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Pineda Patricia Salas

Disclosed activity across 4 companies

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28415
SEC CIK
0001769208

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Frontier Group Holdings, Inc.ULCC · Entity 4796DirectorMay 14, 2026May 18, 2026
LEVI STRAUSS & COLEVI · Entity 3651DirectorNovember 09, 2023November 14, 2023
OMNICOM GROUP INC.OMC · Entity 3205DirectorOctober 01, 2026October 05, 2026
PORTLAND GENERAL ELECTRIC CO /OR/POR · Entity 3819DirectorJuly 24, 2026July 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Frontier Group Holdings, Inc.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect149,763 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 34,230 · Balance 149,763

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Exercise / conversion · Disposed 34,230 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2: The RSUs have fully vested as of May 14, 2026.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect32,990 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Grant · Acquired 32,990 · Balance 32,990

F3: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

F4: The Deferred Stock Units will vest in full on the earlier of May 14, 2027 or immediately prior to the next annual meeting of stockholders after the grant date and will be settled in shares of the Issuer's Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Program (the "Plan"), or (ii) as otherwise provided by the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2: The RSUs have fully vested as of May 14, 2026.

F3: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

F4: The Deferred Stock Units will vest in full on the earlier of May 14, 2027 or immediately prior to the next annual meeting of stockholders after the grant date and will be settled in shares of the Issuer's Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Program (the "Plan"), or (ii) as otherwise provided by the Plan.

LEVI STRAUSS & CO

Report date November 09, 2023 · Filed November 14, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect133,426 Reported balance After 2023-11-09 transaction · row 1
1 source row

Row 1 · 2023-11-09 · Grant · Acquired 261 · Balance 133,426

F1: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 174 of the DERs, the DERs are fully vested. With respect to 87 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct40,423 Reported balance After 2023-11-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-09 · Grant · Acquired 336 · Balance 40,423

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

Class A Common StockSEC Table I · non-derivativeIndirectBy Husband112 Reported balance Holding disclosure · report date 2023-11-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 112

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 174 of the DERs, the DERs are fully vested. With respect to 87 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.

OMNICOM GROUP INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.15 per shareSEC Table I · non-derivativeDirect12,145.2 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 696.05 · Balance 12,145.2

F1: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2026 Incentive Award Plan.

F2: Includes dividends on deferred shares that are reinvested in company stock, credited on July 9, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person elected to defer receipt of these shares under the terms of the Omnicom Group Inc. 2026 Incentive Award Plan.

F2: Includes dividends on deferred shares that are reinvested in company stock, credited on July 9, 2026.

PORTLAND GENERAL ELECTRIC CO /OR/

Report date July 24, 2026 · Filed July 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,266 Reported balance After 2026-07-24 transaction · row 1
1 source row

Row 1 · 2026-07-24 · Grant · Acquired 3,073 · Balance 15,266

F1: Represents fully vested shares issued for an annual non-employee director equity award.

F2: The price per share is the closing market price of the Issuer's common stock on July 24, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents fully vested shares issued for an annual non-employee director equity award.

F2: The price per share is the closing market price of the Issuer's common stock on July 24, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2022 Filed Apr 22, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025357 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,968

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full the earlier of the day before the next Annual Stockholder Meeting or the one-year anniversary of the grant date.

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April 01, 2022 Filed Apr 5, 2022 20:31 UTC OMNICOM GROUP INC. OMC · Entity 3205 GrantCommon Stock, par value $0.15 per share 773.43 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-018178 · ownership.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773.43

F1 · shares: The reporting person elected to defer receipt of 515.43 of these shares under the terms of the Omnicom Group Inc. 2021 Incentive Award Plan.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:43 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013614 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,156

F1 · shares: With respect to 172 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 261 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 24 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 22:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065538 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,871

F1 · shares: With respect to 108 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 163 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:36 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 23,796 $27.50 $654,390.00
Disclosure

SEC source: 0001209191-21-064775 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,693

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $27.22 to $27.71. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 18, 2021 Filed Sep 2, 2021 21:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054513 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,489

F1 · shares: With respect to 110 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. With respect to 167 of the DERs, the DERs shall vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. With respect to 15 of the DERs for Class A Common Stock, the DERs shall vest as to 100% of the shares on the first anniversary of the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A Common Stock or Class B Common Stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A Common Stock or Class B Common Stock, as appropriate.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:05 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 GrantRestricted Stock Units · Derivative 7,092 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031773 · doc4.xml · derivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,092

Underlying: Common Stock · 7,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in full on May 25, 2022 and have no expiration date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in full on May 25, 2022 and have no expiration date.

Read SEC document
July 15, 2021 Filed Jul 20, 2021 01:22 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 5,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047321 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,307

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in full on July 15, 2022.

Read SEC document
May 25, 2021 Filed May 27, 2021 00:14 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036089 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,852

F1 · shares: With respect to 109 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
April 06, 2021 Filed Apr 6, 2021 21:15 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 SaleCommon Stock 2,694 $19.00 $51,186.00
Disclosure

SEC source: 0000899243-21-015115 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,190

F1 · kind: These shares were sold by the reporting person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254004. The offering closed on April 6, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriter.

F1 · price: These shares were sold by the reporting person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254004. The offering closed on April 6, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriter.

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February 26, 2021 Filed Mar 3, 2021 02:20 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016611 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,700

F1 · shares: With respect to 84 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 23:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043088 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,583

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
May 08, 2020 Filed May 12, 2020 22:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028649 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,011

F1 · shares: With respect to 198 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
May 08, 2020 Filed Jun 1, 2020 20:39 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033211 · doc4a.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,134

F1 · shares: With respect to 306 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:48 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012670 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,784

F1 · shares: With respect to 198 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007334 · doc4.xml · derivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007334 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:22 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007302 · doc4.xml · derivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:22 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007302 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 100,000 $19.17 $1,917,000.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · nonDerivative · entry 3

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,667

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.01 to $19.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 29, 2020 Filed Feb 4, 2020 23:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · derivative · entry 5

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 29, 2020 Filed Feb 4, 2020 23:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · nonDerivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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January 27, 2020 Filed Feb 4, 2020 23:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · derivative · entry 4

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,890

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 27, 2020 Filed Feb 4, 2020 23:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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October 17, 2019 Filed Jan 8, 2020 21:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002521 · doc5.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,667

F1 · shares: With respect to 428 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

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June 20, 2019 Filed Aug 9, 2019 20:17 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045339 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,177

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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March 25, 2019 Filed Mar 28, 2019 00:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 158,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021547 · doc4.xml · derivative · entry 3

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,890

Underlying: Class A Common Stock · 158,890 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Mar 28, 2019 00:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass A Common Stock 90,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021547 · doc4.xml · nonDerivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,060

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · shares: Each share is represented by an RSU, 7,840 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Mar 28, 2019 00:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 248,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021547 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · shares: 90,060 of the shares are represented by restricted stock units (RSUs), 7,840 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 90,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · derivative · entry 4

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,950

Underlying: Class A Common Stock · 90,060 shares

Expires not disclosed

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · security: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 158,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · derivative · entry 3

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,890

Underlying: Class A Common Stock · 158,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 90,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · nonDerivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.

F3 · shares: Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.

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March 25, 2019 Filed Apr 21, 2023 22:27 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 158,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025249 · doc4a.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,060

F1 · security: Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.