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person · Reporting owner

WALLMAN RICHARD F

Disclosed activity across 9 companies

Tapewire entity
28640
SEC CIK
0001198092

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CECO ENVIRONMENTAL CORPCECO · Entity 4034DirectorJune 01, 2026June 03, 2026
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.CRL · Entity 3398DirectorNovember 06, 2024November 12, 2024
CONVERGYS CORPCVG · Entity 163096DirectorNovember 10, 2017November 14, 2017
ESH Hospitality, Inc.NONE · Entity 16193DirectorDecember 14, 2016December 14, 2016
ROPER TECHNOLOGIES INCROP · Entity 3071DirectorJuly 24, 2026July 27, 2026
SmileDirectClub, Inc.SDC · Entity 111962DirectorJune 21, 2023June 23, 2023
Spirit Aviation Holdings, Inc.SAVEQ · Entity 77286DirectorNovember 29, 2024December 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CECO ENVIRONMENTAL CORP

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect233,352 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 3,443 · Balance 233,352

F1: Includes grant of 1,228 shares of common stock in lieu of annual cash fees paid to the director.

F2: Shares will vest May 15, 2027.

Common StockSEC Table I · non-derivativeIndirectBy spouse105,500 Reported balance After 2026-06-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-06-01 · Purchase · Acquired 20,000 · Balance 105,500

F3: Price reflects the weighted average purchase price for multiple transactions that ranged from $75.00 to $78.75 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Includes grant of 1,228 shares of common stock in lieu of annual cash fees paid to the director.

F2: Shares will vest May 15, 2027.

F3: Price reflects the weighted average purchase price for multiple transactions that ranged from $75.00 to $78.75 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

CHARLES RIVER LABORATORIES INTERNATIONAL, INC.

Report date November 06, 2024 · Filed November 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,386 Ending reported balance After 2024-11-07 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-11-06 · Gift · Disposed 4,540 · Balance 19,007

Row 2 · 2024-11-07 · Sale · Disposed 3,371 · Balance 15,636

Row 3 · 2024-11-07 · Sale · Disposed 3,250 · Balance 12,386

Common StockSEC Table I · non-derivativeIndirectBy Wife0 Reported balance After 2024-11-07 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2024-11-07 · Sale · Disposed 1,000 · Balance 0

CONVERGYS CORP

Report date November 10, 2017 · Filed November 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect27,994 Reported balance After 2017-11-10 transaction · row 1
1 source row

Row 1 · 2017-11-10 · Gift · Disposed 10,627 · Balance 27,994

F1: Represents a bona fide gift of common shares to a charitable donor-advised fund.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a bona fide gift of common shares to a charitable donor-advised fund.

ESH Hospitality, Inc.

Report date December 14, 2016 · Filed December 14, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Paired SharesSEC Table I · non-derivativeDirect111,100 Reported balance After 2016-12-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2016-12-14 · Gift · Disposed 18,042 · Balance 111,100

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

F2: The reported transaction is a bona fide gift of Paired Shares to the Wallman Family Fund, a Fidelity Charitable donor-advised fund. A Form 4 reflecting the transaction in Paired Shares by the reporting person shown on this Form 4 has been concurrently filed with respect to Extended Stay America, Inc. as issuer.

Paired SharesSEC Table I · non-derivativeIndirectSee footnote80,005 Reported balance Holding disclosure · report date 2016-12-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 80,005

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

F3: These Paired Shares are held through the Richard F. Wallman IRA, an individual retirement account for which the reporting person is a fiduciary.

Paired SharesSEC Table I · non-derivativeIndirectSee footnote9,800 Reported balance Holding disclosure · report date 2016-12-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 9,800

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

F4: These Paired Shares are held through the Richard F. Wallman SEP, an individual retirement account for which the reporting person is a fiduciary.

Paired SharesSEC Table I · non-derivativeIndirectSpouse IRA13,800 Reported balance Holding disclosure · report date 2016-12-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13,800

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

Paired SharesSEC Table I · non-derivativeIndirectSpouse SEP18,200 Reported balance Holding disclosure · report date 2016-12-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 18,200

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

Filing footnotes · ownership attribution and instrument terms

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit.

F2: The reported transaction is a bona fide gift of Paired Shares to the Wallman Family Fund, a Fidelity Charitable donor-advised fund. A Form 4 reflecting the transaction in Paired Shares by the reporting person shown on this Form 4 has been concurrently filed with respect to Extended Stay America, Inc. as issuer.

F3: These Paired Shares are held through the Richard F. Wallman IRA, an individual retirement account for which the reporting person is a fiduciary.

F4: These Paired Shares are held through the Richard F. Wallman SEP, an individual retirement account for which the reporting person is a fiduciary.

ROPER TECHNOLOGIES INC

Report date July 24, 2026 · Filed July 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,423 Reported balance After 2026-07-24 transaction · row 1
1 source row

Row 1 · 2026-07-24 · Sale · Disposed 6,434 · Balance 7,423

SmileDirectClub, Inc.

Report date June 21, 2023 · Filed June 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect336,318 Reported balance After 2023-06-21 transaction · row 1
1 source row

Row 1 · 2023-06-21 · Sale · Disposed 135,135 · Balance 336,318

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4237 to $0.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4237 to $0.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.

Spirit Aviation Holdings, Inc.

Report date November 29, 2024 · Filed December 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,513 Reported balance After 2024-11-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-11-29 · Sale · Disposed 2,000 · Balance 28,513

F1: Includes restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Includes restricted stock units.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Extended Stay America, Inc.

Report date May 13, 2021 · Filed June 21, 2021

Section 16 reporting ended · disclosed 2021-06-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Paired SharesSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2021-06-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-05-13 · Disposition to issuer · Disposed 139,116 · Balance 8,968

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F2: The reported transaction is a bona fide gift of Paired Shares to the Wallman Family Fund, a Fidelity Charitable donor-advised fund. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

Row 2 · 2021-06-16 · Disposition to issuer · Disposed 8,968 · Balance 0

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

Paired SharesSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-06-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-06-16 · Disposition to issuer · Disposed 60,005 · Balance 0

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F4: These Paired Shares are held through the Richard F. Wallman IRA, an individual retirement account for which he is a fiduciary.

Paired SharesSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2021-06-16 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-06-16 · Disposition to issuer · Disposed 9,800 · Balance 0

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F5: These Paired Shares are held through the Richard F. Wallman SEP, an individual retirement account for which he is a fiduciary.

Paired SharesSEC Table I · non-derivativeIndirectSpouseIRA0 Reported balance After 2021-06-16 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-06-16 · Disposition to issuer · Disposed 13,800 · Balance 0

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

Paired SharesSEC Table I · non-derivativeIndirectSpouseSEP0 Reported balance After 2021-06-16 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2021-06-16 · Disposition to issuer · Disposed 18,200 · Balance 0

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F2: The reported transaction is a bona fide gift of Paired Shares to the Wallman Family Fund, a Fidelity Charitable donor-advised fund. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

F3: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F4: These Paired Shares are held through the Richard F. Wallman IRA, an individual retirement account for which he is a fiduciary.

F5: These Paired Shares are held through the Richard F. Wallman SEP, an individual retirement account for which he is a fiduciary.

Wright Medical Group N.V.

Report date November 11, 2020 · Filed November 13, 2020

Section 16 reporting ended · disclosed 2020-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value EUR 0.03 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2020-11-11 transaction · row 1
1 source row

Row 1 · 2020-11-11 · Other · Disposed 12,697 · Balance 0

F1: On November 4, 2019, Wright Medical Group N.V. (the Issuer) entered into a purchase agreement (the Purchase Agreement) with Stryker Corporation and its subsidiary, Stryker B.V. (the Purchaser). Pursuant to the terms of the Purchase Agreement, the Purchaser commenced a tender offer for all the outstanding ordinary shares, par value EUR 0.03 per share (Shares), of the Issuer (the Offer), and on November 11, 2020 (the Acceptance Time), the Purchaser accepted all of the Shares that were validly tendered and not properly withdrawn pursuant to the Offer, including 12,697 Shares tendered by the reporting person, in exchange for a cash payment equal to $30.75 per Share, without interest and less applicable withholding taxes (the Offer Consideration), which Offer Consideration will be paid as promptly as practicable following the Closing (as defined in the Purchase Agreement).

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.84 · Expires 2029-07-26Direct0 Reported balance After 2020-11-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-11-11 · Disposition to issuer · Disposed 11,691 · Balance 0

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.49 · Expires 2028-07-24Direct0 Reported balance After 2020-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-11-11 · Disposition to issuer · Disposed 9,907 · Balance 0

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.86 · Expires 2027-07-25Direct0 Reported balance After 2020-11-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-11 · Disposition to issuer · Disposed 10,275 · Balance 0

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.24 · Expires 2026-07-19Direct0 Reported balance After 2020-11-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-11-11 · Disposition to issuer · Disposed 11,765 · Balance 0

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.20 · Expires 2021-05-12Direct0 Reported balance After 2020-11-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-11-11 · Disposition to issuer · Disposed 7,800 · Balance 0

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On November 4, 2019, Wright Medical Group N.V. (the Issuer) entered into a purchase agreement (the Purchase Agreement) with Stryker Corporation and its subsidiary, Stryker B.V. (the Purchaser). Pursuant to the terms of the Purchase Agreement, the Purchaser commenced a tender offer for all the outstanding ordinary shares, par value EUR 0.03 per share (Shares), of the Issuer (the Offer), and on November 11, 2020 (the Acceptance Time), the Purchaser accepted all of the Shares that were validly tendered and not properly withdrawn pursuant to the Offer, including 12,697 Shares tendered by the reporting person, in exchange for a cash payment equal to $30.75 per Share, without interest and less applicable withholding taxes (the Offer Consideration), which Offer Consideration will be paid as promptly as practicable following the Closing (as defined in the Purchase Agreement).

F2: Pursuant to the Purchase Agreement, each outstanding option to purchase Shares (a Wright Stock Option) that was outstanding immediately prior to the Acceptance Time was automatically canceled at the Acceptance Time and, at the Closing, exchanged for a cash payment equal to the product of (a) the number of Shares subject to the unexercised portion of such Wright Stock Option immediately prior to the Acceptance Time multiplied by (b) the excess, if any, of $30.75 over the applicable per Share exercise price of such Wright Stock Option, without interest and less applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2023 Filed Aug 29, 2023 20:23 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 PurchaseCommon Stock 1,000 $198.79 $198,786.00
Disclosure

SEC source: 0001127602-23-023362 · form4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 1,000

F1 · shares: The shares were acquired in 4 transactions ranging in price from $198.70 to $198.85. The reporting person will provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 13:22 UTC CECO ENVIRONMENTAL CORP CECO · Entity 4034 GrantCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042059 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,205

F1 · shares: Grant of shares of common stock in lieu of quarterly cash fees paid to the director.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:01 UTC SmileDirectClub, Inc. SDC · Entity 111962 SaleClass A Common Stock 135,135 $0.44 $58,878.32
Disclosure

SEC source: 0001775625-23-000085 · wk-form4_1687550510.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,318

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4237 to $0.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4237 to $0.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:18 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 GrantCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037323 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,252

F1 · shares: The securities reported are restricted shares granted to the reporting person pursuant to the Director Compensation Plan. The restricted shares vest 50% on the 6-month anniversary of the grant date and 50% on the day prior to the 2024 Annual Meeting of Shareholders.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 19:03 UTC CECO ENVIRONMENTAL CORP CECO · Entity 4034 GrantCommon Stock 8,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035016 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,151

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:20 UTC SmileDirectClub, Inc. SDC · Entity 111962 GrantClass A Common Stock 206,896 $0.00 $0.00
Disclosure

SEC source: 0001775625-23-000077 · wk-form4_1685996398.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,453

F1 · shares: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock.

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May 15, 2023 Filed May 17, 2023 21:01 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 1,669 $192.36 Strike: $192.36 $321,048.84
Disclosure

SEC source: 0001127602-23-015978 · form4.xml · derivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Common Stock · 1,669 shares

Expires 2033-05-15

F2 · shares: The Stock Options become exercisable upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:01 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015978 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,528

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 18:35 UTC CECO ENVIRONMENTAL CORP CECO · Entity 4034 GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024280 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,852

F1 · shares: Grant of shares of common stock in lieu of quarterly cash fees paid to the director.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 19:30 UTC CECO ENVIRONMENTAL CORP CECO · Entity 4034 PurchaseCommon Stock 10,000 $15.08 $150,750.00
Disclosure

SEC source: 0001209191-23-017088 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 40,000

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $15.05 to $15.10 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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February 23, 2023 Filed Feb 24, 2023 21:20 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 PurchaseCommon Stock 1,750 $220.73 $386,277.50
Disclosure

SEC source: 0001127602-23-007053 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,864

Read SEC document
February 14, 2023 Filed Feb 15, 2023 21:26 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 PurchaseCommon Stock 1,000 $424.95 $424,950.00
Disclosure

SEC source: 0001209191-23-009737 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,000

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:12 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 PurchaseCommon Stock 1,500 $218.90 $328,350.00
Disclosure

SEC source: 0001127602-22-026970 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,114

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:05 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 PurchaseCommon Stock 1,000 $390.00 $390,000.00
Disclosure

SEC source: 0001209191-22-055936 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,409

Read SEC document
August 09, 2022 Filed Aug 10, 2022 20:49 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 20,000 $8.97 $179,400.00
Disclosure

SEC source: 0001209191-22-045229 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 30,000

F1 · price: 1. Price reflects the weighted average purchase price for multiple transactions that ranged from $8.84 to $9.03 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:11 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037838 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,409

F1 · shares: The securities reported are restricted shares granted to the reporting person pursuant to the Director Compensation Plan. The restricted shares vest 50% on the 6-month anniversary of the grant date and 50% on the day prior to the 2023 Annual Meeting of Shareholders.

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June 08, 2022 Filed Jun 10, 2022 18:19 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 GrantCommon Stock 11,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035779 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,822

Read SEC document
May 11, 2022 Filed May 13, 2022 20:44 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 1,582 $222.31 Strike: $222.31 $351,694.42
Disclosure

SEC source: 0001127602-22-014452 · form4.xml · derivative · entry 4

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires 2032-05-11

F3 · shares: The Stock Options become exercisable upon the earlier of 5/11/2023 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:44 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014452 · form4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,614

F2 · shares: The grant was made in lieu of director service fees for the term commencing May 10, 2022. The restricted stock units vest upon the earlier of 5/11/2023, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:44 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014452 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,254

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/11/2023 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
April 01, 2022 Filed Apr 6, 2022 12:02 UTC SmileDirectClub, Inc. SDC · Entity 111962 GrantClass A Common Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001775625-22-000029 · wf-form4_164924651933477.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,957

F1 · shares: Comprised of Restricted Stock that is subject to a vesting schedule.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 21:05 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 16,913 $5.73 $96,911.49
Disclosure

SEC source: 0001209191-22-020798 · doc4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,881

F2 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $5.67 to $5.87 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 21:05 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 13,087 $5.87 $76,820.69
Disclosure

SEC source: 0001209191-22-020798 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,968

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $5.78 to $6.05 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:12 UTC SmileDirectClub, Inc. SDC · Entity 111962 SaleClass A Common Stock 100,285 $2.00 $200,700.37
Disclosure

SEC source: 0001775625-22-000022 · wf-form4_164686395768121.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,822

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.96 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 21:07 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 3,250 $288.05 $936,162.50
Disclosure

SEC source: 0001127602-22-006257 · form4.xml · nonDerivative · entry 4

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 0

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:07 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 725 $295.00 $213,875.00
Disclosure

SEC source: 0001127602-22-006257 · form4.xml · nonDerivative · entry 3

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,679

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:07 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 425 $295.00 $125,375.00
Disclosure

SEC source: 0001127602-22-006257 · form4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,404

Read SEC document
February 18, 2022 Filed Feb 23, 2022 21:07 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 2,800 $297.50 $833,000.00
Disclosure

SEC source: 0001127602-22-006257 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 3,250

Read SEC document
December 21, 2021 Filed Dec 22, 2021 21:38 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 9,574 $6.01 $57,539.74
Disclosure

SEC source: 0001209191-21-070935 · doc4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,881

F2 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $5.94 to $6.08 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:38 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 5,426 $5.86 $31,796.36
Disclosure

SEC source: 0001209191-21-070935 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,307

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $5.81 to $5.93 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:17 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 SaleCommon Stock 1,000 $474.00 $474,000.00
Disclosure

SEC source: 0001209191-21-070262 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,375

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:32 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 SaleCommon Stock 500 $475.50 $237,750.00
Disclosure

SEC source: 0001209191-21-069447 · doc4.xml · nonDerivative · entry 3

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
December 14, 2021 Filed Dec 14, 2021 21:32 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 SaleCommon Stock 1,250 $475.50 $594,375.00
Disclosure

SEC source: 0001209191-21-069447 · doc4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,375

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:32 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 SaleCommon Stock 2,000 $475.50 $951,000.00
Disclosure

SEC source: 0001209191-21-069447 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,625

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:08 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 8,160 $6.09 $49,694.40
Disclosure

SEC source: 0001209191-21-069331 · doc4.xml · nonDerivative · entry 4

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

F4 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $6.01 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:08 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 16,310 $6.10 $99,491.00
Disclosure

SEC source: 0001209191-21-069331 · doc4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,881

F2 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $6.00 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:08 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 1,840 $6.10 $11,224.00
Disclosure

SEC source: 0001209191-21-069331 · doc4.xml · nonDerivative · entry 3

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,840

F3 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $6.06 to $6.12 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:08 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 PurchaseCommon Stock 3,690 $6.10 $22,509.00
Disclosure

SEC source: 0001209191-21-069331 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,571

F1 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $6.06 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 04, 2021 Filed Nov 9, 2021 02:39 UTC CECO ENVIRONMENTAL CORP CECE · Entity 4034 GrantCommon Stock 5,881 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043554 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,881

Read SEC document
October 18, 2021 Filed Oct 19, 2021 20:38 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 GiftCommon Stock 10,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060929 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,625

Read SEC document
October 15, 2021 Filed Jan 31, 2022 21:54 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GiftCommon Stock 13,460 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002552 · form5.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,829

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:59 UTC SmileDirectClub, Inc. SDC · Entity 111962 GrantClass A Common Stock 27,422 $0.00 $0.00
Disclosure

SEC source: 0001775625-21-000072 · wf-form4_163070273929233.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,107

F1 · shares: Comprised of Restricted Stock that is subject to a vesting schedule.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 18,200 $18.75 $341,250.00
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 6

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SpouseSEP

Disclosed balance after: 0

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3 · kind: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F3 · price: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 13,800 $18.75 $258,750.00
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 5

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SpouseIRA

Disclosed balance after: 0

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3 · kind: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F3 · price: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 9,800 $18.75 $183,750.00
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 4

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3 · kind: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F3 · price: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F5 · ownership.nature: These Paired Shares are held through the Richard F. Wallman SEP, an individual retirement account for which he is a fiduciary.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 60,005 $18.75 $1,125,093.75
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 3

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3 · kind: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F3 · price: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F4 · ownership.nature: These Paired Shares are held through the Richard F. Wallman IRA, an individual retirement account for which he is a fiduciary.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 8,968 $18.75 $168,150.00
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 2

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F3 · kind: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

F3 · price: Each Paired Share held directly or indirectly by the reporting person at the effective time of the Merger was disposed of for $18.75 in cash, pursuant to the terms of the Merger Agreement. This price does not include the special dividend of $1.75 per Paired Share that the reporting person has the right to receive in connection with the consummation of the Merger.

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June 15, 2021 Filed Jun 17, 2021 20:13 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 GrantCommon Stock 832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041420 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,340

F1 · shares: The securities reported are restricted shares granted to the reporting person pursuant to the Director Compensation Plan. The restricted shares vest 50% on the 6-month anniversary of the grant date and 50% on the day prior to the 2022 Annual Meeting of Shareholders.

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June 10, 2021 Filed Jun 11, 2021 18:58 UTC ROPER TECHNOLOGIES INC ROP · Entity 3071 PurchaseCommon Stock 2,000 $453.25 $906,500.00
Disclosure

SEC source: 0001209191-21-039792 · doc4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,508

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May 13, 2021 Filed Jun 21, 2021 21:26 UTC Extended Stay America, Inc. STAY · Entity 16197 Disposition to issuerPaired Shares 139,116 $0.00 $0.00
Disclosure

SEC source: 0000895345-21-000604 · form4.xml · nonDerivative · entry 1

WALLMAN RICHARD F · CIK 0001198092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

F1 · security: Each Paired Share is comprised of one share of common stock, par value $0.01 per share, of Extended Stay America, Inc. and one share of Class B common stock, par value $0.01 per share, of ESH Hospitality, Inc., which shares are paired and traded as a single unit. This Form 4 is being filed in connection with the merger ("Merger") of a wholly-owned subsidiary of Eagle Parent Holdings L.P. ("Eagle") with and into the Issuer, pursuant to the terms of the certain Agreement and Plan of Merger, dated as of March 14, 2021 (the "Merger Agreement"), between the Issuer and Eagle. The Merger closed on June 16, 2021.

F2 · kind: The reported transaction is a bona fide gift of Paired Shares to the Wallman Family Fund, a Fidelity Charitable donor-advised fund. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.