person · Reporting owner

COHEN DANIEL G

Disclosed activity across 16 companies

Tapewire entity: 29727
SEC CIK: 0001247745

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Art Technology Acquisition Corp.ARTCU · Entity 9253	Director · Chief Executive Officer · 10% owner	January 05, 2026	January 06, 2026
Bancorp, Inc.TBBK · Entity 4314	Director	June 07, 2021	June 08, 2021
Cohen & Co Inc.COHN · Entity 7376	Director · Executive Chairman · 10% owner	July 17, 2026	July 17, 2026
Cohen Circle Acquisition Corp. IICCIIU · Entity 5753	Director	June 30, 2025	June 30, 2025
FINTECH ACQUISITION CORP VIFTVI · Entity 137246	Chief Executive Officer	June 28, 2021	July 19, 2021
FTAC Hera Acquisition Corp.HERA · Entity 127894	Director · President and CEO	March 09, 2021	March 10, 2021
FTAC Parnassus Acquisition Corp.FTPA · Entity 141210	Director · 10% owner	March 16, 2021	March 17, 2021
FTAC ZEUS ACQUISITION CORP.ZING · Entity 133082	Director · 10% owner	November 23, 2021	November 24, 2021
Fintech Acquisition Corp VFTCV · Entity 128691	Chief Executive Officer	April 04, 2021	October 15, 2021
Fintech Acquisition Corp. IIIFTAC · Entity 145836	10% owner	October 16, 2020	October 20, 2020
INSU ACQUISITION CORP IIIIIII · Entity 144388	Director	December 22, 2020	December 24, 2020
International Money Express, Inc.IMXI · Entity 5575	Member 13d group owns over 10%	July 26, 2018	July 30, 2018
Paya Holdings Inc.PAYA · Entity 116479	Member of 10% owner group	October 16, 2020	October 16, 2020
Perella Weinberg PartnersPWP · Entity 988	Director	March 14, 2023	March 16, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Art Technology Acquisition Corp.

Report date January 05, 2026 · Filed January 06, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectBy Art Technology Sponsor, LLC	530,000	Reported balance Holding disclosure · report date 2026-01-05 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 530,000 F1: These shares underlie 530,000 units of the issuer that Art Technology Sponsor, LLC has irrevocably committed to purchase. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: These shares are held directly by the issuer's sponsors, Art Technology Sponsor, LLC and Art Technology Advisors, LLC, which are managed by the reporting person.
Class B Ordinary SharesSEC Table II · derivative / convertible security	IndirectBy Art Technology Sponsor, LLC	Not disclosed	Reported balance Holding disclosure · report date 2026-01-05 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F4: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F8: Includes up to 1,100,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option F3: These shares are held directly by the issuer's sponsors, Art Technology Sponsor, LLC and Art Technology Advisors, LLC, which are managed by the reporting person.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Art Technology Sponsor, LLC	Not disclosed	Reported balance Holding disclosure · report date 2026-01-05 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F5: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. F6: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A ordinary shares or the issuer's liquidation. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F7: These warrants underlie 530,000 units of the issuer that Art Technology Sponsor, LLC has irrevocably committed to purchase. F3: These shares are held directly by the issuer's sponsors, Art Technology Sponsor, LLC and Art Technology Advisors, LLC, which are managed by the reporting person.
Class B Ordinary SharesSEC Table II · derivative / convertible security	IndirectBy Art Technology Advisors, LLC	Not disclosed	Reported balance Holding disclosure · report date 2026-01-05 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance Not disclosed F4: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F8: Includes up to 1,100,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option F3: These shares are held directly by the issuer's sponsors, Art Technology Sponsor, LLC and Art Technology Advisors, LLC, which are managed by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: These shares underlie 530,000 units of the issuer that Art Technology Sponsor, LLC has irrevocably committed to purchase.

F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F3: These shares are held directly by the issuer's sponsors, Art Technology Sponsor, LLC and Art Technology Advisors, LLC, which are managed by the reporting person.

F4: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.

F5: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.

F6: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A ordinary shares or the issuer's liquidation.

F7: These warrants underlie 530,000 units of the issuer that Art Technology Sponsor, LLC has irrevocably committed to purchase.

F8: Includes up to 1,100,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option

Bancorp, Inc.

Report date June 07, 2021 · Filed June 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	172,200	Reported balance After 2021-06-07 transaction · row 1 1 source row Row 1 · 2021-06-07 · Sale · Disposed 35,000 · Balance 172,200 F1: The Reporting Person sold 35,000 shares of common stock at prices ranging from $25.875 to $26.30 for an average price of $26.083.
Common StockSEC Table I · non-derivative	IndirectBy 401k plan account	235	Reported balance Holding disclosure · report date 2021-06-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 235
Common StockSEC Table I · non-derivative	IndirectBy Trust	30,000	Reported balance Holding disclosure · report date 2021-06-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 30,000 F2: The Reporting Person disclaims beneficial ownership to these securities except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person sold 35,000 shares of common stock at prices ranging from $25.875 to $26.30 for an average price of $26.083.

F2: The Reporting Person disclaims beneficial ownership to these securities except to the extent of his proportionate pecuniary interest therein.

Cohen & Co Inc.

Report date July 17, 2026 · Filed July 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	107,157	Reported balance After 2026-07-17 transaction · row 1 1 source row Row 1 · 2026-07-17 · Gift · Disposed 17,600 · Balance 107,157
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy EBC 2013 Family Trust	80,000	Reported balance Holding disclosure · report date 2026-07-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 80,000

Cohen Circle Acquisition Corp. II

Report date June 30, 2025 · Filed June 30, 2025

This filing explicitly reported no securities owned.

FINTECH ACQUISITION CORP VI

Report date June 28, 2021 · Filed July 19, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests VI, LLC	1,514,944	Reported balance After 2021-06-28 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2021-06-28 · Other · Acquired 1,514,944 · Balance 1,514,944 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Allocated to Cohen Sponsor Interests VI, LLC as a member of FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests VI, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy FinTech Masala Advisors VI, LLC	100,000	Reported balance After 2021-06-28 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2021-06-28 · Other · Acquired 100,000 · Balance 100,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5: Allocated to the reporting person as a member of FinTech Masala Advisors VI, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy FinTech Masala Advisors VI, LLC	100,000	Reported balance After 2021-06-28 transaction · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · 2021-06-28 · Other · Acquired 100,000 · Balance 100,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors VI, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	1,514,944	Reported balance After 2021-06-28 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2021-06-28 · Other · Acquired 1,514,944 · Balance 1,514,944 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Allocated to Cohen Sponsor Interests VI, LLC as a member of FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests VI, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests VI, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.

F2: Allocated to Cohen Sponsor Interests VI, LLC as a member of FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC.

F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings VI, LLC and FinTech Masala Advisors VI, LLC, each of which is managed by Cohen Sponsor Interests VI, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests VI, LLC.

F5: Allocated to the reporting person as a member of FinTech Masala Advisors VI, LLC.

F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests VI, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.

F7: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors VI, LLC.

FTAC Hera Acquisition Corp.

Report date March 09, 2021 · Filed March 10, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectBy FTAC Hera Advisors, LLC	17,826,940	Reported balance After 2021-03-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-03-09 · Other · Disposed 1,713,060 · Balance 17,826,940 F1: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsor, FTAC Hera Advisors, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.

F2: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full.

F4: These shares are held directly by the issuer's sponsor, FTAC Hera Advisors, LLC.

FTAC Parnassus Acquisition Corp.

Report date March 16, 2021 · Filed March 17, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectBy FTAC Parnassus Advisors, LLC	7,083,333	Reported balance After 2021-03-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-03-16 · Other · Disposed 100,000 · Balance 7,083,333 F1: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsor, FTAC Parnassus Advisors, LLC, which is co-managed by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F2: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full.

F4: These shares are held directly by the issuer's sponsor, FTAC Parnassus Advisors, LLC, which is co-managed by the reporting person.

FTAC ZEUS ACQUISITION CORP.

Report date November 23, 2021 · Filed November 24, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectBy FTAC Zeus Sponsor, LLC	1,778,750	Reported balance After 2021-11-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-11-23 · Other · Acquired 78,750 · Balance 1,778,750 F1: Acquisition by FTAC Zeus Sponsor, LLC in connection with the full exercise of the underwriter's over-allotment option. F2: These shares underlie the same number of units of the issuer held by FTAC Zeus Sponsor, LLC. F3: These shares are held directly by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, which are co-managed by the reporting person. As a result, all of the securities may be deemed to be beneficially held by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy FTAC Zeus Sponsor, LLC	889,375	Reported balance After 2021-11-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-11-23 · Other · Acquired 39,375 · Balance 889,375 F1: Acquisition by FTAC Zeus Sponsor, LLC in connection with the full exercise of the underwriter's over-allotment option. F4: The warrants will become exercisable 30 days after the consummation of the issuer's initial business combination. F5: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation. F3: These shares are held directly by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, which are co-managed by the reporting person. As a result, all of the securities may be deemed to be beneficially held by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy FTAC Zeus Sponsor, LLC	7,215,000	Reported balance Holding disclosure · report date 2021-11-23 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 7,215,000 F6: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7: Represents shares of Class B common stock held by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, after full exercise of the underwriter's over-allotment option. F3: These shares are held directly by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, which are co-managed by the reporting person. As a result, all of the securities may be deemed to be beneficially held by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy FTAC Zeus Advisors, LLC	6,794,583	Reported balance Holding disclosure · report date 2021-11-23 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 6,794,583 F6: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7: Represents shares of Class B common stock held by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, after full exercise of the underwriter's over-allotment option. F3: These shares are held directly by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, which are co-managed by the reporting person. As a result, all of the securities may be deemed to be beneficially held by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition by FTAC Zeus Sponsor, LLC in connection with the full exercise of the underwriter's over-allotment option.

F2: These shares underlie the same number of units of the issuer held by FTAC Zeus Sponsor, LLC.

F3: These shares are held directly by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, which are co-managed by the reporting person. As a result, all of the securities may be deemed to be beneficially held by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F4: The warrants will become exercisable 30 days after the consummation of the issuer's initial business combination.

F5: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.

F6: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.

F7: Represents shares of Class B common stock held by the issuer's sponsors, FTAC Zeus Sponsor, LLC and FTAC Zeus Advisors, LLC, after full exercise of the underwriter's over-allotment option.

Fintech Acquisition Corp V

Report date April 04, 2021 · Filed October 15, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests IV, LLC	1,363,222	Reported balance After 2021-04-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-04-04 · Other · Disposed 33,334 · Balance 1,363,222 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	1,363,222	Reported balance After 2021-04-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-04-04 · Other · Disposed 33,334 · Balance 1,363,222 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. F5: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests V, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	1,360,305	Reported balance After 2021-10-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-10-13 · Other · Disposed 2,917 · Balance 1,360,305 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. F5: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests V, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests V, LLC	1,360,305	Reported balance After 2021-10-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-10-13 · Other · Disposed 2,917 · Balance 1,360,305 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC.

Filing footnotes · ownership attribution and instrument terms

F2: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price.

F4: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC.

F5: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests V, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.

Fintech Acquisition Corp. III

Report date October 16, 2020 · Filed October 20, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Cohen Sponsor Interests III, LLC	1,091,330	Reported balance After 2020-10-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-10-16 · Exercise / conversion · Acquired 1,091,330 · Balance 1,091,330 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.
Class A Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	1,091,330	Reported balance After 2020-10-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-10-16 · Exercise / conversion · Acquired 1,091,330 · Balance 1,091,330 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class A Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	300,000	Reported balance After 2020-10-16 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2020-10-16 · Grant · Acquired 300,000 · Balance 300,000 F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination.
Class A Common StockSEC Table I · non-derivative	IndirectBy Betsy Z Cohen Trust dated 10/7/99	200,000	Reported balance After 2020-10-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-10-16 · Grant · Acquired 200,000 · Balance 200,000 F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Edward E Cohen Trust dated 10/7/99	200,000	Reported balance After 2020-10-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2020-10-16 · Grant · Acquired 200,000 · Balance 200,000 F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Betsy and Edward Cohen 2012 Grandchildren Trust dated 5/22/2012	150,000	Reported balance After 2020-10-16 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2020-10-16 · Grant · Acquired 150,000 · Balance 150,000 F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy The 2019 Grandchildren's Trust dated 6/26/2020	200,000	Reported balance After 2020-10-16 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2020-10-16 · Grant · Acquired 200,000 · Balance 200,000 F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	Direct	200,000	Reported balance After 2020-10-16 transaction · row 8 1 source row Row 8 · 2020-10-16 · Grant · Acquired 200,000 · Balance 200,000
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests III, LLC	1,248,570	Reported balance After 2020-10-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-10-16 · Other · Disposed 68,334 · Balance 1,248,570 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to other members of the issuer's sponsors at the original purchase price. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests III, LLC	1,091,330	Reported balance After 2020-10-16 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-10-16 · Other · Disposed 157,241 · Balance 1,091,330 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Cohen Sponsor Interests III, LLC	0	Reported balance After 2020-10-16 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2020-10-16 · Exercise / conversion · Disposed 1,091,330 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	1,248,570	Reported balance After 2020-10-16 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-10-16 · Other · Disposed 68,334 · Balance 1,248,570 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents transfer of membership interests to other members of the issuer's sponsors at the original purchase price. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	1,091,330	Reported balance After 2020-10-16 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-10-16 · Other · Disposed 157,241 · Balance 1,091,330 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	77,668	Reported balance After 2020-10-16 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2020-10-16 · Other · Disposed 22,332 · Balance 77,668 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F9: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DGC Family FinTech Trust	0	Reported balance After 2020-10-16 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2020-10-16 · Exercise / conversion · Disposed 1,091,330 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy FinTech Masala Advisors, LLC	77,668	Reported balance After 2020-10-16 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-10-16 · Other · Disposed 22,332 · Balance 77,668 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F8: Allocated to the reporting person as a member of FinTech Masala Advisors, LLC.

Filing footnotes · ownership attribution and instrument terms

F2: Represents transfer of membership interests to other members of the issuer's sponsors at the original purchase price.

F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination.

F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.

F5: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.

F6: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.

F7: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F8: Allocated to the reporting person as a member of FinTech Masala Advisors, LLC.

F9: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors, LLC.

INSU ACQUISITION CORP III

Report date December 22, 2020 · Filed December 24, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors III, LLC	5,865,000	Reported balance After 2020-12-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-12-22 · Other · Disposed 23,333 · Balance 5,865,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F3: These securities are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of the issuer's sponsors and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor III, LLC	2,660,000	Reported balance Holding disclosure · report date 2020-12-22 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 2,660,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: These securities are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of the issuer's sponsors and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F2: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full.

F3: These securities are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of the issuer's sponsors and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

International Money Express, Inc.

Report date July 26, 2018 · Filed July 30, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Cohen Sponsor Interests II, LLC	281,736	Last balance in matching sequence After 2018-07-26 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-07-26 · Other · Disposed 100,000 · Balance 387,689 F1: Transferred in connection with the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of December 19, 2017, by and among the Issuer, FinTech II Merger Sub Inc., FinTech II Merger Sub 2 LLC, Intermex Holdings II, Inc. and SPC Intermex Representative LLC for no consideration. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 2 · 2018-07-26 · Sale · Disposed 105,953 · Balance 281,736 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	652,827	Reported balance Holding disclosure · report date 2018-07-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 652,827
Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	653,407	Reported balance Holding disclosure · report date 2018-07-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 653,407
Common StockSEC Table I · non-derivative	IndirectBy FinTech Investor Holdings II, LLC	365,000	Reported balance Holding disclosure · report date 2018-07-26 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 365,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Transferred in connection with the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of December 19, 2017, by and among the Issuer, FinTech II Merger Sub Inc., FinTech II Merger Sub 2 LLC, Intermex Holdings II, Inc. and SPC Intermex Representative LLC for no consideration.

F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Paya Holdings Inc.

Report date October 16, 2020 · Filed October 16, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Cohen Sponsor Interests III, LLC	1,091,330	Reported balance Holding disclosure · report date 2020-10-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,091,330 F1: These shares are held directly by FinTech Investor Holdings III, LLC, 3FIII, LLC and FinTech Masala Advisors, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	1,091,330	Reported balance Holding disclosure · report date 2020-10-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,091,330 F1: These shares are held directly by FinTech Investor Holdings III, LLC, 3FIII, LLC and FinTech Masala Advisors, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	77,668	Reported balance Holding disclosure · report date 2020-10-16 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 77,668 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors, LLC. F3: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	300,000	Reported balance Holding disclosure · report date 2020-10-16 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 300,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.
Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Advisors, LLC	77,668	Reported balance Holding disclosure · report date 2020-10-16 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 77,668 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4: Allocated to the reporting person as a member of FinTech Masala Advisors, LLC.
Common StockSEC Table I · non-derivative	IndirectBy Betsy Z Cohen Trust dated 10/7/99	200,000	Reported balance Holding disclosure · report date 2020-10-16 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 200,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Edward E Cohen Trust dated 10/7/99	200,000	Reported balance Holding disclosure · report date 2020-10-16 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 200,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Betsy and Edward Cohen 2012 Grandchildren Trust dated 5/22/2012	150,000	Reported balance Holding disclosure · report date 2020-10-16 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 150,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The 2019 Grandchildren's Trust dated 6/26/2020	200,000	Reported balance Holding disclosure · report date 2020-10-16 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 200,000 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Common StockSEC Table I · non-derivative	Direct	200,000	Reported balance Holding disclosure · report date 2020-10-16 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 200,000

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held directly by FinTech Investor Holdings III, LLC, 3FIII, LLC and FinTech Masala Advisors, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC.

F3: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust.

F4: Allocated to the reporting person as a member of FinTech Masala Advisors, LLC.

F5: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors, LLC.

Perella Weinberg Partners

Report date March 14, 2023 · Filed March 16, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Holdings, LLC	524,873	Reported balance After 2023-03-14 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2023-03-14 · Sale · Disposed 13,409 · Balance 524,873 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"). FinTech Masala Holdings, LLC ("Manager HoldCo") is the sole member of Masala LLC. Each of Holdings and Masala is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Holdings, LLC	524,873	Reported balance After 2023-03-14 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2023-03-14 · Sale · Disposed 13,409 · Balance 524,873 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. DGC Family FinTech Trust (the "Trust") owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Holdings, LLC	133,603	Reported balance Holding disclosure · report date 2023-03-14 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 133,603 F7: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	Direct	80,852	Reported balance Holding disclosure · report date 2023-03-14 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 80,852
Class A Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Advisors IV, LLC	11,951	Reported balance Holding disclosure · report date 2023-03-14 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 11,951 F4: Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy FinTech Masala Advisors IV, LLC	11,951	Reported balance Holding disclosure · report date 2023-03-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 11,951 F5: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	57,923	Reported balance Holding disclosure · report date 2023-03-14 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 57,923 F6: Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust.
Class A Common StockSEC Table I · non-derivative	IndirectBy DGC Family FinTech Trust	133,602	Reported balance Holding disclosure · report date 2023-03-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 133,602 F8: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2: Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"). FinTech Masala Holdings, LLC ("Manager HoldCo") is the sole member of Masala LLC. Each of Holdings and Masala is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F3: Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. DGC Family FinTech Trust (the "Trust") owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

F4: Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F5: Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

F6: Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust.

F7: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F8: Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Metromile, LLC

Report date December 30, 2020 · Filed February 10, 2021

Section 16 reporting ended · disclosed 2021-02-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Insurance Acquisition Sponsor II, LLC	2,841,000	Reported balance After 2021-02-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-02-09 · Exercise / conversion · Acquired 2,388,500 · Balance 2,841,000 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy Dioptra Advisors II, LLC	4,281,167	Reported balance After 2021-02-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-02-09 · Exercise / conversion · Acquired 4,281,167 · Balance 4,281,167 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectBy INSU PIPE Sponsor II, LLC	2,500,000	Reported balance After 2021-02-09 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-02-09 · Grant · Acquired 2,500,000 · Balance 2,500,000 F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy DioptraAdvisors II, LLC	5,036,667	Reported balance After 2020-12-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-12-30 · Other · Disposed 500,000 · Balance 5,036,667 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	2,810,000	Reported balance After 2020-12-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-12-30 · Other · Acquired 500,000 · Balance 2,810,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	2,388,500	Reported balance After 2021-02-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-02-09 · Other · Disposed 421,500 · Balance 2,388,500 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Insurance Acquisition Sponsor II, LLC	0	Reported balance After 2021-02-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-02-09 · Exercise / conversion · Disposed 2,388,500 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors II, LLC	4,281,167	Reported balance After 2021-02-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-02-09 · Other · Disposed 755,500 · Balance 4,281,167 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Dioptra Advisors II, LLC	0	Reported balance After 2021-02-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-02-09 · Exercise / conversion · Disposed 4,281,167 · Balance 0 F4: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F2: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration.

F3: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination.

F5: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

SHIFT TECHNOLOGIES, INC.

Report date October 13, 2020 · Filed October 14, 2020

Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	600,000	Reported balance After 2020-10-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-10-13 · Grant · Acquired 600,000 · Balance 600,000 F1: These shares are held directly by INSU Pipe Sponsor, LLC, which is managed by Cohen & Company, LLC (the "Manager"). The reporting person is the chief executive officer of INSU Pipe Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	2,431,570	Reported balance After 2020-10-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-10-13 · Exercise / conversion · Acquired 2,056,570 · Balance 2,431,570 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Insurance Acquisition Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	3,540,956	Reported balance After 2020-10-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2020-10-13 · Exercise / conversion · Acquired 3,540,956 · Balance 3,540,956 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Dioptra Advisors, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2020-10-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-10-13 · Exercise / conversion · Disposed 1,875,000 · Balance 0 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Insurance Acquisition Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2020-10-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-10-13 · Exercise / conversion · Disposed 3,228,333 · Balance 0 F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Dioptra Advisors, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-10-13	IndirectSee footnote	187,500	Reported balance Holding disclosure · report date 2020-10-13 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 187,500 F5: These warrants are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Insurance Acquisition Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held directly by INSU Pipe Sponsor, LLC, which is managed by Cohen & Company, LLC (the "Manager"). The reporting person is the chief executive officer of INSU Pipe Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F2: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock.

F3: These shares are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Insurance Acquisition Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F4: These shares are held directly by Dioptra Advisors, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Dioptra Advisors, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

F5: These warrants are held directly by Insurance Acquisition Sponsor, LLC, which is managed by the Manager. The reporting person is the chief executive officer of Insurance Acquisition Sponsor, LLC and the chairman of the board of the Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 24, 2021 Filed Jun 29, 2021 21:36 UTC	Perella Weinberg Partners PWP · Entity 988	Exercise / conversionClass A Common Stock	81,825	$0.00	$0.00	Disclosure SEC source: 0000899243-21-026592 · doc4.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 81,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. F1 · ownership.nature: Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:06 UTC	Bancorp, Inc. TBBK · Entity 4314	SaleCommon Stock	35,000	$26.08	$912,905.00	Disclosure SEC source: 0001295401-21-000019 · primary_doc.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,200 F1 · price: The Reporting Person sold 35,000 shares of common stock at prices ranging from $25.875 to $26.30 for an average price of $26.083. Read SEC document
May 04, 2021 Filed May 4, 2021 20:07 UTC	Bancorp, Inc. TBBK · Entity 4314	Exercise / conversionStock Option (Right to Buy) · Derivative	50,000	$0.00 Strike: $8.50	$0.00	Disclosure SEC source: 0001247745-21-000003 · primary_doc.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 25% per year beginning on January 25, 2013. Read SEC document
May 04, 2021 Filed May 4, 2021 20:07 UTC	Bancorp, Inc. TBBK · Entity 4314	Exercise / conversionCommon Stock	50,000	$8.50	$425,000.00	Disclosure SEC source: 0001247745-21-000003 · primary_doc.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 04, 2021 Filed Oct 15, 2021 20:01 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	33,334	$0.00	$96.67	Disclosure SEC source: 0001213900-21-053028 · ownership.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,363,222 Underlying: Class A Common Stock · 33,334 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. F5 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests V, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
April 04, 2021 Filed Oct 15, 2021 20:01 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	33,334	$0.00	$96.67	Disclosure SEC source: 0001213900-21-053028 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,363,222 Underlying: Class A Common Stock · 33,334 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. Read SEC document
March 17, 2021 Filed Mar 17, 2021 22:13 UTC	Cohen & Co Inc. COHN · Entity 7376	GiftCommon Stock, par value $0.01 per share	15,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-037850 · tm2110103-1_4seq1.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · Chairman and CE Europe · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,017 Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:49 UTC	FTAC Parnassus Acquisition Corp. FTPA · Entity 141210	OtherClass B ordinary shares · Derivative	100,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-016196 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FTAC Parnassus Advisors, LLC Disclosed balance after: 7,083,333 Underlying: Class A ordinary shares · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full. F1 · price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsor, FTAC Parnassus Advisors, LLC, which is co-managed by the reporting person. Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:22 UTC	FTAC Hera Acquisition Corp. HERA · Entity 127894	OtherClass B ordinary shares · Derivative	1,713,060	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-014591 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By FTAC Hera Advisors, LLC Disclosed balance after: 17,826,940 Underlying: Class A ordinary shares · 1,713,060 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Forfeiture and cancellation of Class B ordinary shares for no consideration because the underwriters' over-allotment option was not exercised in full. F1 · price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsor, FTAC Hera Advisors, LLC. Read SEC document
March 05, 2021 Filed Mar 5, 2021 22:08 UTC	Bancorp, Inc. TBBK · Entity 4314	SaleCommon Stock	40,000	$21.68	$867,328.00	Disclosure SEC source: 0001247745-21-000002 · primary_doc.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,200 F1 · price: The Reporting Person sold 40,000 of common stock at prices ranging from $21.30 to $22.01 for an average price of $21.6832. Read SEC document
February 09, 2021 Filed Feb 9, 2021 21:55 UTC	Bancorp, Inc. TBBK · Entity 4314	GrantCommon Stock	8,771	Not disclosed	Not disclosed	Disclosure SEC source: 0000950159-21-000036 · ownership.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,200 F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest annually in three equal installments. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass B Common Stock · Derivative	4,281,167	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 9 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 4,281,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	755,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 8 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 4,281,167 Underlying: Class A Common Stock · 755,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass B Common Stock · Derivative	2,388,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 7 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 2,388,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	421,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 6 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,388,500 Underlying: Class A Common Stock · 421,500 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	GrantClass A Common Stock	2,500,000	$10.00	$25,000,000.00	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · nonDerivative · entry 3 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By INSU PIPE Sponsor II, LLC Disclosed balance after: 2,500,000 F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass A Common Stock	4,281,167	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · nonDerivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors II, LLC Disclosed balance after: 4,281,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 09, 2021 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	Exercise / conversionClass A Common Stock	2,388,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,841,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
February 03, 2021 Filed Feb 4, 2021 21:31 UTC	Cohen & Co Inc. COHN · Entity 7376	GrantCohen & Company, LLC Membership Units · Derivative	195,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-012268 · tm215252-4_4seq1.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director · Chairman and CE Europe · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,054,355 Underlying: Common Stock, par value $0.01 per share · 19,500 shares Expires not disclosed F1 · derivative.exercise_price: Mr. Cohen was awarded 195,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Units on each of each of January 31, 2022 and January 31, 2023. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.exercise_date: Mr. Cohen was awarded 195,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Units on each of each of January 31, 2022 and January 31, 2023. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.expiration_date: Mr. Cohen was awarded 195,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Units on each of each of January 31, 2022 and January 31, 2023. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.underlying_shares: Mr. Cohen was awarded 195,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Units on each of each of January 31, 2022 and January 31, 2023. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F2 · ownership.direct: 5,252,002 membership units in the Operating LLC are owned by Cohen Bros. Financial, LLC, a Delaware limited liability company of which Mr. Cohen is the sole member. Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:26 UTC	Bancorp, Inc. TBBK · Entity 4314	Exercise / conversionStock Option (Right to Buy) · Derivative	50,000	$0.00 Strike: $7.36	$0.00	Disclosure SEC source: 0001247745-21-000001 · primary_doc.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested 25% per year beginning on August 11, 2012. Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:26 UTC	Bancorp, Inc. TBBK · Entity 4314	Exercise / conversionCommon Stock	50,000	$7.36	$368,000.00	Disclosure SEC source: 0001247745-21-000001 · primary_doc.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 30, 2020 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 5 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 2,810,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F1 · price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 30, 2020 Filed Feb 10, 2021 16:59 UTC	Metromile, LLC INAQ · Entity 125017	OtherClass B Common Stock · Derivative	500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-21-008085 · ownership.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DioptraAdvisors II, LLC Disclosed balance after: 5,036,667 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents shares of Class B common stock transferred by Dioptra Advisors II, LLC to Insurance Acquisition Sponsor II, LLC for no consideration. F1 · price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · balance_after: These shares are held directly by one of Insurance Acquisition Sponsor II, LLC, Dioptra Advisors II, LLC or INSU PIPE Sponsor II, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of Insurance Acquisition Sponsor II, LLC and Dioptra Advisors II, LLC and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 22, 2020 Filed Dec 24, 2020 01:36 UTC	INSU ACQUISITION CORP III IIII · Entity 144388	OtherClass B Common Stock · Derivative	23,333	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-044485 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dioptra Advisors III, LLC Disclosed balance after: 5,865,000 Underlying: Class A Common Stock · 23,333 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F2 · price: Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: These securities are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by Cohen & Company, LLC. The reporting person is the chief executive officer of each of the issuer's sponsors and the chairman of the board of Cohen & Company, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
December 08, 2020 Filed Dec 10, 2020 23:05 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	100,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-042074 · ownership.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · kind: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors V, LLC. F7 · price: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors V, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document
December 08, 2020 Filed Dec 10, 2020 23:05 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	1,398,223	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-042074 · ownership.xml · derivative · entry 3 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,398,223 Underlying: Class A Common Stock · 1,398,223 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to Cohen Sponsor Interests V, LLC as a member of FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC. F2 · price: Allocated to Cohen Sponsor Interests V, LLC as a member of FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests V, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
December 08, 2020 Filed Dec 10, 2020 23:05 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	100,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-042074 · ownership.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors IV, LLC Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F5 · kind: Allocated to the reporting person as a member of FinTech Masala Advisors V, LLC. F5 · price: Allocated to the reporting person as a member of FinTech Masala Advisors V, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Read SEC document
December 08, 2020 Filed Dec 10, 2020 23:05 UTC	Fintech Acquisition Corp V FTCV · Entity 128691	OtherClass B Common Stock · Derivative	1,398,223	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-042074 · ownership.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,398,223 Underlying: Class A Common Stock · 1,398,223 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Allocated to Cohen Sponsor Interests V, LLC as a member of FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC. F2 · price: Allocated to Cohen Sponsor Interests V, LLC as a member of FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F4 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings V, LLC and FinTech Masala Advisors V, LLC, each of which is managed by Cohen Sponsor Interests V, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests V, LLC. Read SEC document
December 04, 2020 Filed Dec 4, 2020 23:03 UTC	Cohen & Co Inc. COHN · Entity 7376	PurchaseCommon Stock, par value $0.01 per share	10,000	$16.64	$166,400.00	Disclosure SEC source: 0001104659-20-132539 · a4.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · Chairman and CE Europe · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,017 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.435 to $16.81, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:01 UTC	Bancorp, Inc. TBBK · Entity 4314	SaleCommon Stock	30,000	$11.30	$339,120.00	Disclosure SEC source: 0000950159-20-000265 · ownership.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,000 F1 · price: The Reporting Person sold a total of 30,000 shares at prices ranging from $11.30 to $11.37 for an average price of $11.304. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership to these securities except to the extent of his proportionate pecuniary interest therein. Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:37 UTC	Cohen & Co Inc. COHN · Entity 7376	GiftCommon Stock, par value $0.01 per share	20,096	$0.00	$0.00	Disclosure SEC source: 0001104659-20-126886 · a4.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director · Chairman and CE Europe · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,017 Read SEC document
October 26, 2020 Filed Jun 29, 2021 01:44 UTC	Perella Weinberg Partners PWP · Entity 988	SaleClass B Common Stock · Derivative	17,334	$0.01	$173.34	Disclosure SEC source: 0000899243-21-026400 · doc4.xml · derivative · entry 2 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,192,666 Underlying: Class A Common Stock · 17,333 shares Expires not disclosed F3 · derivative.exercise_price: Represents transfer of membership interests by Manager to other members of Masala. F3 · kind: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.exercise_date: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.expiration_date: Represents transfer of membership interests by Manager to other members of Masala. F2 · ownership.nature: Represents shares held directly by Holdings and Masala, each of which is managed by Manager. DGC Family FinTech Trust (the "Trust") indirectly owns one-third of Manager. The children of the reporting person are beneficiaries of the Trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 26, 2020 Filed Jun 29, 2021 01:44 UTC	Perella Weinberg Partners PWP · Entity 988	SaleClass B Common Stock · Derivative	17,333	$0.01	$173.33	Disclosure SEC source: 0000899243-21-026400 · doc4.xml · derivative · entry 1 COHEN DANIEL G · CIK 0001247745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests IV, LLC Disclosed balance after: 1,192,667 Underlying: Class A Common Stock · 17,333 shares Expires not disclosed F3 · derivative.exercise_price: Represents transfer of membership interests by Manager to other members of Masala. F3 · kind: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.exercise_date: Represents transfer of membership interests by Manager to other members of Masala. F3 · derivative.expiration_date: Represents transfer of membership interests by Manager to other members of Masala. F1 · ownership.nature: Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 22, 2020 Filed Oct 24, 2020 00:24 UTC	Cohen & Co Inc. COHN · Entity 7376	GrantCohen & Company, LLC Membership Units · Derivative	2,000,000	$0.00	$0.00	Disclosure SEC source: 0001104659-20-117884 · a4.xml · derivative · entry 4 COHEN DANIEL G · CIK 0001247745 · Director · Chairman and CE Europe · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,859,355 Underlying: Common Stock, par value $0.01 per share · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Mr. Cohen was awarded 2,000,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Units on each of each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.exercise_date: Mr. Cohen was awarded 2,000,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Units on each of each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.expiration_date: Mr. Cohen was awarded 2,000,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Units on each of each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F1 · derivative.underlying_shares: Mr. Cohen was awarded 2,000,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Units on each of each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026. Following the expiration of the applicable restrictions on the Units, Mr. Cohen may cause the Operating LLC to redeem such Units at any time thereafter for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units. F2 · ownership.direct: 5,252,002 membership units in the Operating LLC are owned by Cohen Bros. Financial, LLC, a Delaware limited liability company of which Mr. Cohen is the sole member. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	Exercise / conversionClass B Common Stock · Derivative	1,091,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 16 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 1,091,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	Exercise / conversionClass B Common Stock · Derivative	1,091,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 15 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests III, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,091,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.exercise_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	22,332	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 14 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 77,668 Underlying: Class A Common Stock · 22,332 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F9 · balance_after: Allocated to DGC Family FinTech Trust as a member of FinTech Masala Advisors, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	22,332	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 13 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FinTech Masala Advisors, LLC Disclosed balance after: 77,668 Underlying: Class A Common Stock · 22,332 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F8 · balance_after: Allocated to the reporting person as a member of FinTech Masala Advisors, LLC. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	157,241	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 12 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,091,330 Underlying: Class A Common Stock · 157,241 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	157,241	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 11 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests III, LLC Disclosed balance after: 1,091,330 Underlying: Class A Common Stock · 157,241 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · kind: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F3 · price: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	68,334	$0.00	$191.34	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 10 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,248,570 Underlying: Class A Common Stock · 68,334 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to other members of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	OtherClass B Common Stock · Derivative	68,334	$0.00	$191.34	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · derivative · entry 9 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests III, LLC Disclosed balance after: 1,248,570 Underlying: Class A Common Stock · 68,334 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2 · kind: Represents transfer of membership interests to other members of the issuer's sponsors at the original purchase price. F1 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	200,000	$10.00	$2,000,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 8 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	300,000	$10.00	$3,000,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 7 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 300,000 F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3 · ownership.nature: Represents shares of Class B common stock forfeited to the issuer for no consideration in connection with the issuer's initial business combination. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	200,000	$10.00	$2,000,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 6 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The 2019 Grandchildren's Trust dated 6/26/2020 Disclosed balance after: 200,000 F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	150,000	$10.00	$1,500,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 5 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Betsy and Edward Cohen 2012 Grandchildren Trust dated 5/22/2012 Disclosed balance after: 150,000 F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	200,000	$10.00	$2,000,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 4 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Edward E Cohen Trust dated 10/7/99 Disclosed balance after: 200,000 F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	GrantClass A Common Stock	200,000	$10.00	$2,000,000.00	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 3 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Betsy Z Cohen Trust dated 10/7/99 Disclosed balance after: 200,000 F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	Exercise / conversionClass A Common Stock	1,091,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 2 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DGC Family FinTech Trust Disclosed balance after: 1,091,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. F6 · ownership.nature: DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC. The children of the reporting person are the beneficiaries of DGC Family FinTech Trust. Read SEC document
October 16, 2020 Filed Oct 20, 2020 23:44 UTC	Fintech Acquisition Corp. III FTAC · Entity 145836	Exercise / conversionClass A Common Stock	1,091,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-032396 · ownership.xml · nonDerivative · entry 1 COHEN DANIEL G · CIK 0001247745 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Cohen Sponsor Interests III, LLC Disclosed balance after: 1,091,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The shares of Class B common stock automatically converted into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. F7 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F5 · ownership.nature: These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by Cohen Sponsor Interests III, LLC. The reporting person is an indirect owner of Cohen Sponsor Interests III, LLC. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.