Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Accel Entertainment, Inc.ACEL · Entity 4999 | Chief Compliance Officer | September 11, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Accel Entertainment, Inc.
Report date September 11, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 157,767 |
Ending reported balance
After 2026-09-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-11 · Sale · Disposed 26,324 · Balance 170,929 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.658, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Row 2 · 2026-09-14 · Sale · Disposed 13,162 · Balance 157,767 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.658, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2021 Filed Sep 17, 2021 21:33 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GiftClass A-1 Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018862 · wf-form4_163191437456514.xml · nonDerivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By son (M. Harmer) Disclosed balance after: 100 Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 21:33 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 8,000 | $11.12 | $88,960.00 |
DisclosureSEC source: 0001628280-21-018862 · wf-form4_163191437456514.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,447 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 23:20 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,836 | $2.33 Strike: $2.33 | $199,997.88 |
DisclosureSEC source: 0001628280-21-017678 · wf-form4_163001999931661.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 85,836 shares Expires 2021-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 23:20 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionClass A-1 Common Stock | 85,836 | $2.33 | $199,997.88 |
DisclosureSEC source: 0001628280-21-017678 · wf-form4_163001999931661.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2021 Filed Jul 15, 2021 22:32 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Tax withholdingClass A-1 Common Stock | 1,817 | $11.23 | $20,402.00 |
DisclosureSEC source: 0001628280-21-013898 · wf-form4_162638835055649.xml · nonDerivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,611 Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 22:32 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013898 · wf-form4_162638835055649.xml · derivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,525 Underlying: Class A-1 Common Stock · 6,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 22:32 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionClass A-1 Common Stock | 6,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013898 · wf-form4_162638835055649.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. Read SEC document |
| June 15, 2021 Filed Jun 18, 2021 01:50 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 8,000 | $12.23 | $97,840.00 |
DisclosureSEC source: 0001628280-21-012497 · wf-form4_162398098784815.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,253 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 10, 2021 Filed May 13, 2021 00:32 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,295 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-21-032237 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,836 Underlying: Class A-1 Common Stock · 17,295 shares Expires 2021-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/2 of the converted stock options will vest on May 9, 2020, and the remainder will vest on May 9, 2021, subject to the Reporting Person's continued service to the issuer on each vesting date. Read SEC document |
| May 10, 2021 Filed May 13, 2021 00:32 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Exercise / conversionClass A-1 Common Stock | 17,295 | $2.33 | $40,297.35 |
DisclosureSEC source: 0001209191-21-032237 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2021 Filed Apr 17, 2021 00:28 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 8,000 | $12.00 | $96,000.00 |
DisclosureSEC source: 0001209191-21-027114 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,958 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantEmployee Stock Option (Right to Buy) · Derivative | 32,335 | $0.00 Strike: $11.88 | $0.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · derivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,335 Underlying: Class A-1 Common Stock · 332,335 shares Expires 2021-03-15 F4 · derivative.exercise_date: 1/4 of the total shares underling the option will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantRestricted Stock Units (RSU) · Derivative | 32,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,335 Underlying: Class A-1 Common Stock · 32,335 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock award ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:43 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 8,000 | $11.62 | $92,960.00 |
DisclosureSEC source: 0001209191-21-021967 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,958 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 00:20 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 13,000 | $9.64 | $125,320.00 |
DisclosureSEC source: 0001209191-20-063618 · doc4.xml · nonDerivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,958 Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 00:20 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | SaleClass A-1 Common Stock | 13,000 | $9.11 | $118,430.00 |
DisclosureSEC source: 0001209191-20-063618 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,958 Read SEC document |
| August 26, 2020 Filed Sep 17, 2021 21:33 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GiftClass A-1 Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018862 · wf-form4_163191437456514.xml · nonDerivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By son (G. Harmer) Disclosed balance after: 100 Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:33 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | Disposition to issuerWarrants · Derivative | 9,940 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-20-047369 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A-1 Common Stock · 9,940 shares Expires 2024-11-20 F1 · kind: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer. F2 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. Read SEC document |
| August 14, 2020 Filed Aug 19, 2020 00:33 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantClass A-1 Common Stock | 2,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047369 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,958 F1 · price: Under the terms of the offer, dated as of July 14, 2020, by and between the Issuer and holders of warrants (the "Accel Warrants"), the Issuer granted a right to receive 0.250 shares of Class A-1 Common Stock in exchange for every outstanding Accel Warrant of the Company tendered by the holder and exchanged pursuant to the offer. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 21:18 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $9.41 | $0.00 |
DisclosureSEC source: 0001209191-20-042511 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Class A-1 Common Stock · 16,000 shares Expires 2030-07-13 F3 · derivative.exercise_date: 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 21:18 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantRestricted Stock Units (RSU) · Derivative | 24,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042511 · doc4.xml · derivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 Underlying: Class A-1 Common Stock · 24,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:28 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantEmployee Stock Option (Right to Buy) · Derivative | 63,000 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0001209191-20-014637 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Class A-1 Common Stock · 63,000 shares Expires 2030-02-27 F3 · derivative.exercise_date: 1/3 of the total shares underlying the option will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total shares annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:28 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantRestricted Stock Units (RSU) · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014637 · doc4.xml · derivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Class A-1 Common Stock · 42,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. F2 · derivative.expiration_date: 1/3 of the RSUs will vest on January 1, 2023, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:46 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | ConversionClass A-2 Common Stock · Derivative | 4,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003709 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,134 Underlying: Class A-1 Common Stock · 4,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date. F1 · derivative.exercise_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date. F1 · derivative.expiration_date: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:46 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | ConversionClass A-1 Common Stock | 4,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-003709 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the automatic conversion of a portion of the shares of the Issuer's Class A-2 Common Stock into shares of the Issuer's Class A-1 Common Stock. The Issuer's Class A-2 Common Stock will automatically convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches, with no action required of the holder thereof, upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. The first stock price threshold was achieved on January 14, 2020. The Class A-2 Common Stock has no expiration date. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantWarrants · Derivative | 9,940 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · derivative · entry 3 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,940 Underlying: Class A-1 Common Stock · 9,940 shares Expires 2024-11-20 F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the closing of the business combination contemplated by the Transaction Agreement (the "Closing"). The Issuer is required to use its best efforts to file with the U.S. Securities and Exchange Commission, within 15 business days of the Closing, a registration statement for the registration of Class A-1 Common Stock issuable upon exercise of the warrants. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantClass A-2 Common Stock · Derivative | 12,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · derivative · entry 2 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Class A-1 Common Stock · 12,200 shares Expires not disclosed F2 · derivative.exercise_price: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F2 · derivative.exercise_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. F2 · derivative.expiration_date: The Issuer's Class A-2 Common Stock will be eligible to convert into an equal number of the Issuer's Class A-1 Common Stock in three separate tranches upon the satisfaction of certain predetermined stock price or earnings thresholds as set forth in the Restricted Stock Agreement dated as of November 20, 2019, by and among the Issuer, the Reporting Person and the other persons party thereto. If the Issuer undergoes an Acceleration Event (as defined therein) and the satisfaction of the applicable stock price or earnings thresholds cannot be determined at that time, then each share of Class A-2 Common Stock not previously converted into Class A-1 Common Stock will convert into Class A-1 Common Stock immediately prior to the consummation of such Acceleration Event. The Class A-2 Common Stock has no expiration date. Read SEC document |
| November 20, 2019 Filed Nov 23, 2019 01:03 UTC | Accel Entertainment, Inc. ACEL · Entity 4999 | GrantClass A-1 Common Stock | 181,407 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028017 · doc4.xml · nonDerivative · entry 1 Harmer Derek · CIK 0001794002 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,407 F1 · price: Under the terms of the Transaction Agreement, dated as of June 13, 2019, as amended, by and among the Issuer, each of the shareholders of Accel Entertainment, Inc. ("Accel") named as Sellers therein, and the Shareholder Representatives named therein (the "Transaction Agreement"), 13,192 shares of the Class A Common Stock of Accel held by the Reporting Person were exchanged for (i) a cash payment in the amount of $466,933.74, (ii) 181,407 shares of the Issuer's Class A-1 Common Stock, (iii) 12,200 shares of the Issuer's Class A-2 Common Stock, and (iv) warrants to purchase 9,940 shares of the Issuer's Class A-1 Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.