityDirect35 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 8 · Balance 35

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible securityDirect14 Reported balance After 2026-09-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-17 · Grant · Acquired 8 · Balance 14

F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.

REPUBLIC SERVICES, INC.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect67,500.11 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 193.63 · Balance 67,500.11

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Stock UnitsSEC Table II · derivative / convertible securityDirect28,190 Reported balance After 2026-07-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-15 · Grant · Acquired 80 · Balance 28,190

F4: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Performance Shares (PSUs)SEC Table II · derivative / convertible securityDirect39,950 Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-15 · Grant · Acquired 114 · Balance 39,950

F1: Based on 1 on 1 conversion.

F5: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Based on 1 on 1 conversion.

F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F3: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

F4: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F5: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IAA, Inc.

Report date March 20, 2023 · Filed March 21, 2023

Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-03-20 transaction · row 1
1 source row

Row 1 · 2023-03-20 · Disposition to issuer · Acquired 11,918 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,

F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,

F2: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 2,396 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000151 · wk-form4_1709683161.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,396

Underlying: Common Stock · 2,396 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc.'s 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 03/01/2024) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 03/01/2024 ($183.64). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc.'s 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 03/01/2024) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 03/01/2024 ($183.64). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc.'s 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 03/01/2024) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 03/01/2024 ($183.64). This grant is subject to the Republic Services, Inc. Deferred Compensation Plan as elected by the Reporting Person.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 235 $183.64 $43,155.40
Disclosure

SEC source: 0001060391-24-000151 · wk-form4_1709683161.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732

F2 · shares: Represents shares of common stock to satisfy the tax liability of the Reporting Person upon the settlement of performance shares on 03/01/2024. The fair market value of the exchanged shares was $183.64 (the closing price of Republic Services, Inc.'s common stock on 03/01/2024).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:59 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000151 · wk-form4_1709683161.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967

F1 · shares: 6,077 performance shares ("PSUs") were earned as of 03/01/2024 pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan based on Republic's closing stock price on 03/01/2024 ($183.64). The Reporting Person elected to defer 100% of the grant, less taxes, pursuant to the Republic Services, Inc. Deferred Compensation Plan (the "DCP").

Read SEC document
March 01, 2024 Filed Mar 5, 2024 18:56 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (DSUs) · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004274 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 01, 2024 Filed Mar 13, 2025 15:43 UTC RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 142.55 $80.93 $11,536.57
Disclosure

SEC source: 0000950170-25-038439 · ownership.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400.55

F1 · shares: Shares were acquired at various times throughout 2024 pursuant to a broker-sponsored dividend reinvestment plan.

F3 · price: Price is based upon the average prices of shares purchased throughout the year under the broker-sponsored dividend reinvestment plan.

F2 · acquired: Acquisition pursuant to a broker-sponsored dividend reinvestment plan.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000137 · wk-form4_1709076921.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,564

Underlying: Common Stock · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2024, 25% of the grant vested and 1,174 RSUs remained deferred. As permitted under the Plan, the Company withheld 37 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $184.98 (the closing price of Republic Services, Inc.'s common stock on 02/23/2024).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2024, 25% of the grant vested and 1,174 RSUs remained deferred. As permitted under the Plan, the Company withheld 37 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $184.98 (the closing price of Republic Services, Inc.'s common stock on 02/23/2024).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 37 $184.98 $6,844.26
Disclosure

SEC source: 0001060391-24-000137 · wk-form4_1709076921.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2024, 25% of the grant vested and 1,174 RSUs remained deferred. As permitted under the Plan, the Company withheld 37 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $184.98 (the closing price of Republic Services, Inc.'s common stock on 02/23/2024).

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:35 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000137 · wk-form4_1709076921.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2024, 25% of the grant vested and 1,174 RSUs remained deferred. As permitted under the Plan, the Company withheld 37 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $184.98 (the closing price of Republic Services, Inc.'s common stock on 02/23/2024).

Read SEC document
February 17, 2024 Filed Feb 22, 2024 01:19 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000120 · wk-form4_1708564759.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,201

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/17/2023 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/17/2024, 25% of the grant vested and 806 RSUs remain deferred. As permitted under the Plan, the Company withheld 26 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $180.43 (the closing price of Republic Services, Inc.'s common stock on 02/16/2024).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/17/2023 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/17/2024, 25% of the grant vested and 806 RSUs remain deferred. As permitted under the Plan, the Company withheld 26 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $180.43 (the closing price of Republic Services, Inc.'s common stock on 02/16/2024).

Read SEC document
February 17, 2024 Filed Feb 22, 2024 01:19 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 26 $180.43 $4,691.18
Disclosure

SEC source: 0001060391-24-000120 · wk-form4_1708564759.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/17/2023 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/17/2024, 25% of the grant vested and 806 RSUs remain deferred. As permitted under the Plan, the Company withheld 26 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $180.43 (the closing price of Republic Services, Inc.'s common stock on 02/16/2024).

Read SEC document
February 17, 2024 Filed Feb 22, 2024 01:19 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000120 · wk-form4_1708564759.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/17/2023 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/17/2024, 25% of the grant vested and 806 RSUs remain deferred. As permitted under the Plan, the Company withheld 26 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $180.43 (the closing price of Republic Services, Inc.'s common stock on 02/16/2024).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:21 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 995 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000103 · wk-form4_1708125645.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 995 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2024 and were paid out in the form of Republic Services, Inc.'s common stock.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 995 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2024 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:21 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 263 $178.74 $47,008.62
Disclosure

SEC source: 0001060391-24-000103 · wk-form4_1708125645.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732

F2 · shares: Represents shares of common stock to satisfy the tax liability of the Reporting Person upon the vesting of shares under a Restricted Stock Unit award on 02/14/2024. The fair market value of the exchanged shares was $178.74 (the closing price of Republic Services, Inc.'s common stock on 02/14/2024).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 23:21 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 995 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000103 · wk-form4_1708125645.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 995 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2024 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
February 11, 2024 Filed Feb 14, 2024 01:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000093 · wk-form4_1707872889.xml · derivative · entry 4

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,329

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2024, 25% of the grant vested and 856 RSUs remain deferred. As permitted under the Plan, the Company withheld 68 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $173.49 (the closing price of Republic Services, Inc.'s common stock on 02/09/2024).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2024, 25% of the grant vested and 856 RSUs remain deferred. As permitted under the Plan, the Company withheld 68 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $173.49 (the closing price of Republic Services, Inc.'s common stock on 02/09/2024).

Read SEC document
February 11, 2024 Filed Feb 14, 2024 01:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 68 $173.49 $11,797.32
Disclosure

SEC source: 0001060391-24-000093 · wk-form4_1707872889.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2024, 25% of the grant vested and 856 RSUs remain deferred. As permitted under the Plan, the Company withheld 68 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $173.49 (the closing price of Republic Services, Inc.'s common stock on 02/09/2024).

Read SEC document
February 11, 2024 Filed Feb 14, 2024 01:08 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001060391-24-000093 · wk-form4_1707872889.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2024, 25% of the grant vested and 856 RSUs remain deferred. As permitted under the Plan, the Company withheld 68 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $173.49 (the closing price of Republic Services, Inc.'s common stock on 02/09/2024).

Read SEC document
January 16, 2024 Filed Jan 18, 2024 23:48 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 85 $165.64 $14,079.40
Disclosure

SEC source: 0001060391-24-000062 · wk-form4_1705621674.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,416

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F5 · derivative.exercise_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F5 · derivative.expiration_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 23:48 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 90 $165.64 $14,907.60
Disclosure

SEC source: 0001060391-24-000062 · wk-form4_1705621674.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,843

Underlying: Common Stock · 90 shares

Expires not disclosed

F4 · derivative.exercise_price: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F4 · derivative.exercise_date: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F4 · derivative.expiration_date: The Reporting Person holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 23:48 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 200 $165.64 $33,128.00
Disclosure

SEC source: 0001060391-24-000062 · wk-form4_1705621674.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,127

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F3 · balance_after: A portion of the Restricted Stock Units are held under the Company's Deferred Compensation Plan.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 23:57 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (DSUs) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059703 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Shares · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 18:21 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDeferred Share Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055294 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Shares · 505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 23:57 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 95 $147.35 $13,998.25
Disclosure

SEC source: 0001209191-23-053029 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,331

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 23:57 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 100 $147.35 $14,735.00
Disclosure

SEC source: 0001209191-23-053029 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,753

Underlying: Common Stock · 100 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 23:57 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 224 $147.35 $33,006.40
Disclosure

SEC source: 0001209191-23-053029 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,927

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 18:10 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (DSUs) · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049558 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 14:11 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDeferred Share Units · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045774 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Shares · 525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 21:45 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 86 $149.98 $12,898.28
Disclosure

SEC source: 0001209191-23-042634 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 21:45 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 91 $149.98 $13,648.18
Disclosure

SEC source: 0001209191-23-042634 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,653

Underlying: Common Stock · 91 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 21:45 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 203 $149.98 $30,445.94
Disclosure

SEC source: 0001209191-23-042634 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,703

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 22:09 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (DSUs) · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038872 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Shares · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
May 15, 2023 Filed May 16, 2023 15:46 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDeferred Share Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029673 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76

Underlying: Common Shares · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 22:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPerformance Shares (PSUs) · Derivative 93 $137.37 $12,775.41
Disclosure

SEC source: 0001209191-23-024547 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,150

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F4 · derivative.exercise_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

F4 · derivative.expiration_date: Reflects dividend equivalents received on earned Performance Shares ("PSUs") in accordance with the Republic Services, Inc. 2021 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 22:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantStock Units · Derivative 99 $137.37 $13,599.63
Disclosure

SEC source: 0001209191-23-024547 · doc4.xml · derivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,562

Underlying: Common Stock · 99 shares

Expires not disclosed

F3 · derivative.exercise_price: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.exercise_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

F3 · derivative.expiration_date: Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.

Read SEC document
April 14, 2023 Filed Apr 17, 2023 22:36 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 221 $137.37 $30,358.77
Disclosure

SEC source: 0001209191-23-024547 · doc4.xml · derivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,500

Underlying: Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

F2 · derivative.expiration_date: Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. 2021 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 21:53 UTC IAA, Inc. IAA · Entity 115305 Disposition to issuerCommon Stock 11,918 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-008991 · ownership.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,

F2 · price: (Continued from Footnote 1) each outstanding share of the Issuer's common stock held by the Reporting Person immediately prior to the effective time of the Merger automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes (the "Merger Consideration"). Includes shares subject to deferred stock units that were converted at the Effective Time into the right to receive the Merger Consideration.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:22 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013292 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

Underlying: Common Stock · 47 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2023, 25% of the grant vested and 1,158 RSUs remained deferred. As permitted under the Plan, the Company withheld 47 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $128.72 (the closing price of Republic Services, Inc.'s common stock on 02/23/2023).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2023, 25% of the grant vested and 1,158 RSUs remained deferred. As permitted under the Plan, the Company withheld 47 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $128.72 (the closing price of Republic Services, Inc.'s common stock on 02/23/2023).

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:22 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 47 $128.72 $6,049.84
Disclosure

SEC source: 0001209191-23-013292 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,284

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2023, 25% of the grant vested and 1,158 RSUs remained deferred. As permitted under the Plan, the Company withheld 47 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $128.72 (the closing price of Republic Services, Inc.'s common stock on 02/23/2023).

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:22 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013292 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/23/2021 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/23/2023, 25% of the grant vested and 1,158 RSUs remained deferred. As permitted under the Plan, the Company withheld 47 shares of Republic Services, Inc.'s common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $128.72 (the closing price of Republic Services, Inc.'s common stock on 02/23/2023).

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February 17, 2023 Filed Feb 22, 2023 23:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantPSU Shares Deferred to DCP · Derivative 3,132 $131.96 $413,298.72
Disclosure

SEC source: 0001209191-23-011888 · doc4.xml · derivative · entry 4

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,132

Underlying: Common Stock · 3,132 shares

Expires not disclosed

F4 · derivative.exercise_price: Based on 1 on 1 conversion.

F1 · derivative.exercise_date: 3,301 performance shares ("PSUs") were earned as of 02/17/2023 pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan based on Republic's closing stock price on 02/17/2023 ($131.96). The Reporting Person elected to defer 100% of the grant, less taxes, pursuant to the Republic Services, Inc. Deferred Compensation Plan ("DCP").

F1 · derivative.expiration_date: 3,301 performance shares ("PSUs") were earned as of 02/17/2023 pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan based on Republic's closing stock price on 02/17/2023 ($131.96). The Reporting Person elected to defer 100% of the grant, less taxes, pursuant to the Republic Services, Inc. Deferred Compensation Plan ("DCP").

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February 17, 2023 Filed Feb 22, 2023 23:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantRestricted Stock Units · Derivative 3,183 $131.96 $420,028.68
Disclosure

SEC source: 0001209191-23-011888 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183

Underlying: Common Stock · 3,183 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/17/2023) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/17/2023 ($131.96). This grant is subject to the Republic Services, Inc.'s Deferred Compensation Plan as elected by the Reporting Person.

F3 · derivative.exercise_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/17/2023) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/17/2023 ($131.96). This grant is subject to the Republic Services, Inc.'s Deferred Compensation Plan as elected by the Reporting Person.

F3 · derivative.expiration_date: Restricted Stock Units ("RSUs") awarded pursuant to Republic Services, Inc. 2021 Stock Incentive Plan. The award will vest 25% on each of the first four anniversaries of the date of grant (which date of grant is 02/17/2023) and each RSU ultimately will be paid out in the form of one share of Republic's common stock. The number of RSUs was calculated based on Republic's closing stock price on 02/17/2023 ($131.96). This grant is subject to the Republic Services, Inc.'s Deferred Compensation Plan as elected by the Reporting Person.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 23:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 169 $131.96 $22,301.24
Disclosure

SEC source: 0001209191-23-011888 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,284

F2 · shares: Represents shares of common stock to satisfy the tax liability of the Reporting Person upon the settlement of performance shares on 02/17/2023. The fair market value of the exchanged shares was $131.96 (the closing price of Republic Services, Inc.'s common stock on 02/17/2023).

Read SEC document
February 17, 2023 Filed Feb 22, 2023 23:27 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 GrantCommon Stock 169 $131.96 $22,301.24
Disclosure

SEC source: 0001209191-23-011888 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,453

F1 · shares: 3,301 performance shares ("PSUs") were earned as of 02/17/2023 pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan based on Republic's closing stock price on 02/17/2023 ($131.96). The Reporting Person elected to defer 100% of the grant, less taxes, pursuant to the Republic Services, Inc. Deferred Compensation Plan ("DCP").

Read SEC document
February 14, 2023 Filed Feb 16, 2023 23:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 981 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010242 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

Underlying: Common Stock · 981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 981 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2023 and were paid out in the form of Republic Services, Inc.'s common stock.

F1 · derivative.expiration_date: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 981 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2023 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 23:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 428 $124.86 $53,440.08
Disclosure

SEC source: 0001209191-23-010242 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,284

F2 · shares: Represents shares of common stock to satisfy the tax liability of the Reporting Person upon the vesting of shares under a Restricted Stock Unit award on 02/14/2023. The fair market value of the exchanged shares was $124.86 (the closing price of Republic Services, Inc.'s common stock on 02/14/2023).

Read SEC document
February 14, 2023 Filed Feb 16, 2023 23:18 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 981 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010242 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Restricted Stock Units ("RSUs") granted on 02/14/2020 vest 25% on each of the first four anniversaries of the date of grant. 981 RSUs, that included accrued dividend equivalents, automatically vested on 02/14/2023 and were paid out in the form of Republic Services, Inc.'s common stock.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 22:25 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009273 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

Underlying: Common Stock · 27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2023, 25% of the grant vested and 844 RSUs remain deferred. As permitted under the plan, the Company withheld 27 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $127.36 (the closing price of Republic Services, Inc.'s common stock on 02/10/2023).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2023, 25% of the grant vested and 844 RSUs remain deferred. As permitted under the plan, the Company withheld 27 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $127.36 (the closing price of Republic Services, Inc.'s common stock on 02/10/2023).

Read SEC document
February 11, 2023 Filed Feb 14, 2023 22:25 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Tax withholdingCommon Stock 27 $127.36 $3,438.72
Disclosure

SEC source: 0001209191-23-009273 · doc4.xml · nonDerivative · entry 2

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,731

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2023, 25% of the grant vested and 844 RSUs remain deferred. As permitted under the plan, the Company withheld 27 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $127.36 (the closing price of Republic Services, Inc.'s common stock on 02/10/2023).

Read SEC document
February 11, 2023 Filed Feb 14, 2023 22:25 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionCommon Stock 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009273 · doc4.xml · nonDerivative · entry 1

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/11/2022 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/11/2023, 25% of the grant vested and 844 RSUs remain deferred. As permitted under the plan, the Company withheld 27 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $127.36 (the closing price of Republic Services, Inc.'s common stock on 02/10/2023).

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:23 UTC REPUBLIC SERVICES, INC. RSG · Entity 1686 Exercise / conversionRestricted Stock Units · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008370 · doc4.xml · derivative · entry 3

Bales Brian A · CIK 0001748289 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

Underlying: Common Stock · 96 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc.

F1 · derivative.exercise_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/08/2019 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/08/2023, 25% of the grant vested and 1,307 RSUs remain deferred. As permitted under the plan, the Company withheld 96 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $124.42 (the closing price of Republic Services, Inc.'s common stock on 02/08/2023).

F1 · derivative.expiration_date: The Reporting Person previously elected to defer the Restricted Stock Units ("RSUs") granted on 02/08/2019 in accordance with the Company's Deferred Compensation Plan (the "Plan"). On 02/08/2023, 25% of the grant vested and 1,307 RSUs remain deferred. As permitted under the plan, the Company withheld 96 shares of Republic Services, Inc. common stock to satisfy tax liability of the Reporting Person. The fair market value of the exchanged shares was $124.42 (the closing price of Republic Services, Inc.'s common stock on 02/08/2023).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.