Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | EVP & Chief Fin. & Growth Ofc. | July 23, 2026 | July 25, 2026 |
| Planet Fitness, Inc.PLNT · Entity 4077 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date July 23, 2026 · Filed July 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 98,747 |
Ending reported balance
After 2026-07-23 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2026-07-23 · Conversion · Acquired 17,425 · Balance 166,172 F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Row 2 · 2026-07-23 · Exercise / conversion · Acquired 65,789 · Balance 231,961 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 3 · 2026-07-23 · Exercise / conversion · Acquired 50,607 · Balance 282,568 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 4 · 2026-07-23 · Exercise / conversion · Acquired 73,616 · Balance 356,184 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 5 · 2026-07-23 · Exercise / conversion · Acquired 66,207 · Balance 422,391 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 6 · 2026-07-23 · Exercise / conversion · Acquired 47,710 · Balance 470,101 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 7 · 2026-07-23 · Exercise / conversion · Acquired 31,547 · Balance 501,648 F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights. Row 8 · 2026-07-23 · Tax withholding · Disposed 256,918 · Balance 244,730 F3: Represents shares withheld by the company for exercise price and taxes upon exercise of a Stock Appreciation Right. Row 9 · 2026-07-23 · Tax withholding · Disposed 47,839 · Balance 196,891 F3: Represents shares withheld by the company for exercise price and taxes upon exercise of a Stock Appreciation Right. Row 10 · 2026-07-23 · Sale · Disposed 98,144 · Balance 98,747 F4: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.51 per share. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $14.88 · Expires 2029-01-29 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-07-23 · Exercise / conversion · Disposed 89,440 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $20.25 · Expires 2030-01-27 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-07-23 · Exercise / conversion · Disposed 65,789 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2031-01-26 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-07-23 · Exercise / conversion · Disposed 50,607 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2032-01-24 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-07-23 · Exercise / conversion · Disposed 73,616 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2033-01-26 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-07-23 · Exercise / conversion · Disposed 66,207 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $16.58 · Expires 2034-01-28 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2026-07-23 · Exercise / conversion · Disposed 47,710 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $19.03 · Expires 2035-01-30 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2026-07-23 · Exercise / conversion · Disposed 31,547 · Balance 0 F6: 100% of these Stock Appreciation Rights are fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 89,440 |
Reported balance
After 2026-07-23 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-07-23 · Exercise / conversion · Acquired 89,440 · Balance 89,440 F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 17,425 |
Reported balance
After 2026-07-23 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-07-23 · Tax withholding · Disposed 72,015 · Balance 17,425 F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: Represents shares withheld by the company for exercise price and taxes upon exercise of a Stock Appreciation Right. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-07-23 · Conversion · Disposed 17,425 · Balance 0 F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: Represents shares of Class A Common Stock acquired upon exercise of vested Stock Appreciation Rights.
F3: Represents shares withheld by the company for exercise price and taxes upon exercise of a Stock Appreciation Right.
F4: Transaction pursuant to a previously established Rule 10b5-1 Plan.
F5: Weighted average price. These shares were sold in multiple transactions at prices ranging from $23.96 to $24.51 per share. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
F6: 100% of these Stock Appreciation Rights are fully vested.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Planet Fitness, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 3,444 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 552 · Balance 3,444 F1: Represents a grant of shares of the issuer's common stock that vests on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of shares of the issuer's common stock that vests on the grant date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AZEK Co Inc.
Report date July 01, 2025 · Filed July 02, 2025
Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-07-01 · Disposition to issuer · Disposed 8,213 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018. F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-07-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-07-01 · Disposition to issuer · Disposed 4,961 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, Company RSU Awards, Company PSU Awards and Company Stock Options (each as defined in the Agreement and Plan of Merger, dated as of March 23, 2025 (as amended, the "Merger Agreement"), by and among The AZEK Company Inc. ("AZEK"), James Hardie Industries plc ("JHX") and Juno Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement.
F2: In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of Company Common Stock (as defined in the Merger Agreement) that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive $26.45 in cash, without interest (the "Cash Consideration"), and 1.0340 (the "Exchange Ratio") JHX ordinary shares, with cash in lieu of fractional JHX ordinary shares, where any such aggregated fractional shares are rounded to four (4) decimal places and multiplied by JHX's five-trading day volume-weighted average price ending on June 30, 2025, the trading day immediately prior to the closing of the transactions contemplated by the Merger Agreement (the "Parent Share Price") (collectively, the "Merger Consideration"). The Parent Share Price was $26.053018.
F3: Upon the Effective Time, each then-outstanding Company RSU Award held by the reporting person was fully vested and canceled in exchange for the right to receive the Merger Consideration.
F4: In connection with the closing of the merger, the deferred stock units held by the reporting person as of immediately prior to the Effective Time were settled and immediately cancelled in exchange for the Merger Consideration.
BUFFALO WILD WINGS INC
Report date February 05, 2018 · Filed February 05, 2018
Section 16 reporting ended · disclosed 2018-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-02-05 transaction · row 1
1 source rowRow 1 · 2018-02-05 · Disposition to issuer · Disposed 1,223 · Balance 0 F1: Disposed of as a result of merger pursuant to previously announced Agreement and Plan of Merger, dated November 27, 2017, by and among the issuer, Arby's Restaurant Group, Inc., and IB Merger Sub I Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of merger pursuant to previously announced Agreement and Plan of Merger, dated November 27, 2017, by and among the issuer, Arby's Restaurant Group, Inc., and IB Merger Sub I Corporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 173,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 11 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,253 Underlying: Class A Common Stock · 173,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 176,197 | $24.78 | $4,366,161.66 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 10 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,234 Underlying: Class A Common Stock · 176,197 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 264,450 | $7.43 | $1,963,541.25 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 9 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,431 Underlying: Class A Common Stock · 264,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 264,450 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 8 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 264,450 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 173,981 | $24.69 | $4,295,590.89 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,530 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.37 to $24.92. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 173,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 354,019 | $24.07 | $8,521,237.33 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 7 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,981 Underlying: Class A Common Stock · 353,746 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 528,000 | $7.43 | $3,920,400.00 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 6 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,000 Underlying: Class A Common Stock · 528,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 528,000 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-21-019294 · doc4.xml · derivative · entry 5 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,450 Underlying: Class B Common Stock · 528,000 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:46 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 8,466 | $19.71 | $166,864.86 |
DisclosureSEC source: 0001209191-21-006978 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,530 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 00:04 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 2,909 | $22.00 | $63,998.00 |
DisclosureSEC source: 0001209191-21-006239 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,996 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:30 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 50,607 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0001209191-21-005979 · doc4.xml · derivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,607 Underlying: Class A Common Stock · 50,607 shares Expires 2031-01-26 F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:30 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 23,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005979 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,905 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:55 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 31,325 | $21.24 | $665,343.00 |
DisclosureSEC source: 0001209191-21-005791 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,486 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:55 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 72,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005791 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,811 F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 72,952 vested PRSUs. Read SEC document |
| December 31, 2020 Filed Aug 11, 2023 20:17 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045435 · doc4.xml · derivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,050 Underlying: Class A Common Stock · 6,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · balance_after: Includes 39,050 shares of Class B common stock subject to RSUs, (i) 18,880 of which were awarded in 2018, 9,440 of which vest on each of January 30, 2021 and January 30, 2022, and (ii) 20,170 of which were awarded in 2019, 6,730 of which vest on January 30, 2021, 6,720 vest on January 30, 2022 and 6,720 vest on January 30, 2023. Read SEC document |
| December 31, 2020 Filed Aug 11, 2023 20:17 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045435 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · balance_after: Includes 22,222 shares of Class A common stock subject to restricted stock units (RSUs), which were awarded in 2020, 5,556 of which vest on January 27, 2021, 5,555 vest on January 27, 2022, 5,556 vest on January 27, 2023 and 5,556 on January 27, 2024. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 22:22 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 85,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058812 · doc4.xml · derivative · entry 3 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 85,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 22:22 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 85,946 | $16.99 | $1,460,222.54 |
DisclosureSEC source: 0001209191-20-058812 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,859 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 22:22 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 85,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058812 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 123,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 6 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,946 Underlying: Class A Common Stock · 123,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 123,150 | $17.05 | $2,099,707.50 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,859 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.97 to $17.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 123,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 451,694 | $17.32 | $7,823,340.08 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 5 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,096 Underlying: Class A Common Stock · 451,694 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 660,790 | $6.45 | $4,262,095.50 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 4 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,790 Underlying: Class A Common Stock · 660,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 00:27 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 660,790 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-20-058157 · doc4.xml · derivative · entry 3 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 660,790 shares Expires 2021-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 01:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 25,147 | $19.64 | $493,887.08 |
DisclosureSEC source: 0001209191-20-006718 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,859 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 8,013 | $19.75 | $158,256.75 |
DisclosureSEC source: 0001209191-20-006167 · doc4.xml · nonDerivative · entry 3 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,006 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Apr 21, 2023 22:36 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass B Common Stock · Derivative | 8,013 | $19.75 | $158,256.75 |
DisclosureSEC source: 0001209191-23-025257 · doc4a.xml · derivative · entry 3 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,834 Underlying: Class A Common Stock · 8,013 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 65,789 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001209191-20-005455 · doc4.xml · derivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,789 Underlying: Class A Common Stock · 65,789 shares Expires 2030-01-27 F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005455 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,152 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 67,721 | $20.25 | $1,371,350.25 |
DisclosureSEC source: 0001209191-20-006167 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,019 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 136,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006167 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,740 F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 136,588 vested PRSUs. Read SEC document |
| January 27, 2020 Filed Apr 21, 2023 22:36 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass B Common Stock · Derivative | 67,721 | $20.25 | $1,371,350.25 |
DisclosureSEC source: 0001209191-23-025257 · doc4a.xml · derivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,847 Underlying: Class A Common Stock · 67,721 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 27, 2020 Filed Apr 21, 2023 22:36 UTC Amendment | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass B Common Stock · Derivative | 136,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025257 · doc4a.xml · derivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,568 Underlying: Class A Common Stock · 136,588 shares Expires not disclosed F1 · security: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020. F2 · security: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · balance_after: Includes 105,930 shares of Class B common stock subject to restricted stock units, 50,720 of which were awarded in 2017 and vest on February 1, 2020, (ii) 28,320 of which were awarded in 2018, 9,440 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021, and (iii) 26,890 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 107,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · derivative · entry 6 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 107,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 107,227 | $19.46 | $2,086,637.42 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · nonDerivative · entry 2 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,930 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.03 to $19.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 107,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · nonDerivative · entry 1 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 138,983 | $19.07 | $2,650,405.81 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · derivative · entry 5 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,227 Underlying: Class A Common Stock · 138,983 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 246,210 | $3.78 | $929,442.75 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · derivative · entry 4 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,210 Underlying: Class A Common Stock · 246,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 23:44 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 246,210 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001209191-20-004161 · doc4.xml · derivative · entry 3 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 246,210 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock appreciation rights are performance stock appreciation rights that vested on March 1, 2016 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 216,980 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 17 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,980 Underlying: Class B Common Stock · 216,980 shares Expires 2024-02-01 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 216,980 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 16 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 216,980 shares Expires 2024-02-01 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F13 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 138,670 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 15 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,670 Underlying: Class B Common Stock · 138,670 shares Expires 2025-01-30 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 138,670 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 14 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,670 shares Expires 2025-01-30 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 89,440 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 13 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,440 Underlying: Class B Common Stock · 89,440 shares Expires 2029-01-29 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 89,440 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 12 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89,440 shares Expires 2029-01-29 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 246,210 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 11 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,210 Underlying: Class B Common Stock · 246,210 shares Expires 2020-02-05 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: These SARs are PSARs that vested on March 1, 2016 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 246,210 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 10 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 246,210 shares Expires 2020-02-05 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: These SARs are PSARs that vested on March 1, 2016 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:25 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 660,790 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-19-021549 · doc4.xml · derivative · entry 9 Singh Harmit J · CIK 0001472176 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,790 Underlying: Class B Common Stock · 660,790 shares Expires 2021-02-05 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F9 · derivative.exercise_date: Of these SARs: (i) 220,270 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 440,520 are time-based SARs that are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.