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person · Reporting owner

Guzman Sam

Disclosed activity across 3 companies

Tapewire entity
28627
SEC CIK
0001744584

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EAGLE MATERIALS INCEXP · Entity 3805Senior Vice PresidentJuly 23, 2026July 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAGLE MATERIALS INC

Report date July 23, 2026 · Filed July 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect314 Ending reported balance After 2026-07-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-23 · Exercise / conversion · Acquired 416 · Balance 416

F1: In accordance with the issuer's 2023 Equity Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

Row 2 · 2026-07-23 · Tax withholding · Disposed 102 · Balance 314

F1: In accordance with the issuer's 2023 Equity Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect831.68 Reported balance After 2026-07-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-23 · Exercise / conversion · Disposed 416 · Balance 831.68

F2: Each restricted stock unit represents a contingent right to receive one share of EXP common stock.

F3: On July 23, 2025, the reporting person was granted 1,242 restricted stock units. The restricted stock units (and any accrued dividend equivalent RSUs) vest ratably in three installments on July 23, 2026; July 23, 2027; and July 23, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the issuer's 2023 Equity Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2: Each restricted stock unit represents a contingent right to receive one share of EXP common stock.

F3: On July 23, 2025, the reporting person was granted 1,242 restricted stock units. The restricted stock units (and any accrued dividend equivalent RSUs) vest ratably in three installments on July 23, 2026; July 23, 2027; and July 23, 2028.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIQUIDITY SERVICES INC

Report date August 03, 2020 · Filed August 05, 2020

Section 16 reporting ended · disclosed 2020-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-08-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-08-03 · Exercise / conversion · Acquired 10,000 · Balance 10,000

Row 2 · 2020-08-03 · Sale · Disposed 10,000 · Balance 0

F1: Represents reporting person's advance election to sell upon vesting such restricted shares.

Employee Stock GrantSEC Table II · derivative / convertible security · Expires 2028-08-01Direct20,000 Reported balance After 2020-08-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-08-03 · Exercise / conversion · Disposed 10,000 · Balance 20,000

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: Represents the vesting of restricted stock.

F4: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022.

Employee Stock GrantSEC Table II · derivative / convertible security · Expires 2028-10-01Direct3,100 Reported balance Holding disclosure · report date 2020-08-03 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 3,100

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Employee Stock GrantSEC Table II · derivative / convertible security · Expires 2022-10-01Direct2,325 Reported balance Holding disclosure · report date 2020-08-03 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,325

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

Employee Stock GrantSEC Table II · derivative / convertible security · Expires 2024-01-01Direct2,250 Reported balance Holding disclosure · report date 2020-08-03 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 2,250

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Employee Stock GrantSEC Table II · derivative / convertible security · Expires 2024-01-01Direct2,250 Reported balance Holding disclosure · report date 2020-08-03 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 2,250

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2028-10-01Direct19,200 Reported balance Holding disclosure · report date 2020-08-03 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 19,200

F5: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2028-10-01Direct19,200 Reported balance Holding disclosure · report date 2020-08-03 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 19,200

F7: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.69 · Expires 2029-12-03Direct5,300 Reported balance Holding disclosure · report date 2020-08-03 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,300

F5: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.69 · Expires 2029-12-03Direct5,300 Reported balance Holding disclosure · report date 2020-08-03 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 5,300

F9: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

Filing footnotes · ownership attribution and instrument terms

F1: Represents reporting person's advance election to sell upon vesting such restricted shares.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: Represents the vesting of restricted stock.

F4: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022.

F5: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

F6: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

F7: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months.

F8: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

F9: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

F10: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

QXO BUILDING PRODUCTS, INC.

Report date April 29, 2025 · Filed April 29, 2025

Section 16 reporting ended · disclosed 2025-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-29 transaction · row 1
1 source row

Row 1 · 2025-04-29 · Disposition to issuer · Disposed 6,882 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc (the "Company"), QXO, Inc. ("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

F2: Amount includes 83 shares acquired under Beacon's 2023 Employee Stock Purchase Plan, which meets the requirements of Section 423 of the Internal Revenue Code, subsequent to the Reporting Person's last Table I disclosure.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2026-03-01Direct0 Reported balance After 2025-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-29 · Disposition to issuer · Disposed 538 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F4: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest on the date referenced in column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2027-03-06Direct0 Reported balance After 2025-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-29 · Disposition to issuer · Disposed 515 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F4: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest on the date referenced in column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2027-03-12Direct0 Reported balance After 2025-04-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-04-29 · Disposition to issuer · Disposed 1,158 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F4: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest on the date referenced in column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-04-29 · Disposition to issuer · Disposed 876 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F6: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest in three (3) equal annual installments, beginning on March 17, 2026, and followed by the two subsequent anniversaries of this date.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2026-03-31Direct0 Reported balance After 2025-04-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-04-29 · Disposition to issuer · Disposed 928 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F4: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest on the date referenced in column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2026-03-01Direct615 Reported balance After 2025-04-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-04-29 · Grant · Acquired 615 · Balance 615

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F7: The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant) on satisfaction of performance criteria. In accordance with SEC interpretations, the grant of these PSUs was not previously reported on Form 4. This row represents the treatment of these awards pursuant to the Merger Agreement as satisfied at target.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2026-03-01Direct0 Reported balance After 2025-04-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-04-29 · Disposition to issuer · Disposed 615 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F8: Pursuant to the terms of the Merger Agreement, the PSUs held by the Reporting Person were converted into a number of RSUs of QXO, subject only to service-based conditions, equal to the number of original PSUs multiplied by Equity Award Conversion Amount (assuming the satisfaction of performance criteria at target). The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant).

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2027-03-06Direct589 Reported balance After 2025-04-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-04-29 · Grant · Acquired 589 · Balance 589

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F7: The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant) on satisfaction of performance criteria. In accordance with SEC interpretations, the grant of these PSUs was not previously reported on Form 4. This row represents the treatment of these awards pursuant to the Merger Agreement as satisfied at target.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2027-03-06Direct0 Reported balance After 2025-04-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-04-29 · Disposition to issuer · Disposed 589 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F8: Pursuant to the terms of the Merger Agreement, the PSUs held by the Reporting Person were converted into a number of RSUs of QXO, subject only to service-based conditions, equal to the number of original PSUs multiplied by Equity Award Conversion Amount (assuming the satisfaction of performance criteria at target). The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant).

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2028-03-17Direct584 Reported balance After 2025-04-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-04-29 · Grant · Acquired 584 · Balance 584

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F7: The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant) on satisfaction of performance criteria. In accordance with SEC interpretations, the grant of these PSUs was not previously reported on Form 4. This row represents the treatment of these awards pursuant to the Merger Agreement as satisfied at target.

Performance Stock Units (PSUs)SEC Table II · derivative / convertible security · Expires 2028-03-17Direct0 Reported balance After 2025-04-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-04-29 · Disposition to issuer · Disposed 584 · Balance 0

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F8: Pursuant to the terms of the Merger Agreement, the PSUs held by the Reporting Person were converted into a number of RSUs of QXO, subject only to service-based conditions, equal to the number of original PSUs multiplied by Equity Award Conversion Amount (assuming the satisfaction of performance criteria at target). The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant).

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.78 · Expires 2030-11-12Direct0 Reported balance After 2025-04-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-04-29 · Disposition to issuer · Disposed 2,602 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, the stock options held by the Reporting Person were converted into a number of stock options of QXO equal to the number of original stock options multiplied by Equity Award Conversion Amount, with an exercise price equal to the exercise price of the original stock option divided by Equity Award Conversion Amount. The stock options were scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date, which first anniversary is set forth in the "Date Exercisable" sub-column under column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.98 · Expires 2032-03-10Direct0 Reported balance After 2025-04-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-04-29 · Disposition to issuer · Disposed 1,510 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, the stock options held by the Reporting Person were converted into a number of stock options of QXO equal to the number of original stock options multiplied by Equity Award Conversion Amount, with an exercise price equal to the exercise price of the original stock option divided by Equity Award Conversion Amount. The stock options were scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date, which first anniversary is set forth in the "Date Exercisable" sub-column under column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.00 · Expires 2033-03-01Direct0 Reported balance After 2025-04-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-04-29 · Disposition to issuer · Disposed 785 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, the stock options held by the Reporting Person were converted into a number of stock options of QXO equal to the number of original stock options multiplied by Equity Award Conversion Amount, with an exercise price equal to the exercise price of the original stock option divided by Equity Award Conversion Amount. The stock options were scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date, which first anniversary is set forth in the "Date Exercisable" sub-column under column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $84.90 · Expires 2034-03-06Direct0 Reported balance After 2025-04-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2025-04-29 · Disposition to issuer · Disposed 777 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, the stock options held by the Reporting Person were converted into a number of stock options of QXO equal to the number of original stock options multiplied by Equity Award Conversion Amount, with an exercise price equal to the exercise price of the original stock option divided by Equity Award Conversion Amount. The stock options were scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date, which first anniversary is set forth in the "Date Exercisable" sub-column under column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc (the "Company"), QXO, Inc. ("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

F2: Amount includes 83 shares acquired under Beacon's 2023 Employee Stock Purchase Plan, which meets the requirements of Section 423 of the Internal Revenue Code, subsequent to the Reporting Person's last Table I disclosure.

F3: Each RSU and each PSU represented a contingent right to receive one (1) share of Common Stock of the Company (in the case of PSUs, subject to adjustment on satisfaction of performance criteria).

F4: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest on the date referenced in column 6.

F5: The Equity Award Conversion Amount as calculated pursuant to the Merger Agreement is 9.838.

F6: Pursuant to the terms of the Merger Agreement, the RSUs held by the Reporting Person were converted into a number of RSUs of QXO equal to the number of original RSUs multiplied by Equity Award Conversion Amount. The RSUs were scheduled to vest in three (3) equal annual installments, beginning on March 17, 2026, and followed by the two subsequent anniversaries of this date.

F7: The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant) on satisfaction of performance criteria. In accordance with SEC interpretations, the grant of these PSUs was not previously reported on Form 4. This row represents the treatment of these awards pursuant to the Merger Agreement as satisfied at target.

F8: Pursuant to the terms of the Merger Agreement, the PSUs held by the Reporting Person were converted into a number of RSUs of QXO, subject only to service-based conditions, equal to the number of original PSUs multiplied by Equity Award Conversion Amount (assuming the satisfaction of performance criteria at target). The PSUs were eligible to vest on the date referenced in column 6 (the three-year anniversary of the date of grant).

F9: Pursuant to the terms of the Merger Agreement, the stock options held by the Reporting Person were converted into a number of stock options of QXO equal to the number of original stock options multiplied by Equity Award Conversion Amount, with an exercise price equal to the exercise price of the original stock option divided by Equity Award Conversion Amount. The stock options were scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date, which first anniversary is set forth in the "Date Exercisable" sub-column under column 6.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 16:16 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantStock Option (right to buy) · Derivative 785 $0.00 Strike: $65.00 $0.00
Disclosure

SEC source: 0001562180-23-002369 · primarydocument.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785

Underlying: Common Stock, $0.01 par value · 785 shares

Expires 2033-03-01

F3 · derivative.exercise_date: The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:16 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002369 · primarydocument.xml · derivative · entry 1

Guzman Sam · CIK 0001744584 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

Underlying: Common Stock, $0.01 par value · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on the third anniversary of the grant date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 18:51 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantStock Option (right to buy) · Derivative 1,510 $0.00 Strike: $58.98 $0.00
Disclosure

SEC source: 0001562180-22-002608 · primarydocument.xml · derivative · entry 3

Guzman Sam · CIK 0001744584 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510

Underlying: Common Stock, $0.01 par value · 1,510 shares

Expires 2032-03-10

F4 · derivative.exercise_date: The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 18:51 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 424 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002608 · primarydocument.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Common Stock, $0.01 par value · 424 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest on the third anniversary of the grant date.

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March 10, 2022 Filed Mar 14, 2022 18:51 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 1,860 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002608 · primarydocument.xml · derivative · entry 1

Guzman Sam · CIK 0001744584 · VP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock, $0.01 par value · 1,860 shares

Expires 2026-03-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: These restricted stock units consist of four equal portions, with one portion relating to a performance period of 3/10/2022 to 3/31/2024, one portion relating to a performance period of 3/10/2022 to 3/31/2025 and two portions relating to performance periods of 3/10/2022 to 3/31/2026. Each performance period has a performance goal of a stock price target ($70.00, $82.50, $95.00 and $107.50, respectively). If any performance period's stock price target is not met, and a subsequent performance period stock price target is met, then any prior performance period's stock price targets shall be then deemed met. In the event a performance period stock price target is met, half the shares subject to such performance period shall vest immediately and the remaining half of the shares subject to that performance period shall vest on 3/31/2026.

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November 12, 2020 Filed Nov 16, 2020 16:13 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantStock Option (right to buy) · Derivative 2,602 $0.00 Strike: $35.78 $0.00
Disclosure

SEC source: 0001562180-20-006708 · primarydocument.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

Underlying: Common Stock, $0.01 par value · 2,602 shares

Expires 2030-11-12

F3 · derivative.exercise_date: The stock options are scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.

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November 12, 2020 Filed Nov 16, 2020 16:13 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 699 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006708 · primarydocument.xml · derivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Underlying: Common Stock, $0.01 par value · 699 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on the third anniversary of the grant date.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 01:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 10,000 $5.16 $51,600.00
Disclosure

SEC source: 0001235468-20-000144 · wf-form4_159658967694256.xml · derivative · entry 3

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022.

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August 03, 2020 Filed Aug 5, 2020 01:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 10,000 $5.16 $51,600.00
Disclosure

SEC source: 0001235468-20-000144 · wf-form4_159658967694256.xml · nonDerivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 01:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 10,000 $5.16 $51,600.00
Disclosure

SEC source: 0001235468-20-000144 · wf-form4_159658967694256.xml · nonDerivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · derivative · entry 7

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Common Stock · 3,100 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

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January 02, 2020 Filed Jan 6, 2020 21:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 775 $5.92 $4,588.00
Disclosure

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · nonDerivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents reporting person's advance election to sell upon vesting such restricted shares.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000011 · wf-form4_157834658760992.xml · nonDerivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001744584-19-000002 · wf-form4_157558468212013.xml · derivative · entry 4

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001744584-19-000002 · wf-form4_157558468212013.xml · derivative · entry 3

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 5,300 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001744584-19-000002 · wf-form4_157558468212013.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 5,300 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001744584-19-000002 · wf-form4_157558468212013.xml · derivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 21:16 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 8,226 $7.19 $59,144.94
Disclosure

SEC source: 0001628280-19-011179 · wf-form4_156685414694616.xml · nonDerivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 01, 2019 Filed Aug 1, 2019 20:43 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009793 · wf-form4_156469218349813.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 40,000 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the net issuance of 8,226 shares from the vesting of 10,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,774 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022.

Read SEC document
August 01, 2019 Filed Aug 1, 2019 20:43 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 8,226 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009793 · wf-form4_156469218349813.xml · nonDerivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 8,226 shares from the vesting of 10,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,774 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 3,100 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014891 · wf-form4_154413412299373.xml · derivative · entry 4

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 3,100 shares

Expires 2028-10-01

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 19,200 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014891 · wf-form4_154413412299373.xml · derivative · entry 3

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock · 19,200 shares

Expires 2028-10-01

F3 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 3,100 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014891 · wf-form4_154413412299373.xml · derivative · entry 2

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 3,100 shares

Expires 2028-10-01

F2 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 19,200 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014891 · wf-form4_154413412299373.xml · derivative · entry 1

Guzman Sam · CIK 0001744584 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock · 19,200 shares

Expires 2028-10-01

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.