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COHN LISA R

Disclosed activity across 4 companies

Tapewire entity
29146
SEC CIK
0001420211

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661EVP and General CounselDecember 13, 2020December 16, 2020
Aimco OP L.P.N/A · Entity 144659Executive Vice PresidentNovember 30, 2020December 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APARTMENT INVESTMENT & MANAGEMENT CO

Report date December 13, 2020 · Filed December 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect96,430 Reported balance After 2020-12-13 transaction · row 1
1 source row

Row 1 · 2020-12-13 · Grant · Acquired 12,073 · Balance 96,430

F1: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2021, and 50% on January 30, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2021, and 50% on January 30, 2022.

Aimco OP L.P.

Report date November 30, 2020 · Filed December 01, 2020

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apartment Income REIT Corp.

Report date June 28, 2024 · Filed July 03, 2024

Section 16 reporting ended · disclosed 2024-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-06-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-06-28 · Disposition to issuer · Disposed 111,396 · Balance 28,744

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

Row 2 · 2024-06-28 · Disposition to issuer · Disposed 28,744 · Balance 0

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F3: Reflects unvested time-based restricted stock awards. At the Effective Time, each Issuer restricted stock award outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholdings), equal to the product obtained by multiplying (x) the aggregate number of shares of Class A Common Stock subject to such restricted stock award by (y) the Merger Consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.14 · Expires 2030-01-28Direct0 Reported balance After 2024-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-06-28 · Disposition to issuer · Disposed 14,808 · Balance 0

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F5: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F4: The option was fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

F3: Reflects unvested time-based restricted stock awards. At the Effective Time, each Issuer restricted stock award outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholdings), equal to the product obtained by multiplying (x) the aggregate number of shares of Class A Common Stock subject to such restricted stock award by (y) the Merger Consideration.

F4: The option was fully vested.

F5: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

National Storage Affiliates Trust

Report date July 22, 2026 · Filed July 22, 2026

Section 16 reporting ended · disclosed 2026-07-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interest, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-22 · Disposition to issuer · Disposed 4,703 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of restricted shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares.

Class A OP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-22 · Disposition to issuer · Disposed 11,624 · Balance 0

F2: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F3: N/A.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of restricted shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares.

F2: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F3: N/A.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2026 Filed Jul 22, 2026 21:18 UTC National Storage Affiliates Trust NSA · Entity 29115 Disposition to issuerClass A OP Units · Derivative 11,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-085896 · tm2620838-2_4seq1.xml · derivative · entry 2

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares of beneficial interest, $0.01 par value · 11,624 shares

Expires not disclosed

F2 · security: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F2 · shares: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F2 · price: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F3 · derivative.expiration_date: N/A.

F2 · derivative.underlying_shares: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

F2 · balance_after: Pursuant to the Merger Agreement, each Class A OP Unit issued and outstanding immediately prior to the effective time of the Partnership Merger was (i) automatically converted into the right to receive a number of newly issued common units in Public Storage OP, L.P., equal to the Exchange Ratio or (ii), at the election of holders of Class A OP Units, redeemed in exchange for one newly issued unit in NSA OP JV, LLC which holds 80% of the equity of the joint venture with Public Storage that holds certain identified real estate assets contributed by the Partnership.

Read SEC document
July 22, 2026 Filed Jul 22, 2026 21:18 UTC National Storage Affiliates Trust NSA · Entity 29115 Disposition to issuerCommon shares of beneficial interest, $0.01 par value 4,703 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-085896 · tm2620838-2_4seq1.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of restricted shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of restricted shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares.

F1 · balance_after: Pursuant to the Agreement and Plan of Merger, dated as of March 16, 2026 (the "Merger Agreement"), between the Issuer, Public Storage and certain other parties, common shares of beneficial interest, $0.01 par value of the Issuer, inclusive of restricted shares, were converted into the right to receive 0.1400 (the "Exchange Ratio") newly issued common shares of beneficial interest, par value $0.10 per share, of Public Storage and cash in lieu of any fractional shares.

Read SEC document
May 16, 2026 Filed May 19, 2026 20:02 UTC National Storage Affiliates Trust NSA · Entity 29115 ConversionClass A OP Units · Derivative 11,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-036377 · wk-form4_1779220976.xml · derivative · entry 3

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,624

Underlying: Common shares of beneficial interest, $0.01 par value · 11,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · derivative.exercise_price: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · derivative.exercise_price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F6 · shares: Consists of 11,624 LTIP Units held by the Reporting Person which were converted into 11,624 Class A OP Units as described in footnote 4 above. The Reporting Person previously reported the 11,624 LTIP Units that were converted into Class A OP Units as described in this Form 4 as Class A OP Units on an as-converted basis. Accordingly, rows 1 and 2 of Table II of this Form 4 are being filed on a voluntary basis solely to provide notice of the conversion of the Reporting Person's 11,624 LTIP Units into 11,624 Class A OP Units.

F5 · price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F4 · derivative.exercise_date: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · derivative.exercise_date: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F7 · derivative.expiration_date: N/A

F5 · derivative.underlying: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F4 · balance_after: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F8 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transactions above is 11,624 Class A OP Units (which includes those Class A OP Units previously reported and the Class A OP Units reported herein) and 0 LTIP Units. The 11,624 Class A OP Units do not include non-derivative securities of the Reporting Person that were previously reported.

Read SEC document
May 16, 2026 Filed May 19, 2026 20:02 UTC National Storage Affiliates Trust NSA · Entity 29115 ConversionLTIP Units · Derivative 11,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-036377 · wk-form4_1779220976.xml · derivative · entry 2

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A OP Units · 11,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · derivative.exercise_price: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · derivative.exercise_price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F6 · shares: Consists of 11,624 LTIP Units held by the Reporting Person which were converted into 11,624 Class A OP Units as described in footnote 4 above. The Reporting Person previously reported the 11,624 LTIP Units that were converted into Class A OP Units as described in this Form 4 as Class A OP Units on an as-converted basis. Accordingly, rows 1 and 2 of Table II of this Form 4 are being filed on a voluntary basis solely to provide notice of the conversion of the Reporting Person's 11,624 LTIP Units into 11,624 Class A OP Units.

F4 · price: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · derivative.exercise_date: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · derivative.exercise_date: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F7 · derivative.expiration_date: N/A

F4 · derivative.underlying: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · derivative.underlying: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person has the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of Shares, or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F4 · balance_after: Long-term incentive plan units ("LTIP Units") in the Partnership, after achieving parity with Class A common units of limited partner interest in the Partnership ("Class A OP Units"), are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F8 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transactions above is 11,624 Class A OP Units (which includes those Class A OP Units previously reported and the Class A OP Units reported herein) and 0 LTIP Units. The 11,624 Class A OP Units do not include non-derivative securities of the Reporting Person that were previously reported.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:02 UTC National Storage Affiliates Trust NSA · Entity 29115 GrantCommon shares of beneficial interest, $0.01 par value 4,703 $42.53 $200,018.59
Disclosure

SEC source: 0001628280-26-036377 · wk-form4_1779220976.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,703

F1 · security: Consists of 4,703 restricted common shares of beneficial interest, $0.01 par value of the Issuer ("Restricted Shares"). The Restricted Shares were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest scheduled to vest the earlier of: (i) May 15, 2027, (ii) the calendar day immediately preceding the next annual meeting of shareholders or (iii) immediately prior to the Company Merger Effective Time (as such term is defined in that certain Agreement of Plan and Merger, dated as of March 16, 2026, by and among the Issuer, NSA OP, LP (the "Partnership"), Public Storage, Public Storage OP, L.P., Pelican Merger Sub I, LLC and Pelican Merger Sub II, LLC, as the same may be amended).

F1 · shares: Consists of 4,703 restricted common shares of beneficial interest, $0.01 par value of the Issuer ("Restricted Shares"). The Restricted Shares were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest scheduled to vest the earlier of: (i) May 15, 2027, (ii) the calendar day immediately preceding the next annual meeting of shareholders or (iii) immediately prior to the Company Merger Effective Time (as such term is defined in that certain Agreement of Plan and Merger, dated as of March 16, 2026, by and among the Issuer, NSA OP, LP (the "Partnership"), Public Storage, Public Storage OP, L.P., Pelican Merger Sub I, LLC and Pelican Merger Sub II, LLC, as the same may be amended).

F2 · price: The closing price of the Issuer's common shares of beneficial interest, $0.01 par value ("Shares") on May 14, 2026.

F1 · balance_after: Consists of 4,703 restricted common shares of beneficial interest, $0.01 par value of the Issuer ("Restricted Shares"). The Restricted Shares were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest scheduled to vest the earlier of: (i) May 15, 2027, (ii) the calendar day immediately preceding the next annual meeting of shareholders or (iii) immediately prior to the Company Merger Effective Time (as such term is defined in that certain Agreement of Plan and Merger, dated as of March 16, 2026, by and among the Issuer, NSA OP, LP (the "Partnership"), Public Storage, Public Storage OP, L.P., Pelican Merger Sub I, LLC and Pelican Merger Sub II, LLC, as the same may be amended).

F3 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transaction in this class of securities is 4,703 Shares. The 4,703 Shares does not include derivative securities of the Reporting Person that have been previously reported on the Reporting Person's Forms 3 and Forms 4.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:10 UTC National Storage Affiliates Trust NSA · Entity 29115 GrantClass A OP Units · Derivative 5,779 $34.61 $200,011.19
Disclosure

SEC source: 0001628280-25-026634 · wk-form4_1747692608.xml · derivative · entry 1

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,624

Underlying: Common shares of beneficial interest, $0.01 par value · 5,779 shares

Expires not disclosed

F1 · security: The 5,779 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 5,779 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 15, 2026 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F1 · derivative.exercise_price: The 5,779 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 5,779 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 15, 2026 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F1 · shares: The 5,779 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 5,779 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 15, 2026 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · price: The price of the derivative securities was determined using the closing price of the Issuer's Shares on May 14, 2025.

F1 · derivative.exercise_date: The 5,779 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 5,779 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 15, 2026 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_date: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

F2 · derivative.underlying: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem all or a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F5 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transactions above is 11,624 Class A OP Units, which includes those Class A OP Units previously reported and the Class A OP Units reported herein (together with those other LTIP Units convertible into, or exchangeable for, such Class A OP Units as specified herein and reported in prior Forms 4). Following the reported transactions, the Reporting Person has total direct beneficial ownership in 4,493 vested LTIP Units and 7,131 unvested LTIP Units. The 11,624 Class A OP Units do not include non-derivative securities of the Reporting Person that were previously reported.

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June 28, 2024 Filed Jul 3, 2024 01:47 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerStock Option (right to buy) · Derivative 14,808 Not disclosed Strike: $47.14 Not disclosed
Disclosure

SEC source: 0001140361-24-032282 · form4.xml · derivative · entry 3

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,808 shares

Expires 2030-01-28

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F5 · price: At the Effective Time, each option outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash equal to the fair value of such option as determined in accordance with the terms of the Merger Agreement.

F4 · derivative.exercise_date: The option was fully vested.

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June 28, 2024 Filed Jul 3, 2024 01:47 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerClass A Common Stock 28,744 $39.12 $1,124,465.28
Disclosure

SEC source: 0001140361-24-032282 · form4.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F3 · price: Reflects unvested time-based restricted stock awards. At the Effective Time, each Issuer restricted stock award outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholdings), equal to the product obtained by multiplying (x) the aggregate number of shares of Class A Common Stock subject to such restricted stock award by (y) the Merger Consideration.

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June 28, 2024 Filed Jul 3, 2024 01:47 UTC Apartment Income REIT Corp. AIRC · Entity 89218 Disposition to issuerClass A Common Stock 111,396 $39.12 $4,357,811.52
Disclosure

SEC source: 0001140361-24-032282 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,744

F1 · kind: On June 28, 2024, the Issuer was acquired by Apex Purchaser LLC, Aries Purchaser LLC and Astro Purchaser LLC (collectively, the "Parent Entities"), pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, the Parent Entities and Astro Merger Sub, Inc., a wholly owned subsidiary of the Parent Entities and an affiliate of Blackstone Real Estate Partners X L.P. ("Merger Sub"), dated as of April 7, 2024 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of the Parent Entities (the "Merger").

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Issuer's Class A common stock outstanding immediately prior to the Effective Time (other than certain excluded shares) was automatically canceled and converted into the right to receive $39.12 in cash, without interest and subject to any required withholding taxes (the "Merger Consideration").

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May 16, 2024 Filed May 20, 2024 20:25 UTC National Storage Affiliates Trust NSA · Entity 29115 GrantClass A OP Units · Derivative 4,493 $37.84 $170,015.12
Disclosure

SEC source: 0001628280-24-024364 · wk-form4_1716236728.xml · derivative · entry 1

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,845

Underlying: Common shares of beneficial interest, $0.01 par value · 4,493 shares

Expires not disclosed

F1 · security: The 4,493 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 4,493 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 16, 2025 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F1 · derivative.exercise_price: The 4,493 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 4,493 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 16, 2025 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F1 · shares: The 4,493 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 4,493 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 16, 2025 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · price: The price of the derivative securities was determined using the closing price of the Issuer's Shares on May 16, 2024.

F1 · derivative.exercise_date: The 4,493 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 4,493 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan, and are scheduled to vest on the earlier of: (i) May 16, 2025 or (ii) the calendar day immediately preceding the next annual meeting of shareholders, the date of which will be specified in a future proxy statement of the Issuer. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_date: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

F2 · derivative.underlying: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F5 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transactions above is 5,845 Class A OP Units, which includes those Class A OP Units previously reported and the Class A OP Units reported herein (together with those other LTIP Units convertible into, or exchangeable for, such Class A OP Units as specified herein and reported in prior Forms 4). Following the reported transactions, the Reporting Person has total direct beneficial ownership in 5,845 unvested LTIP Units.

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February 15, 2024 Filed Feb 20, 2024 21:09 UTC National Storage Affiliates Trust NSA · Entity 29115 GrantClass A OP Units · Derivative 1,352 $36.98 $49,996.96
Disclosure

SEC source: 0001628280-24-005573 · wk-form4_1708463341.xml · derivative · entry 1

COHN LISA R · CIK 0001420211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Common shares of beneficial interest, $0.01 par value · 1,352 shares

Expires not disclosed

F1 · security: The 1,352 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 1,352 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on February 15, 2026, subject to the Reporting Person remaining a trustee at that time. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F1 · derivative.exercise_price: The 1,352 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 1,352 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on February 15, 2026, subject to the Reporting Person remaining a trustee at that time. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_price: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F1 · shares: The 1,352 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 1,352 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on February 15, 2026, subject to the Reporting Person remaining a trustee at that time. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F4 · price: The price of the derivative securities was determined using the closing price of the Issuer's Shares on February 15, 2024.

F1 · derivative.exercise_date: The 1,352 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 1,352 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on February 15, 2026, subject to the Reporting Person remaining a trustee at that time. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F2 · derivative.exercise_date: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

F2 · derivative.underlying: Upon conversion of such vested parity LTIP Units into Class A OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's Class A OP Units for cash in an amount equal to the market value of an equivalent number of the Issuer's common shares of beneficial interest ("Shares"), or at the Issuer's option, Shares on a one-for-one basis, subject to certain adjustments.

F1 · balance_after: The 1,352 Class A common units of limited partner interest ("Class A OP Units") in NSA OP, LP (the "Partnership") are issuable upon the conversion of 1,352 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2015 Equity Incentive Plan, and are scheduled to vest on February 15, 2026, subject to the Reporting Person remaining a trustee at that time. Vested LTIP Units, after achieving parity with Class A OP Units, are eligible to be converted into Class A OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership's agreement of limited partnership.

F5 · balance_after: The Reporting Person's total direct beneficial ownership following the reported transactions above is 1,352 Class A OP Units (together with those securities convertible into, or exchangeable for, such Class A OP Units as specified herein). Following the reported transactions, the Reporting Person has total direct beneficial ownership in 0 vested LTIP Units and 1,352 unvested LTIP Units.

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January 01, 2024 Filed Jan 3, 2024 23:48 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 13,511 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-000281 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,140

F1 · shares: The shares vest 25% on each anniversary of the grant date of January 1, 2024, beginning with the first anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2024 long term incentive compensation, price column not applicable.

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December 14, 2023 Filed Dec 15, 2023 23:02 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GiftClass A Common Stock 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022674 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,629

F1 · price: Charitable gifts to 501c3 organizations.

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January 30, 2023 Filed Feb 2, 2023 00:07 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantStock Option (right to buy) · Derivative 14,808 Not disclosed Strike: $47.14 Not disclosed
Disclosure

SEC source: 0001062993-23-001886 · form4.xml · derivative · entry 3

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,808

Underlying: Class A Common Stock · 14,808 shares

Expires 2030-01-30

F4 · kind: Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.

F2 · price: The shares vest 25% on each anniversary of the grant date of January 30, 2023, beginning with the first anniversary.

F5 · derivative.exercise_date: The option vests 50% on January 30, 2023, and 50% on January 28, 2024.

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January 30, 2023 Filed Feb 2, 2023 00:07 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 12,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001886 · form4.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,729

F2 · shares: The shares vest 25% on each anniversary of the grant date of January 30, 2023, beginning with the first anniversary.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2023 long term incentive compensation, price column not applicable.

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January 30, 2023 Filed Feb 2, 2023 00:07 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 9,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001886 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,234

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2023, and 50% on January 28, 2024.

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February 01, 2022 Filed Feb 4, 2022 01:04 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 7,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002530 · form4.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,216

F2 · shares: The shares vest 25% on each anniversary of the grant date of February 1, 2022, beginning with the first anniversary.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2022 long term incentive compensation, price column not applicable.

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February 01, 2022 Filed Feb 4, 2022 01:04 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 7,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-002530 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,175

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 1, 2022, and 50% on January 29, 2023.

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January 31, 2022 Filed Feb 2, 2022 23:41 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 1,653 $52.83 $87,335.59
Disclosure

SEC source: 0001062993-22-002260 · form4.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,865

F2 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $52.74 to $53.7399. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 31, 2022 Filed Feb 2, 2022 23:41 UTC Apartment Income REIT Corp. AIRC · Entity 89218 SaleClass A Common Stock 14,347 $52.22 $749,239.08
Disclosure

SEC source: 0001062993-22-002260 · form4.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,518

F1 · price: This price is a weighted average price. The price at which the shares were actually sold ranged from $51.73 to $52.7299. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 25, 2021 Filed Jan 28, 2021 00:26 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 9,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000018 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,865

F2 · shares: The shares vest 25% on each anniversary of the grant date of January 25, 2021, beginning with the first anniversary.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2021 long term incentive compensation, price column not applicable.

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January 25, 2021 Filed Jan 28, 2021 00:26 UTC Apartment Income REIT Corp. AIRC · Entity 89218 GrantClass A Common Stock 16,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-21-000018 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · President and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,496

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2021, and 50% on January 30, 2022.

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December 13, 2020 Filed Dec 16, 2020 00:17 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 12,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001349659-20-000058 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,430

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2021, and 50% on January 30, 2022.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 30, 2021, and 50% on January 30, 2022.

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February 20, 2020 Filed Feb 21, 2020 23:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 10,000 $54.77 $547,655.00
Disclosure

SEC source: 0001229384-20-000038 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,357

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $54.68 to $54.83. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 31, 2020 Filed Feb 3, 2020 23:23 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 3,656 $52.90 $193,410.08
Disclosure

SEC source: 0001229384-20-000034 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,357

F2 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $52.47 to $53.28. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 30, 2020 Filed Feb 3, 2020 23:23 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 1,048 $53.22 $55,772.88
Disclosure

SEC source: 0001229384-20-000034 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,013

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $53.11 to $53.37. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 28, 2020 Filed Jan 29, 2020 23:35 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 6,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000002 · edgar.xml · nonDerivative · entry 4

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,061

F4 · shares: The shares vest 25% on each anniversary of the grant date of January 28, 2020, beginning with the first anniversary.

F5 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2020 long term incentive compensation, price column not applicable.

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January 28, 2020 Filed Jan 29, 2020 23:35 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 10,858 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000002 · edgar.xml · nonDerivative · entry 3

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,211

F3 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

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January 27, 2020 Filed Jan 29, 2020 23:35 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 7,482 $53.77 $402,273.47
Disclosure

SEC source: 0001229384-20-000002 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,353

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March 22, 2019 Filed Jan 29, 2020 23:35 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 OtherClass A Common Stock 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000002 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,835

F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 44 additional shares of Class A Common Stock.

F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

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February 12, 2019 Filed Feb 13, 2019 23:19 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 9,695 $48.87 $473,784.96
Disclosure

SEC source: 0001229384-19-000040 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,791

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $48.59 to $49.24. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 31, 2019 Filed Feb 4, 2019 23:57 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 6,647 $49.45 $328,684.84
Disclosure

SEC source: 0001229384-19-000038 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,486

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January 31, 2019 Filed Feb 4, 2019 23:57 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 942 $49.10 $46,252.20
Disclosure

SEC source: 0001229384-19-000038 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,133

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January 30, 2019 Filed Jan 30, 2019 23:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 1,048 $49.14 $51,498.72
Disclosure

SEC source: 0001229384-19-000004 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,875

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January 29, 2019 Filed Feb 1, 2019 01:10 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 7,611 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000026 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,075

F2 · shares: The shares vest 25% on each anniversary of the grant date of January 29, 2019, beginning with the first anniversary.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2019 long term incentive compensation, price column not applicable.

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January 29, 2019 Filed Feb 1, 2019 01:10 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 26,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000026 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,464

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

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January 28, 2019 Filed Jan 30, 2019 23:31 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 831 $48.00 $39,888.00
Disclosure

SEC source: 0001229384-19-000004 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,923

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November 09, 2018 Filed Nov 13, 2018 22:55 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 5,000 $45.62 $228,123.00
Disclosure

SEC source: 0001229384-18-000054 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,754

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $45.621 to $45.6311. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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February 12, 2018 Filed Feb 13, 2018 23:49 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 3,385 $39.32 $133,098.88
Disclosure

SEC source: 0001229384-18-000038 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,754

F2 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $39.25 to $39.44. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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February 12, 2018 Filed Feb 13, 2018 23:49 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 6,309 $38.82 $244,922.95
Disclosure

SEC source: 0001229384-18-000038 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,139

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $38.25 to $39.24. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 8,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000028 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,448

F2 · shares: The shares vest 25% on each anniversary of the grant date of January 30, 2018, beginning with the first anniversary.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2018 long term incentive compensation, price column not applicable.

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January 30, 2018 Filed Feb 1, 2018 23:43 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 29,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000028 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,068

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019.

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January 29, 2018 Filed Jan 30, 2018 23:39 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 2,027 $41.56 $84,236.85
Disclosure

SEC source: 0001229384-18-000008 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $41.45 to $41.77. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 26, 2018 Filed Jan 30, 2018 23:39 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 831 $42.38 $35,217.78
Disclosure

SEC source: 0001229384-18-000008 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,071

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February 28, 2017 Filed Mar 1, 2017 23:13 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GiftClass A Common Stock 1,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-17-000034 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,902

F2 · price: Charitable gift to 501c3 organization.

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February 28, 2017 Filed Mar 1, 2017 23:13 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 10,000 $46.72 $467,197.00
Disclosure

SEC source: 0001229384-17-000034 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,987

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $46.62 to $46.84. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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February 13, 2017 Filed Feb 14, 2017 23:26 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 2,438 $45.17 $110,115.20
Disclosure

SEC source: 0001229384-17-000032 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,987

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $44.97 to $45.63. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 31, 2017 Filed Feb 2, 2017 23:48 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 7,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-17-000026 · edgar.xml · nonDerivative · entry 1

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,425

F1 · shares: The shares vest 25% on each anniversary of the grant date of January 31, 2017, beginning with the first anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable.

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January 30, 2017 Filed Jan 31, 2017 00:04 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 2,752 $44.21 $121,652.44
Disclosure

SEC source: 0001229384-17-000006 · edgar.xml · nonDerivative · entry 3

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,890

F2 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $44.13 to $44.40. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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January 27, 2017 Filed Jan 31, 2017 00:04 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 2,027 $44.23 $89,648.13
Disclosure

SEC source: 0001229384-17-000006 · edgar.xml · nonDerivative · entry 2

COHN LISA R · CIK 0001420211 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,642

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $44.02 to $44.50. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.