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person · Reporting owner

GOLDMAN NEAL P

Disclosed activity across 12 companies

Tapewire entity
28520
SEC CIK
0001212774

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DITECH HOLDING CorpDHCP · Entity 161436DirectorMay 02, 2018May 04, 2018
Fusion Connect, Inc.FSNN · Entity 157347DirectorMay 10, 2019May 21, 2019
IROBOT CORPIRBT · Entity 71819DirectorMarch 21, 2025March 24, 2025
ModivCare IncMODV · Entity 76927DirectorDecember 23, 2024January 03, 2025
TALOS ENERGY INC.TALO · Entity 4257DirectorMarch 10, 2026March 12, 2026
TPI COMPOSITES, INCTPIC · Entity 12367DirectorMay 08, 2025May 19, 2025
ULTRA PETROLEUM CORPUPLCQ · Entity 146651DirectorSeptember 08, 2020September 09, 2020
Weatherford International plcWFRD · Entity 3720DirectorJuly 23, 2026July 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DITECH HOLDING Corp

Report date May 02, 2018 · Filed May 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-05-02Direct31,454 Reported balance After 2018-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-05-02 · Grant · Acquired 31,454 · Balance 31,454

F1: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2018 Equity Incentive Plan, as amended and restated, are equivalent to one share of Common Stock. The Reporting Person elected to have such RSUs settle on the third anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2018 Equity Incentive Plan, as amended and restated, are equivalent to one share of Common Stock. The Reporting Person elected to have such RSUs settle on the third anniversary of the date of grant.

Fusion Connect, Inc.

Report date May 10, 2019 · Filed May 21, 2019

This filing explicitly reported no securities owned.

IROBOT CORP

Report date March 21, 2025 · Filed March 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,000 Reported balance After 2025-03-21 transaction · row 1
1 source row

Row 1 · 2025-03-21 · Grant · Acquired 50,000 · Balance 50,000

F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date.

ModivCare Inc

Report date December 23, 2024 · Filed January 03, 2025

This filing explicitly reported no securities owned.

TALOS ENERGY INC.

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,566 Ending reported balance After 2026-03-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-10 · Exercise / conversion · Acquired 25,528 · Balance 87,777

F1: The restricted stock units ("RSUs") were granted on March 10, 2025 and vested on March 10, 2026. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (a "Share") of Talos Energy Inc. The RSUs were granted pursuant to the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan. Pursuant to the terms of the award agreement and the reporting person's settlement election, 60% of the RSUs were settled in Shares and 40% were settled in cash.

Row 2 · 2026-03-10 · Disposition to issuer · Disposed 10,211 · Balance 77,566

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-10 · Exercise / conversion · Disposed 25,528 · Balance 0

F1: The restricted stock units ("RSUs") were granted on March 10, 2025 and vested on March 10, 2026. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (a "Share") of Talos Energy Inc. The RSUs were granted pursuant to the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan. Pursuant to the terms of the award agreement and the reporting person's settlement election, 60% of the RSUs were settled in Shares and 40% were settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units ("RSUs") were granted on March 10, 2025 and vested on March 10, 2026. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (a "Share") of Talos Energy Inc. The RSUs were granted pursuant to the Amended and Restated Talos Energy Inc. 2021 Long Term Incentive Plan. Pursuant to the terms of the award agreement and the reporting person's settlement election, 60% of the RSUs were settled in Shares and 40% were settled in cash.

TPI COMPOSITES, INC

Report date May 08, 2025 · Filed May 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are benefically ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-05-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

ULTRA PETROLEUM CORP

Report date September 08, 2020 · Filed September 09, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-09-08 transaction · row 1
1 source row

Row 1 · 2020-09-08 · Sale · Disposed 201,439 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect208,334 Reported balance Holding disclosure · report date 2020-09-08 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 208,334

F1: Each restricted stock unit represents a contingent right to receive one common share of the Company.

F2: 198,864 of such remaining restricted stock units are time-based and were scheduled to vest in three equal annual installments beginning on May 25, 2019. An additional 9,470 restricted stock units are time-based and were scheduled to vest on May 25, 2019. However, the Reporting Person deferred the receipt of such vested amounts totaling 142,046 restricted stock units until January 1, 2021. 66,288 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, beginning on May 25, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest, if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one common share of the Company.

F2: 198,864 of such remaining restricted stock units are time-based and were scheduled to vest in three equal annual installments beginning on May 25, 2019. An additional 9,470 restricted stock units are time-based and were scheduled to vest on May 25, 2019. However, the Reporting Person deferred the receipt of such vested amounts totaling 142,046 restricted stock units until January 1, 2021. 66,288 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, beginning on May 25, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest, if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.

Weatherford International plc

Report date July 23, 2026 · Filed July 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust12,187 Last balance in matching sequence After 2026-07-23 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-07-23 · Sale · Disposed 12,439 · Balance 15,748

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.09-$85.08. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F2: Includes 2,876 shares previously reported as directly owned by the reporting person.

Row 2 · 2026-07-23 · Sale · Disposed 3,561 · Balance 12,187

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09-$85.70. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F2: Includes 2,876 shares previously reported as directly owned by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.09-$85.08. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

F2: Includes 2,876 shares previously reported as directly owned by the reporting person.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09-$85.70. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Amplify Energy Corp.

Report date August 06, 2019 · Filed August 08, 2019

Section 16 reporting ended · disclosed 2019-08-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,442 Ending reported balance After 2019-08-06 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-08-06 · Exercise / conversion · Acquired 12,716 · Balance 12,789

Row 2 · 2019-08-06 · Exercise / conversion · Acquired 34,994 · Balance 47,783

Row 3 · 2019-08-06 · Disposition to issuer · Disposed 9,341 · Balance 38,442

F1: Represents shares sold to the Issuer in connection with the previously announced Issuer tender offer.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-08-06 · Exercise / conversion · Disposed 12,716 · Balance 0

F2: Each performance stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-08-06 · Exercise / conversion · Disposed 34,994 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold to the Issuer in connection with the previously announced Issuer tender offer.

F2: Each performance stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

DIAMOND OFFSHORE DRILLING, INC.

Report date September 04, 2024 · Filed September 04, 2024

Section 16 reporting ended · disclosed 2024-09-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-09-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-04 · Exercise / conversion · Disposed 96,402 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F5: At the effective time, each time-vested restricted stock unit was, at the election of the Reporting Person, settled in either shares of Diamond Offshore common stock or cash pursuant to the applicable Restricted Stock Unit Award Agreement, and any such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement. The Reporting Person elected to settle in cash an aggregate of 31,168 of the total reported time-vesting restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-09-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-04 · Exercise / conversion · Disposed 14,343 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F4: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5: At the effective time, each time-vested restricted stock unit was, at the election of the Reporting Person, settled in either shares of Diamond Offshore common stock or cash pursuant to the applicable Restricted Stock Unit Award Agreement, and any such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement. The Reporting Person elected to settle in cash an aggregate of 31,168 of the total reported time-vesting restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 9, 2024, by and among Diamond Offshore Drilling, Inc., a Delaware corporation (the "Issuer"), Noble Corporation plc, a public limited company incorporated under the laws of England and Wales ("Noble"), Dolphin Merger Sub 1, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 1"), and Dolphin Merger Sub 2, Inc., an indirect wholly owned subsidiary of Noble ("Merger Sub 2"), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub 1 merged with and into the Issuer (the "first merger"), with the Issuer surviving and becoming an indirect wholly owned subsidiary of Noble, and immediately thereafter, the Issuer, as the surviving entity in the first merger, merged with and into Merger Sub 2, with Merger Sub 2 surviving and continuing as an indirect wholly owned subsidiary of Noble.

F2: (Continued from footnote 1) Pursuant to the Merger Agreement, at the effective time of the first merger (the "effective time"), each share of common stock, par value $0.0001 per share, of the Issuer ("Diamond Offshore common stock") beneficially owned by the Reporting Person was exchanged for the right to receive the following: (a) $5.65 in cash, without interest, per share of Diamond Offshore common stock; (b) 0.2316 of validly issued, fully paid and non-assessable A ordinary shares, $0.00001 nominal value per share, of Noble ("Noble ordinary shares"); and (c) any cash in lieu of fractional Noble ordinary shares paid pursuant to the Merger Agreement (collectively, the Merger Consideration").

F3: Reported securities represent vested and undelivered time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person.

F4: Reported securities represent unvested time-vesting restricted stock units covering shares of Diamond Offshore common stock beneficially owned by the Reporting Person. Pursuant to the Merger Agreement, at the effective time, each unvested time-vesting restricted stock unit vested immediately.

F5: At the effective time, each time-vested restricted stock unit was, at the election of the Reporting Person, settled in either shares of Diamond Offshore common stock or cash pursuant to the applicable Restricted Stock Unit Award Agreement, and any such shares received in settlement were converted automatically into the right to receive the Merger Consideration upon the terms and subject to the conditions set forth in the Merger Agreement. The Reporting Person elected to settle in cash an aggregate of 31,168 of the total reported time-vesting restricted stock units.

Keenova Therapeutics plc

Report date November 14, 2023 · Filed November 16, 2023

Section 16 reporting ended · disclosed 2023-11-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-14 transaction · row 1
1 source row

Row 1 · 2023-11-14 · Disposition to issuer · Disposed 23,122 · Balance 0

F1: On August 28, 2023, Mallinckrodt plc (the "Company") and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 20, 2023, the Company's directors presented a petition before the High Court of Ireland (the "Irish High Court") seeking the appointment of an examiner (the "Examiner") to the Company, thereby commencing examinership proceedings with respect to the Company in Ireland.

F2: On October 10, 2023, the Bankruptcy Court entered an order confirming the First Amended Prepackaged Joint Chapter 11 Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates (as may be amended or supplemented from time to time in accordance with its terms, the "Plan"). On November 10, 2023, the Irish High Court made an order confirming a scheme of arrangement proposed by the Examiner that is based on and consistent in all respects with the Plan (the "Scheme"). On November 14, 2023 (the "Effective Date"), the Plan and the Scheme became effective and the Company emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such Ordinary Shares, were cancelled and extinguished pursuant to the Plan and the Scheme. In connection with emergence, the reporting person ceased to be a Section 16 reporting person. This Form 4 constitutes a notice to the Issuer for purposes of Part V of the Companies Act 2014.

Filing footnotes · ownership attribution and instrument terms

F1: On August 28, 2023, Mallinckrodt plc (the "Company") and certain of its subsidiaries voluntarily initiated proceedings under chapter 11 of title 11 of the United States Code in the U.S. Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 20, 2023, the Company's directors presented a petition before the High Court of Ireland (the "Irish High Court") seeking the appointment of an examiner (the "Examiner") to the Company, thereby commencing examinership proceedings with respect to the Company in Ireland.

F2: On October 10, 2023, the Bankruptcy Court entered an order confirming the First Amended Prepackaged Joint Chapter 11 Plan of Reorganization of Mallinckrodt Plc and Its Debtor Affiliates (as may be amended or supplemented from time to time in accordance with its terms, the "Plan"). On November 10, 2023, the Irish High Court made an order confirming a scheme of arrangement proposed by the Examiner that is based on and consistent in all respects with the Plan (the "Scheme"). On November 14, 2023 (the "Effective Date"), the Plan and the Scheme became effective and the Company emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding ordinary shares (the "Ordinary Shares"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such Ordinary Shares, were cancelled and extinguished pursuant to the Plan and the Scheme. In connection with emergence, the reporting person ceased to be a Section 16 reporting person. This Form 4 constitutes a notice to the Issuer for purposes of Part V of the Companies Act 2014.

STONE ENERGY CORP

Report date May 10, 2018 · Filed May 10, 2018

Section 16 reporting ended · disclosed 2018-05-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-05-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-05-10 · Exercise / conversion · Acquired 8,242 · Balance 8,242

F1: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

F2: Each restricted stock unit represents a contingent right to receive one share of Stone Energy common stock.

Row 2 · 2018-05-10 · Disposition to issuer · Disposed 8,242 · Balance 0

F3: Stone Energy, Sailfish Energy Holdings Corporation, a Delaware corporation ("New Talos"), Sailfish Merger Sub Corporation, a Delaware corporation ("Merger Sub"), Talos Energy LLC, a Delaware limited liability company, and Talos Production LLC, a Delaware limited liability company, are parties to the Transaction Agreement, dated as of November 21, 2017 (the "Transaction Agreement"), pursuant to which, among other things, Merger Sub merged with and into Stone Energy (the "Merger"), with Stone Energy surviving the Merger as a direct, wholly owned subsidiary of New Talos. At the effective time of the Merger (the "Effective Time"), each share of Stone Energy common stock, par value $0.01 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive one share of New Talos common stock, par value $0.01 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-10 · Exercise / conversion · Disposed 13,082 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Stone Energy common stock.

F1: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

Filing footnotes · ownership attribution and instrument terms

F1: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

F2: Each restricted stock unit represents a contingent right to receive one share of Stone Energy common stock.

F3: Stone Energy, Sailfish Energy Holdings Corporation, a Delaware corporation ("New Talos"), Sailfish Merger Sub Corporation, a Delaware corporation ("Merger Sub"), Talos Energy LLC, a Delaware limited liability company, and Talos Production LLC, a Delaware limited liability company, are parties to the Transaction Agreement, dated as of November 21, 2017 (the "Transaction Agreement"), pursuant to which, among other things, Merger Sub merged with and into Stone Energy (the "Merger"), with Stone Energy surviving the Merger as a direct, wholly owned subsidiary of New Talos. At the effective time of the Merger (the "Effective Time"), each share of Stone Energy common stock, par value $0.01 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive one share of New Talos common stock, par value $0.01 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2023 Filed Jan 21, 2023 02:36 UTC Weatherford International plc WFRD · Entity 3720 Exercise / conversionOrdinary Shares 6,805 $0.00 $0.00
Disclosure

SEC source: 0001603923-23-000048 · wf-form4_167426854785864.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted share units ("RSUs") granted on January 18, 2022 pursuant to the terms of the Issuer's 2019 Equity Incentive Plan, as amended and restated (the "2019 EIP"). The RSUs vest on the first anniversary of the date of grant.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:02 UTC Keenova Therapeutics plc MNK · Entity 28960 GrantOrdinary Shares 26,277 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001545 · tm231710-6_4seq1.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,553

F1 · shares: The reported ordinary shares represent restricted stock units ("RSUs"), which will be settled in an equal number of MNK ordinary shares and will vest ratably on each of the first two anniversaries of MNK's emergence from Chapter 11 proceedings on June 16, 2022.

F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 26,277 newly awarded RSUs and 26,276 RSUs previously reported in Table II.

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August 16, 2022 Filed Sep 15, 2022 01:18 UTC Keenova Therapeutics plc MNKPF · Entity 28960 Disposition to issuerRestricted Stock Units · Derivative 22,533 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-100153 · tm2225913-6_4seq1.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,276

Underlying: Ordinary Shares · 22,533 shares

Expires not disclosed

F1 · derivative.exercise_price: As previously disclosed, on August 16, 2022, Neal P. Goldman agreed to relinquish 22,533 of the restricted stock units ("RSUs") which were previously granted to him on July 1, 2022, with relinquishment to be applied ratably across both vesting tranches of such award, to remedy ministerial errors in computation and to correct for the fact that the RSU grant may have as a technical matter exceeded the applicable annual grant maximum amount set forth in the Mallinckrodt Pharmaceuticals 2022 Stock and Incentive Plan (the "MIP"). Mallinckrodt plc ("Mallinckrodt") has agreed that, as soon as reasonably practical following January 1, 2023, Mallinckrodt will grant to Mr. Goldman 26,277 RSUs, subject to his continued service through such date and the MIP grant value limit, which will vest ratably on each of the first two anniversaries of emergence.

F1 · derivative.exercise_date: As previously disclosed, on August 16, 2022, Neal P. Goldman agreed to relinquish 22,533 of the restricted stock units ("RSUs") which were previously granted to him on July 1, 2022, with relinquishment to be applied ratably across both vesting tranches of such award, to remedy ministerial errors in computation and to correct for the fact that the RSU grant may have as a technical matter exceeded the applicable annual grant maximum amount set forth in the Mallinckrodt Pharmaceuticals 2022 Stock and Incentive Plan (the "MIP"). Mallinckrodt plc ("Mallinckrodt") has agreed that, as soon as reasonably practical following January 1, 2023, Mallinckrodt will grant to Mr. Goldman 26,277 RSUs, subject to his continued service through such date and the MIP grant value limit, which will vest ratably on each of the first two anniversaries of emergence.

F1 · derivative.expiration_date: As previously disclosed, on August 16, 2022, Neal P. Goldman agreed to relinquish 22,533 of the restricted stock units ("RSUs") which were previously granted to him on July 1, 2022, with relinquishment to be applied ratably across both vesting tranches of such award, to remedy ministerial errors in computation and to correct for the fact that the RSU grant may have as a technical matter exceeded the applicable annual grant maximum amount set forth in the Mallinckrodt Pharmaceuticals 2022 Stock and Incentive Plan (the "MIP"). Mallinckrodt plc ("Mallinckrodt") has agreed that, as soon as reasonably practical following January 1, 2023, Mallinckrodt will grant to Mr. Goldman 26,277 RSUs, subject to his continued service through such date and the MIP grant value limit, which will vest ratably on each of the first two anniversaries of emergence.

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July 01, 2022 Filed Jul 7, 2022 01:19 UTC Keenova Therapeutics plc MNKPF · Entity 28960 GrantRestricted Stock Units · Derivative 48,809 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-025542 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,809

Underlying: Ordinary Shares · 48,809 shares

Expires not disclosed

F1 · derivative.exercise_price: The grant of restricted stock units vests in equal installments on each of the first and second anniversaries of the date of Mallinckrodt plc's emergence from bankruptcy (June 16, 2022). Each restricted stock unit represents one Ordinary Share, and may be redeemed in either cash or stock.

F1 · derivative.exercise_date: The grant of restricted stock units vests in equal installments on each of the first and second anniversaries of the date of Mallinckrodt plc's emergence from bankruptcy (June 16, 2022). Each restricted stock unit represents one Ordinary Share, and may be redeemed in either cash or stock.

F1 · derivative.expiration_date: The grant of restricted stock units vests in equal installments on each of the first and second anniversaries of the date of Mallinckrodt plc's emergence from bankruptcy (June 16, 2022). Each restricted stock unit represents one Ordinary Share, and may be redeemed in either cash or stock.

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March 08, 2022 Filed Mar 10, 2022 22:55 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionRestricted Stock Units · Derivative 17,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010537 · doc4.xml · derivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on March 8, 2021 and vested on March 8, 2022. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (the "Common Stock"), of Talos Energy Inc. Pursuant to the terms of the award agreement, 60% of the RSUs were settled in Common Stock and 40% of the RSUs were settled in cash.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on March 8, 2021 and vested on March 8, 2022. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (the "Common Stock"), of Talos Energy Inc. Pursuant to the terms of the award agreement, 60% of the RSUs were settled in Common Stock and 40% of the RSUs were settled in cash.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on March 8, 2021 and vested on March 8, 2022. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (the "Common Stock"), of Talos Energy Inc. Pursuant to the terms of the award agreement, 60% of the RSUs were settled in Common Stock and 40% of the RSUs were settled in cash.

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March 08, 2022 Filed Mar 10, 2022 22:55 UTC TALOS ENERGY INC. TALO · Entity 4257 Disposition to issuerCommon Stock 6,959 $17.47 $121,573.73
Disclosure

SEC source: 0000899243-22-010537 · doc4.xml · nonDerivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,681

F2 · security: Pursuant to the terms of the award agreement, 40% of the RSUs were settled in cash upon the vesting of the previously granted RSUs.

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March 08, 2022 Filed Mar 10, 2022 22:55 UTC TALOS ENERGY INC. TALO · Entity 4257 Exercise / conversionCommon Stock 17,398 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-010537 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units ("RSUs") were granted on March 8, 2021 and vested on March 8, 2022. The RSUs represent the economic equivalent of one share of common stock, par value $0.01 per share (the "Common Stock"), of Talos Energy Inc. Pursuant to the terms of the award agreement, 60% of the RSUs were settled in Common Stock and 40% of the RSUs were settled in cash.

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March 05, 2022 Filed Mar 9, 2022 01:36 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 15,668 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010026 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,668

Underlying: Common Stock · 15,668 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") each represent a contingent right to receive 60% of such RSUs in shares of common stock, par value $0.01 per share, of Talos Energy Inc. and 40% of such RSUs in cash.

F2 · derivative.exercise_date: The RSUs will vest, contingent upon continued service, on March 5, 2023.

F2 · derivative.expiration_date: The RSUs will vest, contingent upon continued service, on March 5, 2023.

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March 05, 2022 Filed Sep 30, 2022 21:34 UTC Amendment TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 16,691 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032326 · doc4a.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,691

Underlying: Common Stock · 16,691 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") represent a contingent right to receive 60% of such RSUs in shares of common stock, par value $0.01 per share, and 40% of such RSUs in cash.

F2 · shares: On March 8, 2022, the reporting person filed a Form 4, which inadvertently reported that he was granted 15,668 RSUs. This amended Form 4 is being filed for the purpose of amending and restating the disclosure regarding that transaction in the initial Form 4, to correctly reflect that the reporting person was granted 16,691 RSUs.

F3 · derivative.exercise_date: The RSUs will vest, contingent upon continued service, on March 5, 2023.

F3 · derivative.expiration_date: The RSUs will vest, contingent upon continued service, on March 5, 2023.

F2 · derivative.underlying_shares: On March 8, 2022, the reporting person filed a Form 4, which inadvertently reported that he was granted 15,668 RSUs. This amended Form 4 is being filed for the purpose of amending and restating the disclosure regarding that transaction in the initial Form 4, to correctly reflect that the reporting person was granted 16,691 RSUs.

F2 · balance_after: On March 8, 2022, the reporting person filed a Form 4, which inadvertently reported that he was granted 15,668 RSUs. This amended Form 4 is being filed for the purpose of amending and restating the disclosure regarding that transaction in the initial Form 4, to correctly reflect that the reporting person was granted 16,691 RSUs.

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January 18, 2022 Filed Jan 20, 2022 23:48 UTC Weatherford International plc WFRD · Entity 3720 GrantRestricted Share Units · Derivative 6,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001603923-22-000037 · wf-form4_164272250929140.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805

Underlying: Ordinary Shares · 6,805 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan. The RSUs vest on the first anniversary of the date of grant.

F1 · price: Represents a grant of restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan. The RSUs vest on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Represents a grant of restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan. The RSUs vest on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Represents a grant of restricted share units ("RSUs") granted on January 18, 2022 pursuant to the Issuer's Second Amended and Restated 2019 Equity Incentive Plan. The RSUs vest on the first anniversary of the date of grant.

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January 04, 2022 Filed Jan 6, 2022 21:23 UTC Weatherford International plc WFRD · Entity 3720 Exercise / conversionRestricted Share Units · Derivative 47,506 $0.00 $0.00
Disclosure

SEC source: 0001603923-22-000020 · wf-form4_164150417945148.xml · derivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 47,506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Represents the vesting of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Represents the vesting of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest on the first anniversary of the date of grant.

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January 04, 2022 Filed Jan 6, 2022 21:23 UTC Weatherford International plc WFRD · Entity 3720 Disposition to issuerOrdinary Shares 17,577 $27.90 $490,398.30
Disclosure

SEC source: 0001603923-22-000020 · wf-form4_164150417945148.xml · nonDerivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,929

F2 · kind: At the election of the Committee administering the 2019 EIP, the vesting of the RSUs was settled partially in stock and partially in cash. Represents the deemed disposition of the ordinary shares underlying the portion of vested RSUs settled in cash.

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January 04, 2022 Filed Jan 6, 2022 21:23 UTC Weatherford International plc WFRD · Entity 3720 Exercise / conversionOrdinary Shares 47,506 $0.00 $0.00
Disclosure

SEC source: 0001603923-22-000020 · wf-form4_164150417945148.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted share units ("RSUs") granted on January 4, 2021 pursuant to Issuer's Second Amended and Restated 2019 Equity Incentive Plan (the "2019 EIP"). The RSUs vest on the first anniversary of the date of grant.

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March 08, 2021 Filed Mar 10, 2021 02:59 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 17,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010824 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,398

Underlying: Common Stock · 17,398 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") represent the economic equivalent of one share of common stock, par value $0.01 per share, of Talos Energy Inc., a Delaware corporation ("Common Stock"). Pursuant to the terms of the award agreement, 60% of the RSUs will be settled in Common Stock and 40% of the RSUs will be settled in cash.

F2 · derivative.exercise_date: The RSUs will vest on March 8, 2022, generally subject to continued service on the Board. Vested shares of common stock and cash will be delivered to the reporting person on the earliest to occur of death, disability, a change in control, or a separation from service, in each case, following the vesting date.

F2 · derivative.expiration_date: The RSUs will vest on March 8, 2022, generally subject to continued service on the Board. Vested shares of common stock and cash will be delivered to the reporting person on the earliest to occur of death, disability, a change in control, or a separation from service, in each case, following the vesting date.

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September 08, 2020 Filed Sep 9, 2020 13:12 UTC ULTRA PETROLEUM CORP UPLCQ · Entity 146651 SaleCommon Stock 201,439 $0.01 $1,208.63
Disclosure

SEC source: 0001022646-20-000025 · primary_doc.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 31, 2020 Filed Sep 2, 2020 17:57 UTC ULTRA PETROLEUM CORP UPLCQ · Entity 146651 SaleCommon Stock 24,502 $0.01 $159.26
Disclosure

SEC source: 0001022646-20-000020 · primary_doc.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,439

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0063 to $0.0066, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range stated.

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March 05, 2020 Filed Mar 9, 2020 21:13 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 17,491 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007641 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,491

Underlying: Common Stock · 17,491 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") represent the economic equivalent of one share of common stock, par value $0.01 per share, of Talos Energy Inc., a Delaware corporation ("Common Stock"). Pursuant to the terms of the award agreement, 60% of the RSUs will be settled in Common Stock and 40% of the RSUs will be settled in cash.

F2 · derivative.exercise_date: The RSUs vest on March 5, 2021. Vested shares and cash will be delivered to the reporting person on the earliest to the occur of (i) the reporting person's separation from service, (ii) the reporting person's disability, or (iii) a change in control.

F2 · derivative.expiration_date: The RSUs vest on March 5, 2021. Vested shares and cash will be delivered to the reporting person on the earliest to the occur of (i) the reporting person's separation from service, (ii) the reporting person's disability, or (iii) a change in control.

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March 01, 2020 Filed Mar 3, 2020 16:10 UTC ULTRA PETROLEUM CORP UPLC · Entity 146651 Exercise / conversionRestricted Stock Units · Derivative 201,439 $0.00 $0.00
Disclosure

SEC source: 0001022646-20-000005 · primary_doc.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,334

Underlying: Common Stock · 201,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, as compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Such time-based restricted stock units converted on a one-for-one basis.

F2 · derivative.exercise_date: On March 9, 2019, the Reporting Person was granted 201,439 time-based restricted stock units, scheduled to vest, if at all, on March 1, 2020. Such time-based restricted stock units converted on a one-for-one basis.

F2 · derivative.expiration_date: On March 9, 2019, the Reporting Person was granted 201,439 time-based restricted stock units, scheduled to vest, if at all, on March 1, 2020. Such time-based restricted stock units converted on a one-for-one basis.

F3 · balance_after: Following the transaction reported herein, 208,334 of such remaining restricted stock units are time-based and will vest, if at all, in two equal annual installments beginning on May 25, 2020. The Reporting Person deferred the receipt of 208,334 restricted stock units until January 1, 2021. The awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.

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March 01, 2020 Filed Mar 3, 2020 16:10 UTC ULTRA PETROLEUM CORP UPLC · Entity 146651 Exercise / conversionCommon Stock 201,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001022646-20-000005 · primary_doc.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously reported, as compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Such time-based restricted stock units converted on a one-for-one basis.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:26 UTC Amplify Energy Corp. AMPY · Entity 6295 Exercise / conversionRestricted Stock Units · Derivative 34,994 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-044648 · a4.xml · derivative · entry 5

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

F4 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:26 UTC Amplify Energy Corp. AMPY · Entity 6295 Exercise / conversionPerformance Stock Units · Derivative 12,716 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-044648 · a4.xml · derivative · entry 4

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

F4 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated as of May 5, 2019, by and among the Issuer (formerly known as Midstates Petroleum Company, Inc.), Amplify Energy Corp. ("Legacy Amplify") and Midstates Holdings, Inc., a direct wholly owned subsidiary of the Issuer ("Merger Sub"), on August 6, 2019, Merger Sub merged with and into Legacy Amplify, with Legacy Amplify surviving the merger as a wholly owned subsidiary of the Issuer, and immediately thereafter, as part of the same transaction, Legacy Amplify merged with and into a wholly owned subsidiary of the Issuer, with such subsidiary continuing as the surviving entity (the "Merger"). At the closing of the Merger, each outstanding restricted stock unit and performance stock unit award held by the Reporting Person immediately became fully vested and was settled in shares of the Issuer's common stock.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:26 UTC Amplify Energy Corp. AMPY · Entity 6295 Disposition to issuerCommon Stock 9,341 $10.00 $93,410.00
Disclosure

SEC source: 0001104659-19-044648 · a4.xml · nonDerivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,442

F1 · shares: Represents shares sold to the Issuer in connection with the previously announced Issuer tender offer.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:26 UTC Amplify Energy Corp. AMPY · Entity 6295 Exercise / conversionCommon Stock 34,994 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-044648 · a4.xml · nonDerivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 01:26 UTC Amplify Energy Corp. AMPY · Entity 6295 Exercise / conversionCommon Stock 12,716 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-044648 · a4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2019 Filed Mar 12, 2019 20:05 UTC ULTRA PETROLEUM CORP UPL · Entity 146651 GrantRestricted Stock Units · Derivative 201,439 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007362 · doc4.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,772

Underlying: Common Stock · 201,439 shares

Expires not disclosed

F1 · derivative.exercise_price: As compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.

F2 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, on March 1, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.

F2 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, on March 1, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:19 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 10,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006726 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,310

Underlying: Common Stock · 10,310 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") represent a contingent right to receive 60% of such RSUs in shares of Talos Energy Inc. common stock and 40% of such RSUs in cash.

F2 · derivative.exercise_date: The RSUs vest on March 5, 2020. Vested shares and cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date, if no such election is made.

F2 · derivative.expiration_date: The RSUs vest on March 5, 2020. Vested shares and cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date, if no such election is made.

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February 15, 2019 Filed Feb 20, 2019 22:59 UTC Amplify Energy Corp. MPO · Entity 6295 Disposition to issuerCommon Stock 27 $10.00 $270.00
Disclosure

SEC source: 0001593968-19-000510 · primary_01.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73

F1 · shares: Represents the number of shares sold to the Issuer in connection with an issue tender offer, which is based on the amount of shares tendered and the final pro-ration number provided by the Issuer.

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January 02, 2019 Filed Jan 5, 2019 00:49 UTC Amplify Energy Corp. MPO · Entity 6295 GrantRestricted Stock Unit · Derivative 17,352 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000112 · primary_01.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352

Underlying: Common Stock · 17,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a continguent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2019, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2019, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

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December 10, 2018 Filed Dec 12, 2018 22:17 UTC TALOS ENERGY INC. TALO · Entity 4257 PurchaseCommon Stock 5,000 $18.10 $90,500.00
Disclosure

SEC source: 0000899243-18-030734 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,242

Read SEC document
June 08, 2018 Filed Jun 12, 2018 18:48 UTC ULTRA PETROLEUM CORP UPL · Entity 146651 GrantRestricted Stock Units · Derivative 9,470 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016259 · doc4.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

Underlying: Common Stock · 9,470 shares

Expires not disclosed

F3 · derivative.exercise_price: As compensation for service as a member of the ad hoc committee of the board of directors of the Company during January and February 2018, the Reporting Person received an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, on May 25, 2019. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the data the award is scheduled to vest.

F4 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, on May 25, 2019. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the data the award is scheduled to vest.

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June 08, 2018 Filed Jun 12, 2018 18:48 UTC ULTRA PETROLEUM CORP UPL · Entity 146651 GrantRestricted Stock Units · Derivative 198,864 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016259 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,864

Underlying: Common Stock · 198,864 shares

Expires not disclosed

F1 · derivative.exercise_price: As compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.

F2 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on May 25, 2019. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date any portion of the award is scheduled to vest.

F2 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on May 25, 2019. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date any portion of the award is scheduled to vest.

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May 21, 2018 Filed May 22, 2018 20:06 UTC TALOS ENERGY INC. TALO · Entity 4257 GrantRestricted Stock Units · Derivative 6,263 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013677 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Stock · 6,263 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") represent a contingent right to receive 60% of such RSUs in shares of common stock, par value $0.01 per share, of Talos Energy Inc., a Delaware corporation, and 40% of such RSUs in cash.

F2 · derivative.exercise_date: The RSUs vest on May 19, 2019. Vested shares and cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date if no such election is made.

F2 · derivative.expiration_date: The RSUs vest on May 19, 2019. Vested shares and cash will be delivered to the reporting person on the date provided in such person's deferral election or the vesting date if no such election is made.

Read SEC document
May 10, 2018 Filed May 10, 2018 15:00 UTC STONE ENERGY CORP SGY · Entity 166830 Exercise / conversionRestricted Stock Units · Derivative 13,082 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022748 · doc1.xml · derivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Stone Energy common stock.

F1 · shares: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

F1 · derivative.exercise_date: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

F1 · derivative.expiration_date: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

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May 10, 2018 Filed May 10, 2018 15:00 UTC STONE ENERGY CORP SGY · Entity 166830 Disposition to issuerCommon Stock, $0.01 par value 8,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-022748 · doc1.xml · nonDerivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Stone Energy, Sailfish Energy Holdings Corporation, a Delaware corporation ("New Talos"), Sailfish Merger Sub Corporation, a Delaware corporation ("Merger Sub"), Talos Energy LLC, a Delaware limited liability company, and Talos Production LLC, a Delaware limited liability company, are parties to the Transaction Agreement, dated as of November 21, 2017 (the "Transaction Agreement"), pursuant to which, among other things, Merger Sub merged with and into Stone Energy (the "Merger"), with Stone Energy surviving the Merger as a direct, wholly owned subsidiary of New Talos. At the effective time of the Merger (the "Effective Time"), each share of Stone Energy common stock, par value $0.01 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive one share of New Talos common stock, par value $0.01 per share.

F3 · price: Stone Energy, Sailfish Energy Holdings Corporation, a Delaware corporation ("New Talos"), Sailfish Merger Sub Corporation, a Delaware corporation ("Merger Sub"), Talos Energy LLC, a Delaware limited liability company, and Talos Production LLC, a Delaware limited liability company, are parties to the Transaction Agreement, dated as of November 21, 2017 (the "Transaction Agreement"), pursuant to which, among other things, Merger Sub merged with and into Stone Energy (the "Merger"), with Stone Energy surviving the Merger as a direct, wholly owned subsidiary of New Talos. At the effective time of the Merger (the "Effective Time"), each share of Stone Energy common stock, par value $0.01 per share, outstanding immediately prior to the Merger was converted automatically into the right to receive one share of New Talos common stock, par value $0.01 per share.

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May 10, 2018 Filed May 10, 2018 15:00 UTC STONE ENERGY CORP SGY · Entity 166830 Exercise / conversionCommon Stock, $0.01 par value 8,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-022748 · doc1.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 1, 2017, the reporting person was awarded 13,082 restricted stock units. The restricted stock units vested upon the Effective Time (defined below) and were settled in one share of common stock of Stone Energy Corporation ("Stone Energy") subject to such award, less a number of shares equal to the product of the fair market value of the shares on the day before the closing of the Transaction Agreement (defined below) and the highest marginal federal tax rate applicable to individuals, with the fair market value of the shares subject to the tax reduction paid in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Stone Energy common stock.

Read SEC document
May 10, 2018 Filed May 10, 2018 21:49 UTC TALOS ENERGY INC. TALO · Entity 4257 OtherCommon Stock 8,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012406 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,242

F1 · kind: Received in exchange for 8,242 shares of Stone Energy Corporation ("Stone") common stock in connection with the consummation of transactions contemplated by a certain Transaction Agreement, dated November 21, 2017, by and among Talos Energy Inc. (the "Issuer"), Stone, Talos Energy LLC, Saiflish Merger Sub Corporation, a direct wholly owned subsidiary of the Issuer ("Merger Sub"), and Talos Production LLC, whereby Merger Sub merged with and into Stone, with Stone surviving the merger as a direct wholly owned subsidiary of the Issuer.

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May 02, 2018 Filed May 4, 2018 16:38 UTC DITECH HOLDING Corp DHCP · Entity 161436 GrantRestricted Stock Units · Derivative 31,454 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-011526 · doc4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,454

Underlying: Common Stock · 31,454 shares

Expires 2018-05-02

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2018 Equity Incentive Plan, as amended and restated, are equivalent to one share of Common Stock. The Reporting Person elected to have such RSUs settle on the third anniversary of the date of grant.

F1 · price: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2018 Equity Incentive Plan, as amended and restated, are equivalent to one share of Common Stock. The Reporting Person elected to have such RSUs settle on the third anniversary of the date of grant.

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February 09, 2018 Filed Feb 13, 2018 19:29 UTC DITECH HOLDING Corp DHCP · Entity 161436 GrantSeries B Warrants · Derivative 7,768 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0000899243-18-003720 · doc4.xml · derivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768

Underlying: Common Stock · 7,768 shares

Expires 2028-02-09

F1 · kind: On February 9, 2018 (the "Effective Date"), the Issuer's Amended Prepackaged Plan of Reorganization (the "Plan") became effective, and the Issuer emerged from bankruptcy proceedings. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.01 per share ("Old Common Stock") and all rights of any holder in respect thereof were cancelled and extinguished. Pursuant to the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in respect of one share of Old Common Stock (i) 0.05689208 shares of new common stock, par value $0.01 per share ("Common Stock"), (ii) 0.09692659 Series A Warrants to purchase an equivalent number of shares of Common Stock, and 0.07690920 Series B Warrants to purchase an equivalent number of shares of Common Stock, in all cases, subject to rounding with no fractional shares or warrants issuable. Such transaction was involuntary and in accordance with the terms of the Plan.

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February 09, 2018 Filed Feb 13, 2018 19:29 UTC DITECH HOLDING Corp DHCP · Entity 161436 GrantSeries A Warrants · Derivative 9,790 $0.00 Strike: $20.63 $0.00
Disclosure

SEC source: 0000899243-18-003720 · doc4.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

Underlying: Common Stock · 9,790 shares

Expires 2028-02-09

F1 · kind: On February 9, 2018 (the "Effective Date"), the Issuer's Amended Prepackaged Plan of Reorganization (the "Plan") became effective, and the Issuer emerged from bankruptcy proceedings. On the Effective Date, all outstanding shares of the Issuer's common stock, par value $0.01 per share ("Old Common Stock") and all rights of any holder in respect thereof were cancelled and extinguished. Pursuant to the Plan, on the Effective Date, each holder of Old Common Stock (including the Reporting Person) received, in respect of one share of Old Common Stock (i) 0.05689208 shares of new common stock, par value $0.01 per share ("Common Stock"), (ii) 0.09692659 Series A Warrants to purchase an equivalent number of shares of Common Stock, and 0.07690920 Series B Warrants to purchase an equivalent number of shares of Common Stock, in all cases, subject to rounding with no fractional shares or warrants issuable. Such transaction was involuntary and in accordance with the terms of the Plan.

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January 02, 2018 Filed Jan 4, 2018 18:46 UTC Amplify Energy Corp. MPO · Entity 6295 GrantRestricted Stock Unit · Derivative 8,741 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000091 · primary_01.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Underlying: Common Stock · 8,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2018, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:26 UTC DITECH HOLDING Corp WAC · Entity 161436 Exercise / conversionRestricted Stock Units · Derivative 90,278 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021703 · doc4.xml · derivative · entry 3

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:26 UTC DITECH HOLDING Corp WAC · Entity 161436 GrantRestricted Stock Units · Derivative 90,278 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021703 · doc4.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,278

Underlying: Common Stock · 90,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 17:26 UTC DITECH HOLDING Corp WAC · Entity 161436 Exercise / conversionCommon Stock 90,278 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-021703 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 16:16 UTC ULTRA PETROLEUM CORP UPL · Entity 146651 GrantCommon Stock 15,777 $8.11 $127,951.47
Disclosure

SEC source: 0001209191-17-049614 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Read SEC document
May 08, 2017 Filed May 9, 2017 14:32 UTC ULTRA PETROLEUM CORP UPL · Entity 146651 GrantCommon Stock 8,725 $11.39 $99,377.75
Disclosure

SEC source: 0001209191-17-030851 · doc4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:27 UTC STONE ENERGY CORP SGY · Entity 166830 GrantRestricted Stock Units · Derivative 13,082 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010449 · doc1.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,082

Underlying: Common Stock · 13,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Stone Energy Corporation (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest on the date immediately prior to the Company's annual meeting of shareholders in 2018. Vested shares will be delivered to the reporting person within 10 days following the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest on the date immediately prior to the Company's annual meeting of shareholders in 2018. Vested shares will be delivered to the reporting person within 10 days following the vesting date.

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:17 UTC DITECH HOLDING Corp WAC · Entity 161436 GrantCommon Stock 10,726 $0.00 $0.00
Disclosure

SEC source: 0001040719-17-000008 · wf-form4_148598745402397.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,726

F1 · shares: Award of immediately vesting restricted stock units made pursuant to the Issuer's 2011 Omnibus Incentive Plan, as amended and restated.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 21:20 UTC Amplify Energy Corp. MPO · Entity 6295 GrantRestricted Stock Unit · Derivative 12,716 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-159101 · a4.xml · derivative · entry 2

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,617

Underlying: Common Stock · 12,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Pursuant to the Plan, the Reporting Person received an award of restricted stock units which will vest (i) on the first business day following the date on which the trailing 60 day average share price (including any dividends paid) of the Issuer's common stock is equal to or greater than $30.00 or (ii) upon a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F3 · derivative.expiration_date: Pursuant to the Plan, the Reporting Person received an award of restricted stock units which will vest (i) on the first business day following the date on which the trailing 60 day average share price (including any dividends paid) of the Issuer's common stock is equal to or greater than $30.00 or (ii) upon a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 21:20 UTC Amplify Energy Corp. MPO · Entity 6295 GrantRestricted Stock Unit · Derivative 8,901 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-159101 · a4.xml · derivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901

Underlying: Common Stock · 8,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2017, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

F2 · derivative.expiration_date: Pursuant to the Issuer's 2016 Long Term Incentive Plan (the "Plan"), the Reporting Person received an award of restricted stock units which will vest on the first to occur of (i) December 31, 2017, (ii) the date the Reporting Person ceases to be a director of the board of directors of the Issuer (other than for cause), (iii) the Reporting Person's death, (iv) the Reporting Person's disability or (v) a change in control of the Issuer. Subject to certain exceptions, delivery shall be made within ten days following the applicable vesting date.

Read SEC document
November 08, 2016 Filed Nov 18, 2016 22:11 UTC Amplify Energy Corp. MPO · Entity 6295 GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158152 · a4.xml · nonDerivative · entry 1

GOLDMAN NEAL P · CIK 0001212774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.