MILLETT MARK D

SEC source: 0001022671-26-000143 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,016,401

SEC source: 0001022671-26-000074 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,016,701

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001022671-26-000074 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,037,326

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's 2023 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001022671-26-000061 · form4.xml · nonDerivative · entry 3

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,990,904

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000061 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,996,057

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000061 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,998,991

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001022671-26-000046 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,001,919

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 02/20/2028, 1/3 on 02/20/2029 and the final 1/3 on 02/20/2030, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001022671-25-000044 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,989,257

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

SEC source: 0001022671-25-000044 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,989,510

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

SEC source: 0001062993-25-009842 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,988,941

SEC source: 0001062993-25-009323 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,025,941

SEC source: 0001062993-25-005433 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,026,441

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-25-005433 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,062,545

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's 2023 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-25-003414 · form4.xml · nonDerivative · entry 3

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,981,374

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003414 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,985,305

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003414 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,990,464

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-25-003291 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,993,401

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 02/20/2027, 1/3 on 02/20/2028 and the final 1/3 on 02/20/2029, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-24-019550 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,756

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-019550 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976,024

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

SEC source: 0001062993-24-010589 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,420

SEC source: 0001062993-24-006924 · form4.xml · derivative · entry 6

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,589 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-24-006924 · form4.xml · derivative · entry 5

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,426 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 4

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,970

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 3

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,010,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,970

F2 · kind: Deemed disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3(e).

SEC source: 0001062993-24-006924 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,992,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).

SEC source: 0001062993-24-006484 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975,970

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-24-006484 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,029,212

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's 2023 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-24-004409 · form4.xml · nonDerivative · entry 3

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,909,646

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-004409 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,913,582

F2 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-24-004409 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,918,747

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2026, 1/3 on 2/22/2027 and the final 1/3 on 2/22/2028, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-24-001725 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,898,976

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

SEC source: 0001062993-23-021266 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,902,692

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

SEC source: 0001062993-23-021266 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,903,039

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

SEC source: 0001062993-23-013335 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,902,261

SEC source: 0001062993-23-008869 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

F1 · ownership.nature: On March 24, 2020, the reporting person contributed 150,000 shares of Steel Dynamics, Inc. common stock to a grantor retained annuity trust (GRAT), of which he is the sole trustee and annuitant, constituting a mere change in the form of beneficial ownership, exempt from both the reporting requirements of Section 16(a) and the short-swing profit recovery provisions of Section 16(b) by reason of Rule 16a-13. Previously, 40,200 shares of Steel Dynamics, Inc. common stock were distributed to reporting person in satisfaction of the GRAT's annuity obligations, and previously reported on separate Form 4s, constituting a mere change of beneficiary ownership, exempt from both the reporting requirements and short-swing profits provision pursuant to SEC Rule 16a-13. Upon termination of the trust, 109,800 shares were transferred on April 6, 2023 to the reporting person's children, as beneficiaries under the trust.

SEC source: 0001062993-23-008398 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 109,800

F1 · ownership.nature: On March 24, 2020, the reporting person contributed 150,000 shares of Steel Dynamics, Inc. common stock to a grantor retained annuity trust (GRAT), of which he is the sole trustee and annuitant, constituting a mere change in the form of beneficial ownership, exempt from both the reporting requirements of Section 16(a) and the short-swing profit recovery provisions of Section 16(b) by reason of Rule 16a-13. On March 31, 2023, the reporting person, as sole trustee and annuitant under the GRAT, received 8,900 shares of Steel Dynamics, Inc. common stock in satisfaction of the GRAT's annuity obligation, constituting a mere change of beneficiary ownership, exempt from both the reporting requirements and short-swing profits provision pursuant to SEC Rule 16a-13.

SEC source: 0001062993-23-008398 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,902,911

SEC source: 0001062993-23-006917 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894,011

F2 · shares: Disposition to Issuer: Shares withheld by Issuer in payment of reporting person's withholding tax liability in connection with such person's receipt or vesting of an equity security, and either approved in advance by Compensation Committee or mandated by the express terms of the Plan and exempt from Section 16(b) of Exchange Act in accordance with Exchange Act Rule 16b-3(e).

SEC source: 0001062993-23-006917 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951,825

F1 · shares: Acquisition from Issuer: Shares awarded under Long-Term Incentive Program adopted by Compensation Committee composed of three or more independent non-employee directors pursuant to the Company's Amended and Restated 2015 Equity Incentive Plan approved by Compensation Committee and Stockholders and exempt from Section 16(b) of Exchange Act pursuant to Rule 16b-3(d).

SEC source: 0001062993-23-005059 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822,283

F1 · shares: Represents disposition to issuer to cover taxes payable upon vesting of previously issued and reported restricted stock units, exempt pursuant to Rule 16b-3.

SEC source: 0001062993-23-004762 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826,227

F1 · shares: Represents grant of restricted stock units equal to the same number of underlying shares, received as an award under the Issuer's equity incentive plan, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3). The restricted units vest over a four year period as follows: 1/3 on 2/22/2025, 1/3 on 2/22/2026 and the final 1/3 on 2/22/2027, following which settlement is to be made solely in the same number of shares of the Issuer's common stock shown in Column 4.

SEC source: 0001062993-23-001905 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806,412

F1 · shares: Payment of withholding tax liability by issuer's withholding of securities incident to the reporting person's vesting of a security in accordance with Rule 16b-3.

SEC source: 0001062993-22-022615 · form4.xml · nonDerivative · entry 2

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816,170

F2 · shares: Represents disposition to issuer to cover taxes payable upon issuance of shares reported in footnote (1), exempt pursuant to Rule 16b-3.

SEC source: 0001062993-22-022615 · form4.xml · nonDerivative · entry 1

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816,556

F1 · shares: Represents grant of restricted stock, in lieu of restricted stock units because of reporting person's age, for no consideration, and exempt from Section 16(b) by virtue of Rule 16b-3(d)(1) and (3), subject, however, to a two year holding period.

SEC source: 0001062993-22-021191 · form4.xml · derivative · entry 10

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,589

Underlying: Common Stock · 43,239 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-22-021191 · form4.xml · derivative · entry 9

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,426

Underlying: Common Stock · 73,998 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-22-021191 · form4.xml · derivative · entry 8

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,248 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exempt exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d).

SEC source: 0001062993-22-021191 · form4.xml · nonDerivative · entry 6

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815,691

F2 · kind: Deemded disposition of underlying shares by Reporting Person to issuer upon cash-settled exercise of stock appreciation rights, approved in advance by a Committee comprised solely of two or more Non-Employee directors, exempt from Section 16(b) pursuant to Rule 16b-3(d) and Rule 16b-3e.

SEC source: 0001062993-22-021191 · form4.xml · nonDerivative · entry 5

MILLETT MARK D · CIK 0001195949 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,858,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Deemed Acquisition of underlying shares from issuer by Reporting Person, upon exercise of stock appreciation rights granted in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d), approved in advance by a Committee comprised solely of two or more Non-Employee directors; also exempt pursuant to Rule 16b-6(b).