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person · Reporting owner

Chess Raymond Joseph

Disclosed activity across 2 companies

Tapewire entity
29492
SEC CIK
0001593040

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RUSH ENTERPRISES INC \TX\RUSHA · Entity 3648DirectorMay 19, 2026May 21, 2026
Workhorse Group Inc.WKHS · Entity 7322DirectorJuly 17, 2026July 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RUSH ENTERPRISES INC \TX\

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect42,755.5 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 1,585 · Balance 42,755.5

Workhorse Group Inc.

Report date July 17, 2026 · Filed July 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect30,699 Reported balance After 2026-07-17 transaction · row 1
1 source row

Row 1 · 2026-07-17 · Grant · Acquired 30,484 · Balance 30,699

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the RSUs reported, 25,000 will vest in one installment on the earlier of June 29, 2027 and the date of the Issuer's 2027 annual stockholder's meeting. The remaining 5,484 RSUs fully vested as of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the RSUs reported, 25,000 will vest in one installment on the earlier of June 29, 2027 and the date of the Issuer's 2027 annual stockholder's meeting. The remaining 5,484 RSUs fully vested as of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2026 Filed Jul 20, 2026 21:58 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 30,484 $0.00 $0.00
Disclosure

SEC source: 0001593040-26-000002 · wk-form4_1784584706.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,699

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the RSUs reported, 25,000 will vest in one installment on the earlier of June 29, 2027 and the date of the Issuer's 2027 annual stockholder's meeting. The remaining 5,484 RSUs fully vested as of the date of grant.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:43 UTC RUSH ENTERPRISES INC \TX\ RUSHA · Entity 3648 GrantClass A Common Stock 1,585 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018144 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,755.5

Read SEC document
March 10, 2026 Filed Mar 12, 2026 23:09 UTC RUSH ENTERPRISES INC \TX\ RUSHA · Entity 3648 SaleClass A Common Stock 10,000 $65.05 $650,508.00
Disclosure

SEC source: 0001437749-26-008038 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,170.5

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.17. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 21:52 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionRestricted Stock Units · Derivative 6,314 $0.00 $0.00
Disclosure

SEC source: 0001593040-25-000003 · wk-form4_1765835576.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 6,314 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 21:52 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 6,314 $6.51 $41,104.14
Disclosure

SEC source: 0001593040-25-000003 · wk-form4_1765835576.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 21:52 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 6,314 $0.00 $0.00
Disclosure

SEC source: 0001593040-25-000003 · wk-form4_1765835576.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 17, 2024, Workhorse Group Inc. (the "Company") effected a 1-for-20 reverse split of the Company's common stock. On March 17, 2025, the Company effected a 1-for-12.5 reverse split of the Company's common stock. On December 8, 2025, the Company effected a 1-for-12 reverse split of the Company's common stock. The reverse stock splits resulted in a reduction in the number of shares held by the reporting person and proportional adjustments to the Company's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the foregoing reverse stock splits.

F2 · shares: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated August 15, 2025, by and among the Company, Omaha Intermediate 2, Inc., Omaha Intermediate, Inc., Omaha Merger Subsidiary, Inc., and Motiv Power Systems, Inc., all of the Company's outstanding equity awards vested immediately prior to the effective time of the merger, with (to the extent applicable) performance deemed achieved at target.

F3 · shares: Represents Restricted Stock Units ("RSUs") granted by the Company to the reporting person on August 18, 2025. In accordance with the Merger Agreement, each RSU vested and settled in cash at the effective time of the merger based on the fair market value of the Company's common stock.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:31 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantRestricted Stock Units · Derivative 75,759 $0.00 $0.00
Disclosure

SEC source: 0001425287-25-000081 · wk-form4_1755721912.xml · derivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,759

Underlying: Common Stock, $0.001 par value per share · 75,759 shares

Expires 2026-02-18

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on February 18, 2026. Upon vesting, the RSUs may be settled in cash at the discretion of the Company's Board of Directors.

Read SEC document
May 20, 2025 Filed May 22, 2025 22:44 UTC RUSH ENTERPRISES INC \TX\ RUSHA · Entity 3648 GrantClass A Common Stock 2,107 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-018232 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,170.5

Read SEC document
May 21, 2024 Filed May 23, 2024 22:17 UTC RUSH ENTERPRISES INC \TX\ RUSHA · Entity 3648 GrantClass A Common Stock 1,938 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-018230 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,063.5

F1 · balance_after: On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:40 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 394,322 $0.32 $125,000.07
Disclosure

SEC source: 0001425287-24-000038 · wk-form4_1708724437.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,485

F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of common stock of Workhorse Group Inc. (the "Company"), vesting on August 21, 2024. If the reporting person is no longer a director of the Company on August 21, 2024 by reason of death, disability, or not standing for re-election, the RSUs will vest pro rata based on the number of board meetings attended by the grantee in 2024, as compared to the total number of scheduled board meetings in 2024 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the grant date.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:06 UTC RUSH ENTERPRISES INC \TX\ RUSHA · Entity 3648 GrantClass A Common Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-015153 · rdgdoc.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,417

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:57 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 61,881 $2.02 $124,999.62
Disclosure

SEC source: 0001425287-23-000026 · wf-form4_167728300909154.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,163

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement, vesting on August 22, 2023; provided, if the reporting person is no longer a director of the Company on August 23, 2023 by reason of death, disability, or not standing for re-election, will vest pro rata based on the number of board meetings attended by the grantee in 2023 as compared to the total number of scheduled board meetings in 2023 between the grant date and the six-month anniversary thereof. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on the trading day immediately prior to the grant date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 15:48 UTC Workhorse Group Inc. WKHS · Entity 7322 PurchaseCommon Stock, $0.001 par value per share 25,000 $1.91 $47,750.00
Disclosure

SEC source: 0001425287-22-000121 · wf-form4_167086006502028.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,282

Read SEC document
May 17, 2022 Filed May 19, 2022 21:32 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 GrantClass A Common Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003097 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,771

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:04 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 41,254 $3.03 $124,999.62
Disclosure

SEC source: 0001425287-22-000024 · wf-form4_164583027009108.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,282

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on February 23, 2023. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
February 23, 2022 Filed Mar 29, 2022 18:21 UTC Amendment Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 41,254 $3.03 $124,999.62
Disclosure

SEC source: 0001425287-22-000061 · wf-form4a_164857805150456.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,282

F1 · shares: Represents shares of common stock granted by Workhorse Group Inc. (the "Company") under a Restricted Stock Award Agreement vesting on August 23, 2022. The original Form 4 reported an incorrect vesting date. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on February 22, 2022.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 23:08 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001425287-21-000004 · wf-form4_164064649066233.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 10,000 shares

Expires 2021-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 23:08 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 6,980 $10.33 $72,103.40
Disclosure

SEC source: 0001425287-21-000004 · wf-form4_164064649066233.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,028

F1 · price: The stock price reflected in Table II Column 8 was determined based on fair market value as the five day average trading price of the Company's common stock on between August 4-10, 2021. The timing difference between the pricing dates and the exercise date is due to an administrative oversight causing a delay of the processing of the exercise, which Mr. Chess duly made in August 2021.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 23:08 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 10,000 $7.21 $72,100.00
Disclosure

SEC source: 0001425287-21-000004 · wf-form4_164064649066233.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:33 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 SaleClass A Common Stock 2,000 $53.91 $107,820.00
Disclosure

SEC source: 0001179110-21-010612 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,117

Read SEC document
May 18, 2021 Filed May 20, 2021 22:37 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 GrantClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005635 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117

Read SEC document
May 17, 2021 Filed May 19, 2021 20:47 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 5,000 $8.00 $40,000.00
Disclosure

SEC source: 0001628280-21-010704 · wf-form4_162145725501375.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,008

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:01 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 5,000 $12.59 $62,950.00
Disclosure

SEC source: 0001628280-21-007164 · wf-form4_161886607680639.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,008

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:53 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 5,000 $16.67 $83,350.00
Disclosure

SEC source: 0001628280-21-004906 · wf-form4_161592801705397.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,008

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:40 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 5,618 $15.13 $85,000.34
Disclosure

SEC source: 0001628280-21-003651 · wf-form4_161463478186255.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,008

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:51 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 5,000 $35.98 $179,900.00
Disclosure

SEC source: 0001628280-21-002474 · wf-form4_161368508983562.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,390

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 23:48 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 4,853 $24.46 $118,704.38
Disclosure

SEC source: 0001628280-21-000568 · wf-form4_161110007343471.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,390

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:59 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionStock Options · Derivative 10,000 $4.99 Strike: $4.99 $49,900.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value per share · 10,000 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:59 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 10,000 $4.99 $49,900.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 21:59 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 10,000 $24.77 $247,700.00
Disclosure

SEC source: 0001628280-21-000318 · wf-form4_161014316363349.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 22:05 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 5,000 $21.05 $105,250.00
Disclosure

SEC source: 0001628280-20-017736 · wf-form4_160876109094236.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:39 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 4,000 $19.26 $77,040.00
Disclosure

SEC source: 0001628280-20-016559 · wf-form4_160573912876595.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 21:01 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 4,000 $22.39 $89,560.00
Disclosure

SEC source: 0001628280-20-014564 · wf-form4_160314125826660.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:54 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 4,000 $25.41 $101,640.00
Disclosure

SEC source: 0001628280-20-013669 · wf-form4_160028963849401.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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August 17, 2020 Filed Aug 19, 2020 21:05 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 4,000 $15.32 $61,280.00
Disclosure

SEC source: 0001628280-20-012880 · wf-form4_159787111156771.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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July 15, 2020 Filed Jul 17, 2020 21:13 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionStock Options · Derivative 10,000 $1.75 Strike: $1.75 $17,500.00
Disclosure

SEC source: 0001213900-20-017835 · ownership.xml · derivative · entry 4

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, $0.001 par value per share · 10,000 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2020 Filed Jul 17, 2020 21:13 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 10,000 $1.75 $17,500.00
Disclosure

SEC source: 0001213900-20-017835 · ownership.xml · nonDerivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 10,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to Workhorse Group Inc. using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 8,904 shares of common stock.

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July 15, 2020 Filed Jul 17, 2020 21:13 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 1,096 $15.97 $17,503.12
Disclosure

SEC source: 0001213900-20-017835 · ownership.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,608

Read SEC document
July 15, 2020 Filed Jul 17, 2020 21:13 UTC Workhorse Group Inc. WKHS · Entity 7322 SaleCommon Stock, $0.001 par value per share 27,365 $16.34 $447,144.10
Disclosure

SEC source: 0001213900-20-017835 · ownership.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,243

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.

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May 21, 2020 Filed May 26, 2020 20:42 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 26,415 $2.65 $69,999.75
Disclosure

SEC source: 0001628280-20-008408 · wf-form4_159052572729462.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,704

F1 · shares: Represents shares of common stock granted under a Restricted Stock Award Agreement vesting on the six month anniversary of the grant.

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May 12, 2020 Filed May 14, 2020 22:46 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 GrantClass A Common Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006048 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,928

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December 17, 2019 Filed Dec 19, 2019 22:47 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001628280-19-015237 · wf-form4_157679562033616.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:47 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock 10,000 $1.40 $14,000.00
Disclosure

SEC source: 0001628280-19-015237 · wf-form4_157679562033616.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 10,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to the Company using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 4,853 shares of common stock.

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December 17, 2019 Filed Dec 19, 2019 22:47 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock 5,147 $2.72 $13,999.84
Disclosure

SEC source: 0001628280-19-015237 · wf-form4_157679562033616.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,289

F1 · shares: This Form is being filed to report the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 10,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to the Company using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 4,853 shares of common stock.

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November 06, 2019 Filed Nov 12, 2019 22:22 UTC Workhorse Group Inc. WKHS · Entity 7322 GrantCommon Stock, $0.001 par value per share 77,689 $2.51 $194,999.39
Disclosure

SEC source: 0001213900-19-022999 · ownership.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,136

F1 · date: 41,832 of the securities vest on May 6, 2020 and an additional 11,952 shall vest every six (6) months thereafter.

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May 22, 2019 Filed May 24, 2019 20:58 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionStock Options · Derivative 70,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001213900-19-009578 · ownership.xml · derivative · entry 3

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:58 UTC Workhorse Group Inc. WKHS · Entity 7322 Exercise / conversionCommon Stock, $0.001 par value per share 70,000 $0.10 $7,000.00
Disclosure

SEC source: 0001213900-19-009578 · ownership.xml · nonDerivative · entry 2

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 70,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to the Company using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 66,447 shares of common stock

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May 22, 2019 Filed May 24, 2019 20:58 UTC Workhorse Group Inc. WKHS · Entity 7322 Tax withholdingCommon Stock, $0.001 par value per share 3,553 $1.97 $6,999.41
Disclosure

SEC source: 0001213900-19-009578 · ownership.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,447

F1 · shares: This Form is being filed to report the exercise of a stock option pursuant to which the Reporting Person received an aggregate of 70,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price to the Company using shares of common stock the Reporting Person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of a net amount of 66,447 shares of common stock

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May 14, 2019 Filed May 16, 2019 20:50 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 GrantClass A Common Stock 1,903 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006178 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834

Read SEC document
May 15, 2018 Filed May 17, 2018 22:42 UTC RUSH ENTERPRISES INC \TX\ RUSH · Entity 3648 GrantClass A Common Stock 2,048 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007075 · edgar.xml · nonDerivative · entry 1

Chess Raymond Joseph · CIK 0001593040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,931

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.