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BORGESON JOHN A.

Disclosed activity across 1 company

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29751
SEC CIK
0001754045

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Kodiak Sciences Inc.KOD · Entity 4388Chief Financial OfficerJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Kodiak Sciences Inc.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.42 · Expires 2036-07-14Direct66,500 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 66,500 · Balance 66,500

F1: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2026; the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 Equity Incentive Plan) as of each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2026; the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 Equity Incentive Plan) as of each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2026 Filed Jul 17, 2026 20:40 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 66,500 $0.00 Strike: $42.42 $0.00
Disclosure

SEC source: 0001754045-26-000008 · form4-07172026_080713.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,500

Underlying: Common Stock · 66,500 shares

Expires 2036-07-14

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2026; the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 Equity Incentive Plan) as of each vesting date.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:56 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001754045-26-000006 · form4-06052026_090646.xml · derivative · entry 4

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to this option are fully vested.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:56 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 4,104 $34.67 $142,285.68
Disclosure

SEC source: 0001754045-26-000006 · form4-06052026_090646.xml · nonDerivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,930

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F3 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $34.49 to $35.05, inclusive.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:56 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 25,896 $34.01 $880,722.96
Disclosure

SEC source: 0001754045-26-000006 · form4-06052026_090646.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,034

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F2 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $33.49 to $34.48, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

Read SEC document
June 04, 2026 Filed Jun 5, 2026 21:56 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 30,000 $1.04 $31,200.00
Disclosure

SEC source: 0001754045-26-000006 · form4-06052026_090646.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionStock Option (Right to Buy) · Derivative 28,614 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001754045-26-000004 · form4-04162026_090412.xml · derivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 28,614 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option are fully vested.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 28,614 $1.04 $29,758.56
Disclosure

SEC source: 0001754045-26-000004 · form4-04162026_090412.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · derivative · entry 6

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,614

Underlying: Common Stock · 30,000 shares

Expires 2026-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to this option are fully vested.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 600 $41.77 $25,062.00
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · nonDerivative · entry 5

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,316

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F5 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $41.69 to $41.91, inclusive.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 4,231 $40.88 $172,963.28
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · nonDerivative · entry 4

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,916

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F4 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $40.68 to $41.67, inclusive.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 12,477 $40.29 $502,698.33
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · nonDerivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,147

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F3 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $39.68 to $40.67, inclusive.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 12,692 $39.14 $496,764.88
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,624

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F2 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $38.68 to $39.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 00:26 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 30,000 $1.04 $31,200.00
Disclosure

SEC source: 0001754045-26-000002 · form4-04032026_120417.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 04, 2025 Filed Jul 8, 2025 20:33 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001415889-25-019517 · form4-07082025_080719.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-07-03

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2025; the balance of the Shares vest in a series of forty-seven (47) successive equal monthly installments thereafter, subject to Reporting Person's Continuous Service (as defined in the 2018 Equity Incentive Plan) as of each such date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 00:15 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 723 $3.65 $2,639.67
Disclosure

SEC source: 0001415889-25-017624 · form4-06182025_120604.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,316

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2025. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:15 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017624 · form4-06182025_120604.xml · derivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:15 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017624 · form4-06182025_120604.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 20:52 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 334,500 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001415889-24-020925 · form4-08072024_080839.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,500

Underlying: Common Stock · 334,500 shares

Expires 2034-08-04

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2024; the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the 2018 Equity Incentive Plan) as of each vesting date.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 2,874 $2.75 $7,903.50
Disclosure

SEC source: 0001415889-24-017449 · form4-06182024_090649.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,164

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2024. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017449 · form4-06182024_090649.xml · derivative · entry 4

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F4 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F4 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017449 · form4-06182024_090649.xml · derivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 15, 2024 Filed Jun 18, 2024 21:00 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 5,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017449 · form4-06182024_090649.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:39 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 1,558 $2.92 $4,549.36
Disclosure

SEC source: 0001415889-24-016682 · form4-06132024_080636.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,544

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 11, 2024. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:39 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016682 · form4-06132024_080636.xml · derivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs vested in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs vested in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:39 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 3,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016682 · form4-06132024_080636.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document
June 24, 2023 Filed Jun 27, 2023 21:32 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 207,500 $0.00 Strike: $7.24 $0.00
Disclosure

SEC source: 0001209191-23-039940 · doc4.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,500

Underlying: Common Stock · 207,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2023 (the "Vesting Commencement Date"); the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments measured from the first month anniversary of the Vesting Commencement Date, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 00:25 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 2,749 $9.23 $25,373.27
Disclosure

SEC source: 0001209191-23-038165 · doc4.xml · nonDerivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,077

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2023. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:25 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038165 · doc4.xml · derivative · entry 5

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock.

F5 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F5 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Read SEC document
June 15, 2023 Filed Jun 17, 2023 00:25 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038165 · doc4.xml · derivative · entry 4

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,619

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock.

F4 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F4 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 15, 2023 Filed Jun 17, 2023 00:25 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 5,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038165 · doc4.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's common stock.

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June 14, 2023 Filed Jun 17, 2023 00:25 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 1,448 $9.42 $13,640.16
Disclosure

SEC source: 0001209191-23-038165 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,332

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units ("RSU") on June 11, 2023. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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June 11, 2023 Filed Jun 13, 2023 21:30 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036828 · doc4.xml · derivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025

Underlying: Common Stock · 3,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F2 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F2 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 11, 2023 Filed Jun 13, 2023 21:30 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 3,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-036828 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 21:21 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 142,500 $0.00 Strike: $8.15 $0.00
Disclosure

SEC source: 0001209191-22-041687 · doc4.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,500

Underlying: Common Stock · 142,500 shares

Expires 2032-07-05

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after July 1, 2022 (the "Vesting Commencement Date"); the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments measured from the first month anniversary of the Vesting Commencement Date, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 17, 2022 Filed Jun 17, 2022 23:54 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 2,798 $7.02 $19,641.96
Disclosure

SEC source: 0001209191-22-038176 · doc4.xml · nonDerivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,755

F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2022. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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June 15, 2022 Filed Jun 17, 2022 23:54 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038176 · doc4.xml · derivative · entry 5

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F5 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F5 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 15, 2022 Filed Jun 17, 2022 23:54 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038176 · doc4.xml · derivative · entry 4

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F4 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F4 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 15, 2022 Filed Jun 17, 2022 23:54 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 1,545 $7.21 $11,139.45
Disclosure

SEC source: 0001209191-22-038176 · doc4.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,553

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 11, 2022. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 15, 2022 Filed Jun 17, 2022 23:54 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 5,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-038176 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document
June 11, 2022 Filed Jun 15, 2022 00:30 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,025 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036832 · doc4.xml · derivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Underlying: Common Stock · 3,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the RSUs vested on June 11, 2021, upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the RSUs will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 11, 2022 Filed Jun 15, 2022 00:30 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 3,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-036832 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F2 · balance_after: Includes 136 shares acquired under the 2018 Employee Stock Purchase Plan on November 30, 2021.

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February 16, 2022 Filed Feb 18, 2022 22:12 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $131.44 $0.00
Disclosure

SEC source: 0001209191-22-011371 · doc4.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-02-20

F1 · derivative.exercise_date: On February 21, 2021, the Reporting Person was awarded a performance-based option. 1/4th of the shares subject to the option vested on February 16, 2022 upon the achievement of certain performance criteria (the "Performance Criteria Achievement Date"); thereafter, the shares subject to the option will vest in thirty-six (36) successive equal monthly installments measured from the Performance Criteria Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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November 10, 2021 Filed Nov 12, 2021 21:55 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 204 $116.29 $23,724.16
Disclosure

SEC source: 0001209191-21-064246 · doc4.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,443

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $116.29 to $116.625, inclusive.

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November 10, 2021 Filed Nov 12, 2021 21:55 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 672 $115.16 $77,386.38
Disclosure

SEC source: 0001209191-21-064246 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,647

F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $115.00 to $115.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

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August 12, 2021 Filed Aug 13, 2021 22:44 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051485 · doc4.xml · derivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the restricted stock units vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the restricted stock units vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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August 12, 2021 Filed Aug 13, 2021 22:44 UTC Kodiak Sciences Inc. KOD · Entity 4388 GrantStock Option (Right to Purchase) · Derivative 50,000 $0.00 Strike: $88.21 $0.00
Disclosure

SEC source: 0001209191-21-051485 · doc4.xml · derivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-08-12

F1 · derivative.exercise_date: One-forty-eighth (1/48th) of the shares vest one month after the Vesting Commencement Date (June 30, 2021); the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments measured from the first month anniversary of the Vesting Commencement Date, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

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June 15, 2021 Filed Jun 15, 2021 23:04 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 1,037 $84.75 $87,885.75
Disclosure

SEC source: 0001209191-21-040739 · doc4.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,990

F3 · kind: The sale was made to cover tax withholding obligations in connection with vesting and settlement of 1/4th of the Reporting Person's performance-based RSU granted on December 30, 2019.

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June 15, 2021 Filed Jun 18, 2021 01:24 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionRestricted Stock Units · Derivative 3,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041807 · doc4.xml · derivative · entry 3

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,857

Underlying: Common Stock · 3,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: One-fourth (1/4th) of the RSU vest on each of the first four anniversaries of June 15, 2020, subject to Reporting Person's continued service on the applicable vesting date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the RSU vest on each of the first four anniversaries of June 15, 2020, subject to Reporting Person's continued service on the applicable vesting date.

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June 15, 2021 Filed Jun 18, 2021 01:24 UTC Kodiak Sciences Inc. KOD · Entity 4388 SaleCommon Stock 1,290 $80.90 $104,361.00
Disclosure

SEC source: 0001209191-21-041807 · doc4.xml · nonDerivative · entry 2

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,319

F2 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
June 15, 2021 Filed Jun 18, 2021 01:24 UTC Kodiak Sciences Inc. KOD · Entity 4388 Exercise / conversionCommon Stock 3,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041807 · doc4.xml · nonDerivative · entry 1

BORGESON JOHN A. · CIK 0001754045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.