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person · Reporting owner

Arbour Paola M

Disclosed activity across 2 companies

Tapewire entity
28451
SEC CIK
0001769862

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TENET HEALTHCARE CORPTHC · Entity 2563EVP, Chief Information OfficerJuly 27, 2026July 29, 2026
TEXAS CAPITAL BANCSHARES INC/TXTCBI · Entity 4035DirectorApril 28, 2026April 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TENET HEALTHCARE CORP

Report date July 27, 2026 · Filed July 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,413 Reported balance After 2026-07-27 transaction · row 1
1 source row

Row 1 · 2026-07-27 · Sale · Disposed 10,878 · Balance 18,413

F1: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $243.82 to $244.08. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $243.82 to $244.08. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

TEXAS CAPITAL BANCSHARES INC/TX

Report date April 28, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,092 Reported balance After 2026-04-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-28 · Grant · Acquired 1,092 · Balance 1,092

F1: N/A

Filing footnotes · ownership attribution and instrument terms

F1: N/A

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2023 Filed Jun 6, 2023 20:46 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2018 May Performance Stock Options (Right to Buy) · Derivative 17,205 $35.43 Strike: $35.43 $609,573.15
Disclosure

SEC source: 0001209191-23-034775 · doc4.xml · derivative · entry 5

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,205 shares

Expires 2028-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F4 · derivative.exercise_date: These derivative securities (stock options) vested and became exercisable on May 28, 2021 (the business day prior to May 31, 2021, which was a federal holiday).

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:46 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 21,351 $75.05 $1,602,392.55
Disclosure

SEC source: 0001209191-23-034775 · doc4.xml · nonDerivative · entry 4

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,006

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F3 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $74.98 to $75.26. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:46 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 21,351 $28.26 $603,379.26
Disclosure

SEC source: 0001209191-23-034775 · doc4.xml · nonDerivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:46 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 17,205 $75.44 $1,297,945.20
Disclosure

SEC source: 0001209191-23-034775 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,006

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.48. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:46 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 17,205 $35.43 $609,573.15
Disclosure

SEC source: 0001209191-23-034775 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option was exercised and the resulting shares were sold in open market broker transactions, the proceeds of which were used in part to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to broker-assisted cashless exercises and sales.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 20:24 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 Exercise / conversionRestricted Stock Units · Derivative 1,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-23-000092 · wf-form4_168202225549932.xml · derivative · entry 3

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: N/A

Read SEC document
April 19, 2023 Filed Apr 20, 2023 20:24 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 Exercise / conversionCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001077428-23-000092 · wf-form4_168202225549932.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:24 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 GrantRestricted Stock Units · Derivative 1,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001077428-23-000092 · wf-form4_168202225549932.xml · derivative · entry 2

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,631

Underlying: Common Stock · 1,631 shares

Expires not disclosed

F1 · derivative.expiration_date: N/A

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2020 February Performance-Based Restricted Stock Units · Derivative 25,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · derivative · entry 12

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On February 26, 2020, the reporting person received a target grant of 16,188 performance-based restricted stock units, scheduled to vest on the third anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 25,854 units. The performance-based restricted stock units settled on March 6, 2023.

F7 · derivative.exercise_date: On February 26, 2020, the reporting person received a target grant of 16,188 performance-based restricted stock units, scheduled to vest on the third anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 25,854 units. The performance-based restricted stock units settled on March 6, 2023.

F7 · derivative.expiration_date: On February 26, 2020, the reporting person received a target grant of 16,188 performance-based restricted stock units, scheduled to vest on the third anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 25,854 units. The performance-based restricted stock units settled on March 6, 2023.

F8 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2020 February Restricted Stock Units · Derivative 5,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · derivative · entry 11

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 26, 2020, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the third and final 1/3 increment settled on March 6, 2023.

F6 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 26, 2020, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the third and final 1/3 increment settled on March 6, 2023.

F6 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 26, 2020, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the third and final 1/3 increment settled on March 6, 2023.

F8 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2021 February Restricted Stock Units · Derivative 2,838 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · derivative · entry 10

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839

Underlying: Common Stock · 2,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the second 1/3 increment settled on March 6, 2023.

F5 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the second 1/3 increment settled on March 6, 2023.

F5 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the second 1/3 increment settled on March 6, 2023.

F8 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2022 February Restricted Stock Units · Derivative 2,106 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · derivative · entry 9

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,214

Underlying: Common Stock · 2,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 23, 2022, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the first 1/3 increment settled on March 6, 2023.

F1 · derivative.exercise_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 23, 2022, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the first 1/3 increment settled on March 6, 2023.

F1 · derivative.expiration_date: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 23, 2022, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the first 1/3 increment settled on March 6, 2023.

F8 · derivative.underlying: Both time-based restricted stock units and performance-based restricted stock units are settled in shares of the Company's common stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 7,686 $59.29 $455,702.94
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 8

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,006

F3 · shares: The transaction reported reflects the withholding of shares of common stock in satisfaction of the Reporting Person's tax liability in connection with the settlement and vesting of time-based restricted stock units and performance-based restricted stock units granted under the 2019 Stock Incentive Plan.

F4 · price: Represents the closing price of the common stock of the Issuer on the vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 25,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 7

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: On February 26, 2020, the reporting person received a target grant of 16,188 performance-based restricted stock units, scheduled to vest on the third anniversary of the date of grant subject to the Company's attainment of specified performance goals and the level of achievement thereof. The performance goals were exceeded, and the award was certified at a payout of 25,854 units. The performance-based restricted stock units settled on March 6, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 2,124 $59.29 $125,931.96
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 6

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,838

F3 · shares: The transaction reported reflects the withholding of shares of common stock in satisfaction of the Reporting Person's tax liability in connection with the settlement and vesting of time-based restricted stock units and performance-based restricted stock units granted under the 2019 Stock Incentive Plan.

F4 · price: Represents the closing price of the common stock of the Issuer on the vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 5,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 5

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 26, 2020, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the third and final 1/3 increment settled on March 6, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 1,117 $59.29 $66,226.93
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 4

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,566

F3 · shares: The transaction reported reflects the withholding of shares of common stock in satisfaction of the Reporting Person's tax liability in connection with the settlement and vesting of time-based restricted stock units and performance-based restricted stock units granted under the 2019 Stock Incentive Plan.

F4 · price: Represents the closing price of the common stock of the Issuer on the vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 2,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 24, 2021, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the second 1/3 increment settled on March 6, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 829 $60.62 $50,253.98
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845

F3 · shares: The transaction reported reflects the withholding of shares of common stock in satisfaction of the Reporting Person's tax liability in connection with the settlement and vesting of time-based restricted stock units and performance-based restricted stock units granted under the 2019 Stock Incentive Plan.

F4 · price: Represents the closing price of the common stock of the Issuer on the vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 02:17 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 2,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-017018 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The restricted stock units were granted pursuant to the 2019 Stock Incentive Plan on February 23, 2022, vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, and the first 1/3 increment settled on March 6, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:42 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2023 March Restricted Stock Units · Derivative 8,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015831 · doc4.xml · derivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,397

Underlying: Common Stock · 8,397 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 19:24 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 GrantCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001077428-22-000064 · wf-form4_165056908041712.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2019 February Restricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · derivative · entry 9

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F5 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F5 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2020 February Restricted Stock Units · Derivative 5,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · derivative · entry 8

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

Underlying: Common Stock · 5,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F4 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 767 $85.71 $65,739.57
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 6

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 3,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 5

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 1,314 $85.71 $112,622.94
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 4

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 5,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 5,396 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2021 February Restricted Stock Units · Derivative 2,838 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · derivative · entry 7

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,677

Underlying: Common Stock · 2,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 24, 2021, the reporting person received a grant of 8,515 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 2,838 shares of common stock, as shown in Table I. The remaining 5,677 restricted stock units are shown in Table II, of which 2,838 are scheduled to vest on February 24, 2023, and 2,839 are scheduled to vest on February 24, 2024.

F1 · derivative.exercise_date: As previously reported, on February 24, 2021, the reporting person received a grant of 8,515 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 2,838 shares of common stock, as shown in Table I. The remaining 5,677 restricted stock units are shown in Table II, of which 2,838 are scheduled to vest on February 24, 2023, and 2,839 are scheduled to vest on February 24, 2024.

F1 · derivative.expiration_date: As previously reported, on February 24, 2021, the reporting person received a grant of 8,515 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 2,838 shares of common stock, as shown in Table I. The remaining 5,677 restricted stock units are shown in Table II, of which 2,838 are scheduled to vest on February 24, 2023, and 2,839 are scheduled to vest on February 24, 2024.

F6 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 731 $81.20 $59,357.20
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 23:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 2,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013746 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 24, 2021, the reporting person received a grant of 8,515 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 2,838 shares of common stock, as shown in Table I. The remaining 5,677 restricted stock units are shown in Table II, of which 2,838 are scheduled to vest on February 24, 2023, and 2,839 are scheduled to vest on February 24, 2024.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:23 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2022 February Restricted Stock Units · Derivative 6,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013318 · doc4.xml · derivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

Underlying: Common Stock · 6,320 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 15:26 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 PurchaseCommon Stock 251 $59.26 $14,874.26
Disclosure

SEC source: 0001077428-21-000146 · wf-form4_163759476516524.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

F1 · price: The stated price represents the average based on prices ranging from $59.19 to $59.36. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 22:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 1,898 $71.94 $136,542.12
Disclosure

SEC source: 0001209191-21-049459 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $71.88 to $71.99. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 21:05 UTC TEXAS CAPITAL BANCSHARES INC/TX TCBI · Entity 4035 GrantCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001077428-21-000096 · wf-form4_162690149271913.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:54 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2018 May Restricted Stock Units · Derivative 2,509 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037441 · doc4.xml · derivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock. The third anniversary occurred on May 28, 2021 (the business day prior to May 31, 2021, which fell on a federal holiday), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I.

F1 · derivative.exercise_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock. The third anniversary occurred on May 28, 2021 (the business day prior to May 31, 2021, which fell on a federal holiday), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I.

F1 · derivative.expiration_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock. The third anniversary occurred on May 28, 2021 (the business day prior to May 31, 2021, which fell on a federal holiday), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:54 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 611 $66.91 $40,882.01
Disclosure

SEC source: 0001209191-21-037441 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 23:54 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 2,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037441 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock. The third anniversary occurred on May 28, 2021 (the business day prior to May 31, 2021, which fell on a federal holiday), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 21, 2021 Filed May 25, 2021 20:35 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 9,029 $63.44 $572,799.76
Disclosure

SEC source: 0001209191-21-035704 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $63.42 to $63.46. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2019 February Restricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · derivative · entry 6

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I. The remaining 3,146 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.exercise_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I. The remaining 3,146 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F4 · derivative.expiration_date: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I. The remaining 3,146 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2020 February Restricted Stock Units · Derivative 5,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · derivative · entry 5

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Underlying: Common Stock · 5,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 10,792 restricted stock units are shown in Table II, of which 5,396 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.exercise_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 10,792 restricted stock units are shown in Table II, of which 5,396 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F1 · derivative.expiration_date: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 10,792 restricted stock units are shown in Table II, of which 5,396 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F5 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 767 $51.02 $39,132.34
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · nonDerivative · entry 4

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,029

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 3,146 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · nonDerivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: As previously reported, on February 27, 2019, the reporting person received a grant of 9,437 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 3,145 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 3,146 shares of common stock, as shown in Table I. The remaining 3,146 restricted stock units are shown in Table II and are scheduled to vest on February 27, 2022.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 1,372 $51.02 $69,999.44
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:40 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversionCommon Stock 5,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016450 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 26, 2020, the reporting person received a grant of 16,188 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 5,396 shares of common stock, as shown in Table I. The remaining 10,792 restricted stock units are shown in Table II, of which 5,396 are scheduled to vest on each of February 26, 2022 and February 26, 2023.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:18 UTC TENET HEALTHCARE CORP THC · Entity 2563 Grant2021 February Restricted Stock Units · Derivative 8,515 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015004 · doc4.xml · derivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515

Underlying: Common Stock · 8,515 shares

Expires not disclosed

F1 · derivative.exercise_price: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.exercise_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

F1 · derivative.expiration_date: These time-based restricted stock units vest in one-third increments on each of the first, second and third anniversaries of the date of grant. Restricted stock units are settled in shares of the Company's common stock upon vesting.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 23:33 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 4,100 $41.06 $168,346.00
Disclosure

SEC source: 0001209191-20-064719 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

F1 · kind: These shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.07. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:23 UTC TENET HEALTHCARE CORP THC · Entity 2563 SaleCommon Stock 1,898 $41.05 $77,912.90
Disclosure

SEC source: 0001209191-20-064189 · doc4.xml · nonDerivative · entry 1

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,726

F1 · kind: These shares were sold in open market broker transactions.

F2 · price: The price is the weighted average sales price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $40.96 to $41.15. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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May 29, 2020 Filed Jun 2, 2020 21:28 UTC TENET HEALTHCARE CORP THC · Entity 2563 Exercise / conversion2018 May Restricted Stock Units · Derivative 2,509 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033648 · doc4.xml · derivative · entry 3

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

Underlying: Common Stock · 2,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.exercise_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F1 · derivative.expiration_date: As previously reported, on May 31, 2018, the reporting person received a grant of 7,527 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on May 31, 2019, resulting in the vesting and settlement of 2,509 shares of common stock. The second anniversary occurred on May 29, 2020 (the business day prior to May 31, 2020, which fell on a weekend), resulting in the vesting and settlement of 2,509 shares of common stock, as shown in Table I. The remaining 2,509 restricted stock units are shown in Table II, and are scheduled to vest on May 31, 2021.

F4 · derivative.underlying: Time-based restricted stock units are settled in shares of the Company's common stock upon vesting.

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May 29, 2020 Filed Jun 2, 2020 21:28 UTC TENET HEALTHCARE CORP THC · Entity 2563 Tax withholdingCommon Stock 611 $21.76 $13,295.36
Disclosure

SEC source: 0001209191-20-033648 · doc4.xml · nonDerivative · entry 2

Arbour Paola M · CIK 0001769862 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.