person · Reporting owner

ROGERS WILLIAM H JR

Disclosed activity across 2 companies

Tapewire entity: 29237
SEC CIK: 0001182002

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TRUIST FINANCIAL CORPTFC · Entity 1440	Director · Chairman & CEO	July 20, 2026	July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUIST FINANCIAL CORP

Report date July 20, 2026 · Filed July 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy 2023 GRAT	0	Reported balance After 2026-07-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-07-20 · Sale · Disposed 13,250 · Balance 0 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.
Common StockSEC Table I · non-derivative	Direct	1,040,536.834	Reported balance Holding disclosure · report date 2026-07-20 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,040,536.834 F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.
Common StockSEC Table I · non-derivative	IndirectBy 401(k)	13,807.398	Reported balance Holding disclosure · report date 2026-07-20 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 13,807.398 F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
Common StockSEC Table I · non-derivative	IndirectBy Trust	185,000	Reported balance Holding disclosure · report date 2026-07-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 185,000
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2000-01-01	Direct	3,412.232	Reported balance Holding disclosure · report date 2026-07-20 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 3,412.232 F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan. F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2029-03-15	Direct	84,913	Reported balance Holding disclosure · report date 2026-07-20 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 84,913 F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	76,861	Reported balance Holding disclosure · report date 2026-07-20 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 76,861 F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 20, 2026, a grantor retained annuity trust ("GRAT") for the benefit of the reporting person and his adult children sold 13,250 shares of Truist common stock in connection with the pre-established termination of the GRAT on July 21, 2026. On July 21, 2026, the GRAT also made a final annuity payment to the reporting person consisting of 72,320 shares of Truist common stock, and this Form 4 reflects the change in the form of the reporting person's beneficial ownership of those shares from indirect to direct beneficial ownership.

F2: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

F3: Represents phantom stock units under the Truist Financial Corporation Non-Qualified Defined Contribution Plan.

F4: On February 24, 2025, the reporting person was granted 84,913 restricted stock units, vesting in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Each restricted stock unit represents a right to receive one share of TFC common stock.

F5: On February 23, 2026, the reporting person was granted 76,861 restricted stock units, vesting in three equal installments on March 15, 2028, March 15, 2029, and March 15, 2030. Each restricted stock unit represents a right to receive one share of TFC common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUNTRUST BANKS INC

Report date December 06, 2019 · Filed December 09, 2019

Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2019-12-06 transaction · row 1 1 source row Row 1 · 2019-12-06 · Disposition to issuer · Disposed 666,320.81 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.
Common StockSEC Table I · non-derivative	Indirect401(k)	0	Reported balance After 2019-12-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-12-06 · Disposition to issuer · Disposed 8,087.2456 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.20 · Expires 2021-04-01	Direct	0	Reported balance After 2019-12-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-12-06 · Disposition to issuer · Disposed 84,439 · Balance 0 F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2022-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-12-06 · Disposition to issuer · Disposed 136,200 · Balance 0 F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-12-06 · Disposition to issuer · Disposed 36,708 · Balance 0 F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-12-06 · Disposition to issuer · Disposed 36,707 · Balance 0 F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26	Direct	0	Reported balance After 2019-12-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-12-06 · Disposition to issuer · Disposed 36,706 · Balance 0 F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-12-06 · Disposition to issuer · Disposed 8,129.55 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-12-06 · Disposition to issuer · Disposed 8,128.49 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-12-06 · Disposition to issuer · Disposed 34,679.501 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-12-06 · Disposition to issuer · Disposed 34,678.469 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08	Direct	0	Reported balance After 2019-12-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-12-06 · Disposition to issuer · Disposed 34,677.443 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-12-06 · Disposition to issuer · Disposed 8,210.397 · Balance 0 F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-02-09	Direct	0	Reported balance After 2019-12-06 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2019-12-06 · Disposition to issuer · Disposed 10,567.36 · Balance 0 F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger. F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-12-06 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2019-12-06 · Disposition to issuer · Disposed 1,968.1452 · Balance 0 F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger. F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	85,557.92	Reported balance After 2019-12-06 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2019-12-06 · Grant · Acquired 85,557.92 · Balance 85,557.92 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	75,209.472	Reported balance After 2019-12-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2019-12-06 · Grant · Acquired 75,209.472 · Balance 75,209.472 F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14	Direct	0	Reported balance After 2019-12-06 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2019-12-06 · Disposition to issuer · Disposed 85,557.92 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock.
Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13	Direct	0	Reported balance After 2019-12-06 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2019-12-06 · Disposition to issuer · Disposed 75,209.472 · Balance 0 F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger. F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

F2: Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.

F4: This option was replaced with an option to purchase 109,348 shares of BB&T common stock at an exercise price of $22.55 per share.

F5: This option was replaced with an option to purchase 176,379 shares of BB&T common stock at an exercise price of $16.74 per share.

F6: This option was replaced with an option to purchase 47,536 shares of BB&T common stock at an exercise price of $21.17 per share.

F7: This option was replaced with an option to purchase 47,535 shares of BB&T common stock at an exercise price of $21.17 per share.

F8: This option was replaced with an option to purchase 47,534 shares of BB&T common stock at an exercise price of $21.17 per share.

F9: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,528 shares of BB&T common stock.

F11: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,526 shares of BB&T common stock.

F12: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,910 shares of BB&T common stock.

F13: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,909 shares of BB&T common stock.

F14: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 44,907 shares of BB&T common stock.

F15: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 10,632 shares of BB&T common stock.

F16: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. The performance-vesting conditions applicable to these restricted stock units have been previously satisfied but, in accordance with terms of the award agreement governing these restricted stock units, the amount listed is subject to a one-year deferral beginning on February 9, 2019. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement.

F17: Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-based restricted stock units immediately prior to the effective time of the Merger.

F18: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate 13,685 shares of BB&T common stock.

F19: Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a BB&T phantom stock unit in respect of shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.

F20: These phantom stock units were replaced with BB&T phantom stock units in respect of an aggregate 2,549 shares of BB&T common stock.

F21: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.

F22: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F23: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 110,798 shares of BB&T common stock.

F24: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 97,396 shares of BB&T common stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	14,216.568	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,216.568 shares Expires 2018-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. F6 · derivative.exercise_price: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. F6 · price: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Read SEC document
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	13,067.521	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · derivative · entry 8 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,067.521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. F5 · price: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. F5 · derivative.expiration_date: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Read SEC document
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	6,114	$67.48	$412,572.72	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,250.022 Read SEC document
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	14,216.568	$67.48	$959,334.01	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,364.022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	5,620	$67.48	$379,237.60	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,147.454 Read SEC document
February 09, 2018 Filed Feb 13, 2018 16:32 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	13,067.521	$67.48	$881,796.32	Disclosure SEC source: 0000750556-18-000030 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,767.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 29, 2018 Filed Feb 5, 2018 14:29 UTC	SUNTRUST BANKS INC STI · Entity 106623	GiftCommon Stock	2,175	$0.00	$0.00	Disclosure SEC source: 0000750556-18-000020 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,699.933 Read SEC document
January 24, 2018 Filed Feb 5, 2018 14:29 UTC	SUNTRUST BANKS INC STI · Entity 106623	GiftCommon Stock	5,075	$0.00	$0.00	Disclosure SEC source: 0000750556-18-000020 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,874.933 Read SEC document
January 22, 2018 Filed Jan 23, 2018 14:43 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	116,600	$9.06 Strike: $9.06	$1,056,396.00	Disclosure SEC source: 0000750556-18-000011 · edgar.xml · derivative · entry 11 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116,600 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Read SEC document
January 22, 2018 Filed Jan 23, 2018 14:43 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	88,800	$64.58 Strike: $64.58	$5,734,704.00	Disclosure SEC source: 0000750556-18-000011 · edgar.xml · derivative · entry 10 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,800 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Read SEC document
January 22, 2018 Filed Jan 23, 2018 14:43 UTC	SUNTRUST BANKS INC STI · Entity 106623	SaleCommon Stock	205,400	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-18-000011 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,949.933 F1 · price: Sold at prices ranging from $69.13 to $69.705. Read SEC document
January 22, 2018 Filed Jan 23, 2018 14:43 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	116,600	$9.06	$1,056,396.00	Disclosure SEC source: 0000750556-18-000011 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,349.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 22, 2018 Filed Jan 23, 2018 14:43 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	88,800	$64.58	$5,734,704.00	Disclosure SEC source: 0000750556-18-000011 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,749.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:25 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	49,700	$9.06 Strike: $9.06	$450,282.00	Disclosure SEC source: 0000750556-17-000068 · edgar.xml · derivative · entry 12 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,300 Underlying: Common Stock · 49,700 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:25 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	67,000	$29.54 Strike: $29.54	$1,979,180.00	Disclosure SEC source: 0000750556-17-000068 · edgar.xml · derivative · entry 11 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:25 UTC	SUNTRUST BANKS INC STI · Entity 106623	SaleCommon Stock	96,960	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000068 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,949.933 F1 · price: Sold at prices ranging from $59.29 to $59.38. Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:25 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	49,700	$9.06	$450,282.00	Disclosure SEC source: 0000750556-17-000068 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,909.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2017 Filed Mar 1, 2017 15:25 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	67,000	$29.54	$1,979,180.00	Disclosure SEC source: 0000750556-17-000068 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,209.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	130,238.2	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · derivative · entry 22 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,030.867 Underlying: Common Stock · 130,238.2 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. F9 · derivative.exercise_price: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. F9 · price: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	GrantPhantom Stock · Derivative	150,269.067	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · derivative · entry 21 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,269.067 Underlying: Common Stock · 150,269.067 shares Expires 2018-02-21 F9 · security: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. F9 · derivative.exercise_price: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. F9 · price: Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	14,311.034	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · derivative · entry 8 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,311.034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. F5 · derivative.exercise_price: Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. F5 · price: Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. F5 · derivative.expiration_date: Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	6,526	$59.79	$390,189.54	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,209.933 Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	62,441	$59.79	$3,733,347.39	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,735.933 Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	14,311.034	$59.79	$855,656.72	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,176.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2017 Filed Feb 23, 2017 15:17 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	130,238.2	$59.79	$7,786,941.98	Disclosure SEC source: 0000750556-17-000053 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,865.899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:28 UTC	SUNTRUST BANKS INC STI · Entity 106623	GrantPhantom Stock · Derivative	50,089.689	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000037 · edgar.xml · derivative · entry 17 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,089.689 Underlying: Common Stock · 50,089.689 shares Expires 2017-02-21 F8 · security: Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. F8 · derivative.exercise_price: Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. F8 · price: Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	12,776.601	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · derivative · entry 9 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,776.601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. F6 · price: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. F6 · derivative.expiration_date: Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	5,328	$57.76	$307,745.28	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,627.699 Read SEC document
February 10, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	12,766.601	$57.76	$737,398.87	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,955.699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionPhantom Stock · Derivative	13,901.098	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · derivative · entry 11 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,901.098 shares Expires 2017-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. F7 · derivative.exercise_price: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. F7 · price: Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Tax withholdingCommon Stock	4,310	$57.73	$248,816.30	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,189.098 Read SEC document
February 09, 2017 Filed Feb 13, 2017 17:10 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	13,901.098	$57.73	$802,510.39	Disclosure SEC source: 0000750556-17-000027 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,499.098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	83,700	$9.06 Strike: $9.06	$758,322.00	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · derivative · entry 17 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,300 Underlying: Common Stock · 83,700 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionOption · Derivative	33,000	$29.54 Strike: $29.54	$974,820.00	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · derivative · entry 16 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Common Stock · 33,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	SaleCommon Stock	74,172	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · nonDerivative · entry 4 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,197.346 F2 · price: Sold at prices ranging from $49.58 to $49.645. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	GiftCommon Stock	7,300	Not disclosed	Not disclosed	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · nonDerivative · entry 3 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,909.346 F1 · price: This transaction was a gift. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	83,700	$9.06	$758,322.00	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · nonDerivative · entry 2 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,209.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:34 UTC	SUNTRUST BANKS INC STI · Entity 106623	Exercise / conversionCommon Stock	33,000	$29.54	$974,820.00	Disclosure SEC source: 0000750556-16-000368 · edgar.xml · nonDerivative · entry 1 ROGERS WILLIAM H JR · CIK 0001182002 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,509.346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.