Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Health Catalyst, Inc.HCAT · Entity 1565 | Director | July 16, 2026 | July 20, 2026 |
| IPASS INCipas · Entity 160014 | Director | February 12, 2019 | February 21, 2019 |
| VOCERA COMMUNICATIONS, INC.VCRA · Entity 12917 | EVP, Chief Financial Officer | June 14, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Health Catalyst, Inc.
Report date July 16, 2026 · Filed July 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,263 |
Reported balance
After 2026-07-16 transaction · row 1
1 source rowRow 1 · 2026-07-16 · Grant · Acquired 80,691 · Balance 149,263 F1: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders.
IPASS INC
Report date February 12, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-12 transaction · row 1
1 source rowRow 1 · 2019-02-12 · Other · Disposed 13,587 · Balance 0 F1: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly, the number of shares of common stock on a pre-Reverse Split basis were adjusted to following the Reverse Split (with fractional shares rounded down to the next whole number) F2: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly, the number of shares of common stock on a pre-Reverse Split basis were adjusted to following the Reverse Split (with fractional shares rounded down to the next whole number)
F2: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger.
VOCERA COMMUNICATIONS, INC.
Report date June 14, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,401 |
Reported balance
After 2021-06-14 transaction · row 1
1 source rowRow 1 · 2021-06-14 · Sale · Disposed 6,000 · Balance 124,401 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $36.28 to $37.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $36.28 to $37.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2026 Filed Jul 20, 2026 21:18 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | GrantCommon Stock | 80,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001397180-26-000001 · primarydocument.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,263 F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the next Annual Meeting of the Issuer's Stockholders. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 21:00 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | GrantCommon Stock | 68,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-006081 · primarydocument.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,572 F1 · shares: Represents an award of the Issuer's restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan and in accordance with the terms of Issuer's Non-Employee Director Compensation Policy, 33.33% of the RSUs will vest on September 1, 2026 and, thereafter, the remaining 66.67% of the RSUs will vest in 2 equal annual installments. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 19:29 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 6,000 | $36.73 | $220,352.40 |
DisclosureSEC source: 0001209191-21-040750 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,401 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $36.28 to $37.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:25 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Tax withholdingCommon Stock | 19,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-037997 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,401 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F1 · price: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 12, 2021 Filed May 14, 2021 19:56 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 200 | $34.06 | $6,812.00 |
DisclosureSEC source: 0001209191-21-032950 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,964 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 19:56 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,800 | $33.45 | $194,025.66 |
DisclosureSEC source: 0001209191-21-032950 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,164 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $33.06 to $33.91 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:20 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 6,000 | $36.69 | $220,117.20 |
DisclosureSEC source: 0001209191-21-026749 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,964 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $36.42 to $37.29 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:16 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 375 | $41.54 | $15,576.00 |
DisclosureSEC source: 0001209191-21-020604 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,964 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $41.32 to $41.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:16 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,310 | $40.59 | $215,528.65 |
DisclosureSEC source: 0001209191-21-020604 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,339 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $40.26 to $41.20 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:59 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 1,460 | $46.75 | $68,261.72 |
DisclosureSEC source: 0001209191-21-011029 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,649 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $46.40 to $47.11 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 19:59 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 4,040 | $45.94 | $185,590.33 |
DisclosureSEC source: 0001209191-21-011029 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,109 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $45.40 to $46.37 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 20:05 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 1,256 | $44.35 | $55,707.49 |
DisclosureSEC source: 0001209191-21-003701 · doc4.xml · nonDerivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,149 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $44.03 to $44.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 20:05 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,234 | $43.40 | $227,163.97 |
DisclosureSEC source: 0001209191-21-003701 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,405 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $42.98 to $43.9075 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 03, 2020 Filed Jan 14, 2021 20:05 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003701 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,639 F1 · kind: Represents shares of the Issuer's Common Stock that the Reporting Person donated as a gift. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:33 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Tax withholdingCommon Stock | 14,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034288 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,239 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · price: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:33 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 49,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034288 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,507 F1 · shares: Represents a restricted stock unit award that vests in three equal annual installments commencing on June 1, 2021. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:56 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 3,000 | $18.92 | $56,769.90 |
DisclosureSEC source: 0001209191-20-029383 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $18.61 to $19.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 19:57 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 3,000 | $21.10 | $63,299.10 |
DisclosureSEC source: 0001209191-20-024555 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.89 to $21.64 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:14 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionStock Option (right to buy) · Derivative | 13,729 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001209191-20-009842 · doc4.xml · derivative · entry 4 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,729 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:14 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 465 | $25.00 | $11,625.00 |
DisclosureSEC source: 0001209191-20-009842 · doc4.xml · nonDerivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:14 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 13,264 | $24.15 | $320,357.43 |
DisclosureSEC source: 0001209191-20-009842 · doc4.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,105 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.00 to $24.70 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:14 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 13,729 | $9.01 | $123,698.29 |
DisclosureSEC source: 0001209191-20-009842 · doc4.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 19:59 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionStock Option (right to buy) · Derivative | 6,271 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001567619-20-001110 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,729 Underlying: Common Stock · 6,271 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 19:59 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 6,271 | $19.88 | $124,656.19 |
DisclosureSEC source: 0001567619-20-001110 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $19.69 to $20.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 19:59 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 6,271 | $9.01 | $56,501.71 |
DisclosureSEC source: 0001567619-20-001110 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:39 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Tax withholdingCommon Stock | 22,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012798 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,640 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · price: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:39 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 29,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012798 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,453 F1 · shares: Represents a restricted stock unit award that vests in three equal annual installments commencing on June 1, 2020. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001567619-19-008910 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 7,678 | $30.98 | $237,864.44 |
DisclosureSEC source: 0001567619-19-008910 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,567 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 19:45 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 5,000 | $9.01 | $45,050.00 |
DisclosureSEC source: 0001567619-19-008910 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:15 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001567619-19-007253 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:15 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 10,322 | $33.30 | $343,672.02 |
DisclosureSEC source: 0001567619-19-007253 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,245 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $32.87 and the highest price at which shares were sold was $33.565. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:15 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 5,000 | $9.01 | $45,050.00 |
DisclosureSEC source: 0001567619-19-007253 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 18:41 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001567619-19-004680 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 18:41 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,000 | $30.31 | $151,550.00 |
DisclosureSEC source: 0001567619-19-004680 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,567 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 18:41 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 5,000 | $9.01 | $45,050.00 |
DisclosureSEC source: 0001567619-19-004680 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 21, 2019 14:18 UTC | IPASS INC ipas · Entity 160014 | OtherCommon Stock | 13,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001053374-19-000002 · primary_doc.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly, the number of shares of common stock on a pre-Reverse Split basis were adjusted to following the Reverse Split (with fractional shares rounded down to the next whole number) F2 · price: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 19:37 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001567619-19-001258 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,000 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 19:37 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 5,000 | $38.31 | $191,550.00 |
DisclosureSEC source: 0001567619-19-001258 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,567 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 19:37 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 5,000 | $9.01 | $45,050.00 |
DisclosureSEC source: 0001567619-19-001258 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:03 UTC | IPASS INC IPAS · Entity 160014 | GrantCommon Stock | 105,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001053374-18-000049 · wf-form4_152909659827655.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,871 F1 · shares: The shares will vest on the first anniversary of the date of grant or, if earlier, on the date of the next annual meeting following the grant date. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 21:30 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 10,000 | $26.16 | $261,590.00 |
DisclosureSEC source: 0001140361-18-027490 · doc1.xml · nonDerivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,567 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.85 to $26.61 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:30 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GrantCommon Stock | 38,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027490 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,567 F2 · shares: Represents a restricted stock unit award that vests in three equal annual installments commencing on June 1, 2019. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:30 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Tax withholdingCommon Stock | 26,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-027490 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,943 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F1 · price: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:54 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $9.01 | $0.00 |
DisclosureSEC source: 0001140361-18-012006 · doc1.xml · derivative · entry 3 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: The stock option grant vests as to 1/4th of the total number of shares on September 2, 2015, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:54 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 10,000 | $26.74 | $267,430.00 |
DisclosureSEC source: 0001140361-18-012006 · doc1.xml · nonDerivative · entry 2 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,679 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.48 to $27.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:54 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Exercise / conversionCommon Stock | 10,000 | $9.01 | $90,100.00 |
DisclosureSEC source: 0001140361-18-012006 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 14, 2017 Filed Feb 14, 2018 17:57 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-008414 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,679 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:03 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | Tax withholdingCommon Stock | 7,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-034346 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,679 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F1 · price: Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:31 UTC | VOCERA COMMUNICATIONS, INC. VCRA · Entity 12917 | SaleCommon Stock | 282 | $26.95 | $7,599.90 |
DisclosureSEC source: 0001140361-17-025522 · doc1.xml · nonDerivative · entry 1 Spencer Justin · CIK 0001397180 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,820 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.