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ATWELL ROBERT BRUCE

Disclosed activity across 1 company

Tapewire entity
28325
SEC CIK
0001253903

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NICOLET BANKSHARES INCNIC · Entity 4136DirectorJuly 24, 2026July 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NICOLET BANKSHARES INC

Report date July 24, 2026 · Filed July 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,483 Ending reported balance After 2026-07-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-07-24 · Exercise / conversion · Acquired 7,500 · Balance 41,983

Row 2 · 2026-07-24 · Tax withholding · Disposed 4,838 · Balance 37,145

Row 3 · 2026-07-24 · Sale · Disposed 2,662 · Balance 34,483

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.11 to $170.58, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.43 · Expires 2027-11-01Direct40,000 Reported balance After 2026-07-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-07-24 · Exercise / conversion · Disposed 7,500 · Balance 40,000

F3: The nonqualified options vested in five annual installments of 13,500 shares on November 1 of each year, beginning on November 1, 2018, and fully vested on November 1, 2022. The nonqualified options are currently exercisable as to 40,000.

Common StockSEC Table I · non-derivativeIndirectby Nicolet National Bank Deferred Compensation Plan For Non-employee Directors1,068.607 Reported balance Holding disclosure · report date 2026-07-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,068.607

F2: Includes 2.52 shares received as dividend reinvestment in the Nicolet National Bank Deferred Compensation Plan for Non-employee Directors from Nicolet Bankshares, Inc. paid cash dividend on June 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.11 to $170.58, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Includes 2.52 shares received as dividend reinvestment in the Nicolet National Bank Deferred Compensation Plan for Non-employee Directors from Nicolet Bankshares, Inc. paid cash dividend on June 15, 2026.

F3: The nonqualified options vested in five annual installments of 13,500 shares on November 1 of each year, beginning on November 1, 2018, and fully vested on November 1, 2022. The nonqualified options are currently exercisable as to 40,000.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2021 Filed Nov 24, 2021 17:15 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GrantCommon Stock 2,877 $73.21 $210,625.17
Disclosure

SEC source: 0001174850-21-000084 · primary_doc.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,152

F1 · shares: Restricted shares awarded November 22, 2021. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 22, 2022, and 1/3 on November 22, 2023.

F2 · balance_after: Includes 57 additional shares acquired by Mr. Atwell under the Employee Stock Purchase Plan, since Mr. Atwell's previous Form 4 filing, February 1, 2021. Mr. Atwell owns a total of 301 shares in the Employee Stock Purchase Plan as of the date of this report.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:17 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 578 $70.24 $40,598.72
Disclosure

SEC source: 0001127602-20-030968 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,614

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan. The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting persons last Form 4 filing on November 25, 2020. The reporting person owns 223 shares total in the Employee Stock Purchase Plan as of the date of this report.

Read SEC document
November 25, 2020 Filed Nov 25, 2020 21:17 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 2,284 $69.67 $159,126.28
Disclosure

SEC source: 0001127602-20-030005 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,192

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan. The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting persons last Form 4 filing on November 19, 2020. The reporting person owns 223 shares total in the Employee Stock Purchase Plan as of the date of this report.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:07 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 425 $68.01 $28,904.25
Disclosure

SEC source: 0001127602-20-029536 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,476

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan. The reporting person has not acquired additional shares under the Employee Stock Purchase Plan since the reporting persons last Form 4 filing on November 16, 2020. The reporting person owns 223 shares total in the Employee Stock Purchase Plan as of the date of this report.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 20:25 UTC Amendment NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 374 $65.70 $24,571.80
Disclosure

SEC source: 0001127602-20-029096 · form4a.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,901

F2 · balance_after: Includes 23 shares acquired under the Employee Stock Purchase Plan since the reporting person's previous Form 4 filing on August 25, 2020. The reporting person owns 223 shares total in the Employee Stock Purchase Plan.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 20:25 UTC Amendment NICOLET BANKSHARES INC NCBS · Entity 4136 GrantCommon Stock 2,646 $65.70 $173,842.20
Disclosure

SEC source: 0001127602-20-029096 · form4a.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,275

F1 · shares: This report on Form 4/A amends the Form 4 filing by the reporting person on November 16, 2020. This report on Form 4/A is being filed to correct the amount of shares awarded on November 12, 2020 within column 4, and the total beneficial ownership amount in column 5.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:33 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 374 $65.70 $24,571.80
Disclosure

SEC source: 0001127602-20-029080 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,137

F1 · balance_after: Includes 23 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on August 25, 2020. The reporting person owns 223 shares total in the Employee Stock Purchase Plan.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:33 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GrantCommon Stock 882 $65.70 $57,947.40
Disclosure

SEC source: 0001127602-20-029080 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,511

Read SEC document
August 25, 2020 Filed Aug 25, 2020 20:46 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 3,000 $60.08 $180,240.00
Disclosure

SEC source: 0001127602-20-024214 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F1 · balance_after: Includes a total of 200 shares acquired under the Employee Stock Purchase Plan to date.

Read SEC document
February 26, 2020 Filed Feb 1, 2021 21:20 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 417 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003225 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,218

F1 · balance_after: Includes 21 shares acquired under the Employee Stock Purchase Plan since the reporting person's previous Form 4 filing on December 9, 2020. The reporting person owns 244 shares total in the Employee Stock Purchase Plan.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:08 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001127602-20-002481 · form4.xml · derivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The 13,500 nonqualified options are fully exercised.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:08 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 5,851 $71.45 $418,053.95
Disclosure

SEC source: 0001127602-20-002481 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,552

F1 · balance_after: Includes a total of 146 shares acquired under the Employee Stock Purchase Plan to date.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:08 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 7,649 $71.45 $546,521.05
Disclosure

SEC source: 0001127602-20-002481 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,403

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:08 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 13,500 $25.90 $349,650.00
Disclosure

SEC source: 0001127602-20-002481 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:39 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GrantStock Option (Right to Buy) · Derivative 13,500 $71.57 Strike: $71.57 $966,195.00
Disclosure

SEC source: 0001127602-20-002278 · form4.xml · derivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2030-01-21

F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,700 shares on January 21 of each year, beginning on January 21, 2021 and will fully vest on January 21, 2025.

Read SEC document
December 23, 2019 Filed Jan 23, 2020 21:39 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002278 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,530

Read SEC document
December 20, 2019 Filed Jan 23, 2020 21:39 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 2,684 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002278 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,665

Read SEC document
December 12, 2019 Filed Dec 13, 2019 17:59 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 481 $74.20 $35,690.20
Disclosure

SEC source: 0001127602-19-034925 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,349

F1 · balance_after: Includes a total of 124 shares acquired under the Employee Stock Purchase Plan to date.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:51 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-034863 · form4.xml · derivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is now fully exercised.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:51 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 7,500 $73.26 $549,450.00
Disclosure

SEC source: 0001127602-19-034863 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,830

F1 · balance_after: Includes a total of 124 shares acquired under the Employee Stock Purchase Plan to date.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 15:51 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 17,500 $23.80 $416,500.00
Disclosure

SEC source: 0001127602-19-034863 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GrantStock Option (Right to Buy) · Derivative 54,000 $70.50 Strike: $70.50 $3,807,000.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · derivative · entry 9

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2029-11-18

F4 · derivative.exercise_date: The nonqualified options vest in five annual installments of 10,800 shares on November 18 of each year, beginning on November 18, 2020 and will fully vest on November 18, 2024.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · derivative · entry 8

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 54,000 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 13,500 nonqualified options are not currently exercisable. The options vest in five annual installments of 13,500 shares annually on January 20 of each year, beginning on January 20, 2016 and fully vest on January 20, 2020.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 425 $70.50 $29,962.50
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 7

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,830

F2 · balance_after: Includes a total of 124 shares acquired under the Employee Stock Purchase Plan to date.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GrantCommon Stock 2,712 $70.50 $191,196.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 6

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,255

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 18,105 $70.50 $1,276,402.50
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,543

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 35,895 $70.50 $2,530,597.50
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,648

Read SEC document
November 18, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 54,000 $25.90 $1,398,600.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 12,565 shares previously owned indirectly through the Nicolet National Bank 401(k) Plan that are now directly owned, and 20 shares acquired under the Employee Stock Purchase Plan in October 2019.

Read SEC document
July 31, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,958

Read SEC document
July 15, 2019 Filed Nov 20, 2019 17:09 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033332 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · derivative · entry 9

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 30,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 4,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 6,810 $61.32 $417,589.20
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 7

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,631

F1 · balance_after: Includes 79 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Tax withholdingCommon Stock 20,190 $61.32 $1,238,050.80
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 6

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,441

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 30,000 $23.80 $714,000.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,631

Read SEC document
February 15, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,174

Read SEC document
February 15, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,754

Read SEC document
February 14, 2019 Filed May 22, 2019 19:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,192

Read SEC document
February 07, 2019 Filed Feb 8, 2019 14:52 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 3,312 $55.67 $184,379.04
Disclosure

SEC source: 0001127602-19-004696 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,054

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $55.94, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 07, 2019 Filed May 22, 2019 18:39 UTC Amendment NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 3,312 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-019415 · form4a.xml · derivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 3,312 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 34,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

F3 · derivative.underlying_shares: The reporting person exercised and sold 3,312 shares of Nicolet Bankshares, Inc. common stock through a broker-assisted cashless stock option exercise transaction on February 7, 2019. The original Form 4 filed on February 8, 2019 omitted the exercise of 3,312 shares, therefore the holdings were understated by 3,312 shares.

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February 07, 2019 Filed May 22, 2019 18:39 UTC Amendment NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 3,312 $23.80 $78,825.60
Disclosure

SEC source: 0001127602-19-019415 · form4a.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

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February 06, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 2,943 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · derivative · entry 8

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,812

Underlying: Common Stock · 2,943 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently exercisable as to 37,312 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

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February 06, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 2,943 $55.30 $162,747.90
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.58, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

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February 06, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 2,943 $23.80 $70,043.40
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 3,745 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · derivative · entry 7

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,755

Underlying: Common Stock · 3,745 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently exercisable as to 37,312 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

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February 05, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 3,745 $55.41 $207,510.45
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,494

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.61, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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February 05, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionCommon Stock 3,745 $23.80 $89,131.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 19:44 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 GiftCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

Read SEC document
January 24, 2019 Filed Jan 25, 2019 21:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-002734 · form4.xml · derivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 10,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 44,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

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January 24, 2019 Filed Jan 25, 2019 21:18 UTC NICOLET BANKSHARES INC NCBS · Entity 4136 SaleCommon Stock 10,000 $53.23 $532,300.00
Disclosure

SEC source: 0001127602-19-002734 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,462

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.50 to $53.45, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.