Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dutch Bros Inc.BROS · Entity 3641 | Director | September 30, 2023 | October 03, 2023 |
| Inspire Medical Systems, Inc.INSP · Entity 1186 | Director | July 15, 2026 | July 18, 2026 |
| Vita Coco Company, Inc.COCO · Entity 4155 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dutch Bros Inc.
Report date September 30, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,826 |
Reported balance
After 2023-09-30 transaction · row 1
1 source rowRow 1 · 2023-09-30 · Exercise / conversion · Acquired 938 · Balance 10,826 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,814 |
Reported balance
After 2023-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-30 · Exercise / conversion · Disposed 938 · Balance 2,814 F1: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F2: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2023, December 31, 2023, March 31, 2024, and the remaining 25% will vest on the earlier of (i) June 30, 2024, and (ii) the date of the Issuer's 2024 annual stockholder meeting.
Inspire Medical Systems, Inc.
Report date July 15, 2026 · Filed July 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,854 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 383 · Balance 8,854 F1: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.
Vita Coco Company, Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,050 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 1,530 · Balance 2,050 F1: Represents RSUs granted under the Company's 2021 Incentive Award Plan which vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date or (ii) the first anniversary of the grant date provided the Reporting Person remains in continuous service on the applicable vesting date. Each RSU represents the right to receive one share of common stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents RSUs granted under the Company's 2021 Incentive Award Plan which vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date or (ii) the first anniversary of the grant date provided the Reporting Person remains in continuous service on the applicable vesting date. Each RSU represents the right to receive one share of common stock of the Issuer.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHICO'S FAS, INC.
Report date April 24, 2019 · Filed April 25, 2019
Section 16 reporting ended · disclosed 2019-04-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 710,162 |
Reported balance
After 2019-04-24 transaction · row 1
1 source rowRow 1 · 2019-04-24 · Disposition to issuer · Disposed 846,190 · Balance 710,162 F1: Shares forfeited are from restricted stock and performance stock unit awards granted in 2017, 2018 and 2019 with multi-year vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares forfeited are from restricted stock and performance stock unit awards granted in 2017, 2018 and 2019 with multi-year vesting conditions.
RAYMOND JAMES FINANCIAL INC
Report date February 20, 2020 · Filed February 24, 2020 · Amendment
Section 16 reporting ended · disclosed 2020-02-24. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2021 Filed Dec 17, 2021 22:01 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-21-000020 · wf-form4_163977845194857.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Underlying: Class A Common · 1,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022. F3 · derivative.expiration_date: If the Reporting Person's employment is terminated for any reason before an applicable vesting date, all restricted stock units that have not yet vested shall be forfeited without consideration, except in the change of control severance agreement and any other agreements regarding equity vesting between the Reporting Person and Issuer, which agreements or form agreements are filed with the SEC. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 22:01 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-21-000020 · wf-form4_163977845194857.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 20:50 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantCommon Stock | 56 | $231.04 | $12,938.24 |
DisclosureSEC source: 0001104659-21-125836 · tm2129887-5_4seq1.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| September 17, 2021 Filed Sep 23, 2021 00:00 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057322 · doc4.xml · derivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347 Underlying: Class A Common · 4,347 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:12 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantCommon Stock | 68 | $185.73 | $12,629.64 |
DisclosureSEC source: 0001104659-21-091751 · tm2122094-5_4seq1.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:23 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantStock Option (right to buy) · Derivative | 1,175 | $0.00 Strike: $240.68 | $0.00 |
DisclosureSEC source: 0001104659-21-060333 · tm2114992-8_4seq1.xml · derivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 Underlying: Common Stock · 1,175 shares Expires 2031-04-29 F1 · derivative.exercise_date: The option vests and becomes exercisable on April 29, 2022, subject to the Reporting Person's continuous service to the Issuer through such date. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:17 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantCommon Stock | 54 | $218.45 | $11,796.30 |
DisclosureSEC source: 0001104659-21-049768 · tm2112723-5_4seq1.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 21:17 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantCommon Stock | 47 | $194.10 | $9,122.70 |
DisclosureSEC source: 0001104659-21-003449 · a4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47 F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 20:16 UTC | Inspire Medical Systems, Inc. INSP · Entity 1186 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,113 | $0.00 Strike: $122.76 | $0.00 |
DisclosureSEC source: 0001104659-20-117156 · a4.xml · derivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113 Underlying: Common Stock · 3,113 shares Expires 2030-10-20 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal annual installments beginning on October 20, 2021, subject to the Non-Employee Director continuing in service through each applicable vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:43 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003250 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F2 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:43 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003250 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 16:13 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Disposition to issuerCommon Stock | 846,190 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-19-000069 · wf-form4_155622320761302.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,162 F1 · shares: Shares forfeited are from restricted stock and performance stock unit awards granted in 2017, 2018 and 2019 with multi-year vesting conditions. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 16:26 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 433,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-19-000054 · wf-form4_155242235205985.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,352 F1 · shares: Restricted stock award which vests 1/3 each year beginning on 3/8/2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:48 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 142,434 | $5.81 | $827,541.54 |
DisclosureSEC source: 0000897429-19-000033 · wf-form4_155182612125903.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,052 F1 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004265 · doc4.xml · derivative · entry 3 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004265 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Underlying: Common Stock · 1,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004265 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 12:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003458 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 12:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003458 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 16:18 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 48,543 | $5.40 | $262,132.20 |
DisclosureSEC source: 0000897429-18-000116 · wf-form4_154387190242324.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265,486 F1 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:46 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 35,799 | $9.87 | $353,336.13 |
DisclosureSEC source: 0000897429-18-000037 · wf-form4_152028635353113.xml · nonDerivative · entry 4 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,029 F3 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:46 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 51,000 | $9.87 | $503,370.00 |
DisclosureSEC source: 0000897429-18-000037 · wf-form4_152028635353113.xml · nonDerivative · entry 3 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,828 F3 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:46 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 175,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-18-000037 · wf-form4_152028635353113.xml · nonDerivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,828 F2 · shares: Represents the settlement of performance share units (PSUs) previously granted to the reporting person based on the achievement of performance goals during the requisite performance period. These shares vest 1/3 on 03/01/2019 and 2/3's on 03/01/2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:46 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 329,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-18-000037 · wf-form4_152028635353113.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,065 F1 · shares: Restricted stock award which vests 1/3 each year beginning on 3/1/2019. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004086 · doc4.xml · derivative · entry 5 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2018-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004086 · doc4.xml · derivative · entry 4 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. F3 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004086 · doc4.xml · derivative · entry 3 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644 Underlying: Common Stock · 1,644 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. F2 · derivative.expiration_date: The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004086 · doc4.xml · nonDerivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004086 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003923 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/21/2017, vested 20% on 2/21/2018 and will vest 20% on 2/21/2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003923 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 16:36 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 25,875 | $8.78 | $227,182.50 |
DisclosureSEC source: 0000897429-17-000157 · wf-form4_151242334907004.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,775 F1 · kind: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:59 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 36,213 | $14.22 | $514,948.86 |
DisclosureSEC source: 0000897429-17-000039 · wf-form4_148857837452094.xml · nonDerivative · entry 4 Broader Shelley G. · CIK 0001426843 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,650 F3 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:59 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 40,559 | $14.22 | $576,748.98 |
DisclosureSEC source: 0000897429-17-000039 · wf-form4_148857837452094.xml · nonDerivative · entry 3 Broader Shelley G. · CIK 0001426843 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,863 F3 · shares: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:59 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 290,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-17-000039 · wf-form4_148857837452094.xml · nonDerivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,422 F2 · shares: Represents the settlement of performance share units (PSUs) previously granted to the reporting person based on the achievement of performance goals during the requisite performance period. These shares vest 1/3 each year beginning on 03/01/2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:59 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | GrantCommon Stock | 228,560 | $0.00 | $0.00 |
DisclosureSEC source: 0000897429-17-000039 · wf-form4_148857837452094.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,375 F1 · shares: Restricted stock award which vests 1/3 each year beginning on 3/1/2018 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 14:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004636 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 14:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004636 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004226 · doc4.xml · derivative · entry 4 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 400 shares Expires 2018-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/22/2016, 20% on 2/22/2017, and 20% will vest on 2/22/2018. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 15:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004226 · doc4.xml · nonDerivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 15:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004226 · doc4.xml · derivative · entry 3 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 1,200 shares Expires 2019-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: Of the 2,000 RSUs granted, 60% vested on 2/21/2017, 20% will vest on 2/21/2018, and 20% on 2/21/2019. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 15:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004226 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003965 · doc4.xml · derivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:52 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003855 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:52 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003855 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:13 UTC | CHICO'S FAS, INC. CHS · Entity 95349 | Tax withholdingCommon Stock | 25,875 | $15.32 | $396,405.00 |
DisclosureSEC source: 0000897429-16-000499 · wf-form4_148097597241315.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,815 F1 · kind: Transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.