Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | EVP, Chief Legal Off & Secret | October 07, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,028.0608 |
Reported balance
After 2026-10-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-07 · Exercise / conversion · Acquired 176 · Balance 44,028.0608 |
| Common StockSEC Table I · non-derivative | Direct | 43,852.0608 |
Reported balance
After 2026-10-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-07 · Tax withholding · Disposed 176 · Balance 43,852.0608 F1: Shares withheld for FICA tax for retirement eligible executives. F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,067 |
Reported balance
After 2026-10-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-07 · Exercise / conversion · Disposed 176 · Balance 4,067 F3: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F4: The restricted stock units vest 100% three years from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for FICA tax for retirement eligible executives.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F4: The restricted stock units vest 100% three years from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2023 Filed Feb 6, 2023 14:52 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 168 | $117.49 | $19,738.32 |
DisclosureSEC source: 0001127602-23-003475 · form4.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263.3197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,703 | $0.00 Strike: $101.49 | $0.00 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · derivative · entry 6 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,703 shares Expires 2023-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,734 | $126.40 | $471,978.35 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 5 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033.4109 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $126.40 | $12,640.00 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 4 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767.4109 Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 600 | $126.39 | $75,834.60 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 3 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867.4109 Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,269 | $126.39 | $160,388.91 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 2 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,467.4109 Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 13:22 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 5,703 | $101.49 | $578,797.47 |
DisclosureSEC source: 0001127602-22-024479 · form4.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,736.4109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:30 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023784 · form4.xml · derivative · entry 3 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,040 Underlying: Common Stock · 273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F3 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:30 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 273 | $115.17 | $31,441.41 |
DisclosureSEC source: 0001127602-22-023784 · form4.xml · nonDerivative · entry 2 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033.4109 F2 · shares: Shares withheld for FICA tax for retirement eligible executives. Read SEC document |
| October 05, 2022 Filed Oct 6, 2022 23:30 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-023784 · form4.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,306.4109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:43 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 8,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004049 · form4.xml · derivative · entry 3 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 Underlying: Common Stock · 8,313 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F5 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F5 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:43 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 201.187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004049 · form4.xml · nonDerivative · entry 2 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988.0453 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:43 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 765.978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004049 · form4.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189.2323 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2022 Filed Feb 22, 2022 14:30 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 218.869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005842 · form4a.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970.3633 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 15:54 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003485 · form4.xml · derivative · entry 3 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of 3M common stock. F3 · derivative.expiration_date: The restricted stock units vest one third each year from the grant date. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 15:54 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 73 | $160.73 | $11,733.29 |
DisclosureSEC source: 0001127602-22-003485 · form4.xml · nonDerivative · entry 2 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423.2543 Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 15:54 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 167 | $160.73 | $26,841.91 |
DisclosureSEC source: 0001127602-22-003485 · form4.xml · nonDerivative · entry 1 Rhodes Kevin H · CIK 0001901300 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496.2543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.