Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Casa Systems IncCASA · Entity 95402 | Chief Financial Officer | January 04, 2020 | January 07, 2020 |
| ExlService Holdings, Inc.EXLS · Entity 1503 | Executive Vice President & CFO | June 30, 2026 | July 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Casa Systems Inc
Report date January 04, 2020 · Filed January 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,847 |
Ending reported balance
After 2020-01-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-04 · Exercise / conversion · Acquired 21,204 · Balance 21,204 F1: Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the units. Row 2 · 2020-01-04 · Tax withholding · Disposed 7,357 · Balance 13,847 F2: Shares withheld by the Company to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,614 |
Reported balance
After 2020-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-04 · Exercise / conversion · Disposed 21,204 · Balance 63,614 F3: Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date for RSUs reported on Table II, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes. F4: Scheduled to vest over four years, with 25% of the 84,818 shares underlying the award having vested on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the units.
F2: Shares withheld by the Company to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.
F3: Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date for RSUs reported on Table II, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes.
F4: Scheduled to vest over four years, with 25% of the 84,818 shares underlying the award having vested on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter.
ExlService Holdings, Inc.
Report date June 30, 2026 · Filed July 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 254,975 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 606 · Balance 254,975 F1: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the exempt acquisition of shares of ExlService Holdings, Inc.'s common stock pursuant to the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FACTSET RESEARCH SYSTEMS INC
Report date November 01, 2018 · Filed November 05, 2018
Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,133 |
Reported balance
After 2018-11-01 transaction · row 1
1 source rowRow 1 · 2018-11-01 · Tax withholding · Disposed 444 · Balance 3,133 F1: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock that was granted on November 1, 2013 and that was previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock that was granted on November 1, 2013 and that was previously reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 24, 2021 02:09 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 329 | $81.22 | $26,721.38 |
DisclosureSEC source: 0001104659-21-027024 · tm217747-1_4seq1.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 F2 · price: The reporting person's restricted stock units reported in this report vested on February 19, 2021. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:09 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-027024 · tm217747-1_4seq1.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:02 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 6,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-025818 · tm217292-7_4seq1.xml · derivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,920 Underlying: Common Stock, par value $0.001 per share · 6,920 shares Expires 2031-02-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 17, 2022. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-013069 · tm215553d1_4.xml · derivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,424 Underlying: Common Stock, par value $0.001 per share · 1,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 5,898 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 3, 2021, an additional 25 percent of the restricted stock units became vested on February 3, 2022, an additional 25 percent of the restricted stock units became vested on February 3, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on February 3, 2024. F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 5,898 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 3, 2021, an additional 25 percent of the restricted stock units became vested on February 3, 2022, an additional 25 percent of the restricted stock units became vested on February 3, 2023, and the remaining balance of 25 percent of the restricted stock units became vested on February 3, 2024. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 526 | $80.09 | $42,127.34 |
DisclosureSEC source: 0001104659-21-013069 · tm215553d1_4.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 F2 · price: The reporting person's restricted stock units reported in this report vested on February 3, 2021. Pursuant to the Company's 2018 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-013069 · tm215553d1_4.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:00 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | PurchaseCommon Stock, par value $0.001 per share | 1,500 | $63.69 | $95,535.00 |
DisclosureSEC source: 0001104659-20-102668 · tm2030278d1_4.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:03 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 4,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-023949 · tm209692d7_4.xml · derivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,365 Underlying: Common Stock, par value $0.001 per share · 4,365 shares Expires 2030-02-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 19, 2021. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:05 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 5,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-011334 · tm206843d1_4.xml · derivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,898 Underlying: Common Stock, par value $0.001 per share · 5,898 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 3, 2021. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 3, 2021. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan). Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 17:14 UTC | Casa Systems Inc CASA · Entity 95402 | Exercise / conversionRestricted Stock Units · Derivative | 21,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002296 · doc4.xml · derivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,614 Underlying: Common Stock · 21,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date for RSUs reported on Table II, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes. F4 · derivative.exercise_date: Scheduled to vest over four years, with 25% of the 84,818 shares underlying the award having vested on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter. F4 · derivative.expiration_date: Scheduled to vest over four years, with 25% of the 84,818 shares underlying the award having vested on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 17:14 UTC | Casa Systems Inc CASA · Entity 95402 | Tax withholdingCommon Stock | 7,357 | $4.01 | $29,501.57 |
DisclosureSEC source: 0001209191-20-002296 · doc4.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,847 F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 17:14 UTC | Casa Systems Inc CASA · Entity 95402 | Exercise / conversionCommon Stock | 21,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-002296 · doc4.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the units. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 16:38 UTC | Casa Systems Inc CASA · Entity 95402 | GrantRestricted stock units · Derivative | 84,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008093 · doc4.xml · derivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,818 Underlying: Common Stock · 84,818 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes. F2 · derivative.exercise_date: Scheduled to vest over four years, with 25% of the shares underlying the award vesting on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter. F2 · derivative.expiration_date: Scheduled to vest over four years, with 25% of the shares underlying the award vesting on January 4, 2020, and 25% of the shares underlying the award vesting at the end of each successive one-year period thereafter. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:25 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Tax withholdingCommon Stock | 444 | $221.88 | $98,514.72 |
DisclosureSEC source: 0001437749-18-019560 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133 F1 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock that was granted on November 1, 2013 and that was previously reported. Read SEC document |
| August 31, 2018 Filed Oct 15, 2018 22:54 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherCommon Stock | 32 | $173.34 | $5,546.88 |
DisclosureSEC source: 0001437749-18-018312 · rdgdoc.xml · nonDerivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 F1 · kind: The shares shown as being acquired were acquired under the FactSet Research Systems Inc. Employee Stock Purchase Plan, an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c). Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,589 | $0.00 Strike: $92.22 | $0.00 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · derivative · entry 6 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,529 Underlying: FactSet Common Stock · 2,589 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,898 | $0.00 Strike: $92.22 | $0.00 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · derivative · entry 5 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,118 Underlying: FactSet Common Stock · 7,898 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 2,589 | $203.90 | $527,897.10 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · nonDerivative · entry 4 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 F1 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 7,898, the per share sales prices ranged from $203.60 to $204.25 and for the shares aggregating 2,589, the per share sales prices ranged from $203.70 to $204.25. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 2,589 | $92.22 | $238,757.58 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · nonDerivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 7,898 | $203.89 | $1,610,323.22 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 F1 · price: Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 7,898, the per share sales prices ranged from $203.60 to $204.25 and for the shares aggregating 2,589, the per share sales prices ranged from $203.70 to $204.25. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 22:56 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 7,898 | $92.22 | $728,353.56 |
DisclosureSEC source: 0001437749-18-013188 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Oct 15, 2018 22:54 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherCommon Stock | 48 | $170.86 | $8,201.28 |
DisclosureSEC source: 0001437749-18-018312 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545 F1 · kind: The shares shown as being acquired were acquired under the FactSet Research Systems Inc. Employee Stock Purchase Plan, an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c). Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:39 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,675 | Not disclosed Strike: $94.84 | Not disclosed |
DisclosureSEC source: 0001437749-18-006866 · rdgdoc.xml · derivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,016 Underlying: FactSet Common Stock · 5,675 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:39 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 5,675 | $198.00 | $1,123,650.00 |
DisclosureSEC source: 0001437749-18-006866 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 20:39 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 5,675 | $94.84 | $538,217.00 |
DisclosureSEC source: 0001437749-18-006866 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Oct 15, 2018 22:54 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherCommon Stock | 43 | $171.23 | $7,362.89 |
DisclosureSEC source: 0001437749-18-018312 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497 F1 · kind: The shares shown as being acquired were acquired under the FactSet Research Systems Inc. Employee Stock Purchase Plan, an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c). Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:29 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,769 | Not disclosed Strike: $189.98 | Not disclosed |
DisclosureSEC source: 0001437749-17-018426 · rdgdoc.xml · derivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,691 Underlying: FactSet Common Stock · 7,769 shares Expires 2027-11-02 F2 · price: Column 8 has been intentionally left blank. F1 · derivative.exercise_date: Option grants vest 20% annually on the anniversary date of the grant and are fully vested after five years. Read SEC document |
| August 31, 2017 Filed Sep 22, 2017 20:55 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 36 | $133.60 | $4,809.60 |
DisclosureSEC source: 0001437749-17-016272 · rdgdoc.xml · nonDerivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| May 31, 2017 Filed Sep 22, 2017 20:55 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 51 | $140.84 | $7,182.84 |
DisclosureSEC source: 0001437749-17-016272 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2017 Filed Sep 22, 2017 20:55 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 61 | $135.48 | $8,264.28 |
DisclosureSEC source: 0001437749-17-016272 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,367 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,166 | Not disclosed Strike: $88.40 | Not disclosed |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · derivative · entry 9 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,922 Underlying: FactSet Common Stock · 2,166 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,498 | Not disclosed Strike: $88.40 | Not disclosed |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · derivative · entry 8 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,088 Underlying: FactSet Common Stock · 6,498 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,765 | Not disclosed Strike: $88.40 | Not disclosed |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · derivative · entry 7 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,586 Underlying: FactSet Common Stock · 11,765 shares Expires 2017-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 2,166 | $167.76 | $363,368.16 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 6 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,306 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 6,498 | $167.74 | $1,089,974.52 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 5 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,472 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | SaleFactSet Common Stock | 11,765 | $167.75 | $1,973,578.75 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 4 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 2,166 | $88.40 | $191,474.40 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 6,498 | $88.40 | $574,423.20 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:24 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Exercise / conversionFactSet Common Stock | 11,765 | $88.40 | $1,040,026.00 |
DisclosureSEC source: 0001437749-17-000654 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:47 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 17,748 | Not disclosed Strike: $152.28 | Not disclosed |
DisclosureSEC source: 0001437749-16-041028 · rdgdoc.xml · derivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,351 Underlying: FactSet Common Stock · 17,748 shares Expires 2026-11-01 F3 · price: Column 8 has been intentionally left blank. F2 · derivative.exercise_date: Option grants vest 20% annually on the anniversary date of the grant and are fully vested after five years. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:47 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | Tax withholdingFactSet Common Stock | 543 | $152.28 | $82,688.04 |
DisclosureSEC source: 0001437749-16-041028 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,306 F1 · shares: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock previously granted on November 1, 2013. Read SEC document |
| August 31, 2016 Filed Sep 29, 2016 20:14 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 45 | $134.75 | $6,063.75 |
DisclosureSEC source: 0001437749-16-039269 · rdgdoc.xml · nonDerivative · entry 4 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| May 31, 2016 Filed Sep 29, 2016 20:14 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 50 | $131.57 | $6,578.50 |
DisclosureSEC source: 0001437749-16-039269 · rdgdoc.xml · nonDerivative · entry 3 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| February 29, 2016 Filed Sep 29, 2016 20:14 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 59 | $127.92 | $7,547.28 |
DisclosureSEC source: 0001437749-16-039269 · rdgdoc.xml · nonDerivative · entry 2 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
| November 30, 2015 Filed Sep 29, 2016 20:14 UTC | FACTSET RESEARCH SYSTEMS INC FDS · Entity 3493 | OtherFactSet Common Stock | 16 | $130.36 | $2,085.76 |
DisclosureSEC source: 0001437749-16-039269 · rdgdoc.xml · nonDerivative · entry 1 Nicolelli Maurizio · CIK 0001472650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695 F1 · kind: Shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.