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person · Reporting owner

KATZ KAREN

Disclosed activity across 4 companies

Tapewire entity
28077
SEC CIK
0001157619

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HUMANA INCHUM · Entity 1429DirectorDecember 31, 2025January 05, 2026
TheRealReal, Inc.REAL · Entity 4817DirectorSeptember 30, 2026October 02, 2026
Under Armour, Inc.UA · Entity 558DirectorJuly 01, 2025July 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HUMANA INC

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,627 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Grant · Acquired 766 · Balance 3,627

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect124 Reported balance After 2025-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-12-31 · Grant · Acquired 49 · Balance 124

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect535 Reported balance Holding disclosure · report date 2025-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 535

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Humana CommonSEC Table I · non-derivativeDirect590 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 590

Filing footnotes · ownership attribution and instrument terms

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

TheRealReal, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect256,145 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 2,262 · Balance 256,145

F1: Represents shares of TheRealReal, Inc. common stock that will be issued to the Reporting Person upon settlement of deferred restricted stock units (DRSUs). Each DRSU is the economic equivalent of one share of TheRealReal, Inc. common stock.

F2: The DRSUs were granted to the Reporting Person on September 30, 2026 pursuant to TheRealReal Inc. 2019 Equity Incentive Plan and are fully vested. The DRSUs are deferred and generally will be settled upon the Reporting Persons separation from service as a Non-Employee Director of the TheRealReal Inc. or a date elected by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of TheRealReal, Inc. common stock that will be issued to the Reporting Person upon settlement of deferred restricted stock units (DRSUs). Each DRSU is the economic equivalent of one share of TheRealReal, Inc. common stock.

F2: The DRSUs were granted to the Reporting Person on September 30, 2026 pursuant to TheRealReal Inc. 2019 Equity Incentive Plan and are fully vested. The DRSUs are deferred and generally will be settled upon the Reporting Persons separation from service as a Non-Employee Director of the TheRealReal Inc. or a date elected by the Reporting Person.

Under Armour, Inc.

Report date July 01, 2025 · Filed July 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common StockSEC Table I · non-derivativeDirect188,479.75 Reported balance After 2025-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-07-01 · Grant · Acquired 3,338.28 · Balance 188,479.75

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.

Class C Common StockSEC Table I · non-derivativeIndirectKatz Family Trust2,014 Reported balance Holding disclosure · report date 2025-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,014

Class A Common StockSEC Table I · non-derivativeDirect5,120.96 Reported balance Holding disclosure · report date 2025-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,120.96

Class A Common StockSEC Table I · non-derivativeIndirectKatz Family Trust2,000 Reported balance Holding disclosure · report date 2025-07-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Casper Sleep Inc.

Report date January 25, 2022 · Filed January 26, 2022

Section 16 reporting ended · disclosed 2022-01-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-25 transaction · row 1
1 source row

Row 1 · 2022-01-25 · Disposition to issuer · Disposed 40,012 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.90 · Expires 2029-04-10Direct0 Reported balance After 2022-01-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-01-25 · Disposition to issuer · Disposed 60,000 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3: The options provided for vesting in equal monthly installments over a four year period commencing on May 11, 2019, and would have been fully vested and exercisable on April 11, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

F3: The options provided for vesting in equal monthly installments over a four year period commencing on May 11, 2019, and would have been fully vested and exercisable on April 11, 2023.

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2021 Filed Sep 14, 2021 21:20 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 9,087 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000154 · edgardoc.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,230

Read SEC document
July 15, 2021 Filed Jul 19, 2021 20:18 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 1,284 $8.27 $10,618.68
Disclosure

SEC source: 0001598674-21-000067 · wf-form4_162672586734589.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,048

F2 · shares: Represents 1,284 deferred stock units received in lieu of cash compensation for service as a director pursuant to an election made by the Reporting Person. Each deferred stock unit will settle in full 90 days after the Reporting Person ceases to serve on the Company's Board of Directors.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:21 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,263.3 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000814 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,710.83

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:30 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 66 $442.72 $29,219.19
Disclosure

SEC source: 0000049071-21-000105 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441

Underlying: Humana Common · 66 shares

Expires not disclosed

F2 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:43 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 16,062 $0.00 $0.00
Disclosure

SEC source: 0001598674-21-000053 · wf-form4_162370700368934.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,394

F1 · shares: Represents 16,062 deferred stock units. Each deferred stock unit represents a contingent right to receive one share of common stock. The deferred stock units will vest on the earlier of (i) the day immediately preceding the 2022 Annual Meeting of Stockholders and (ii) June 10, 2022 and, pursuant to an election made by the Reporting Person, will settle in full 90 days after the Reporting Person ceases to serve on the Company's Board of Directors.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 8,161.05 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000742 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,447.53

F1 · security: Annual restricted stock unit grant pursuant to the Under Armour, Inc. 2021 Non-Employee Director Compensation Plan.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:54 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 2,143 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000068 · primary_doc.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143

Read SEC document
April 15, 2021 Filed Jul 19, 2021 20:18 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 1,370 $7.75 $10,617.50
Disclosure

SEC source: 0001598674-21-000067 · wf-form4_162672586734589.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,764

F1 · shares: Represents 1,370 deferred stock units received in lieu of cash compensation for service as a director pursuant to an election made by the Reporting Person. Each deferred stock unit will settle in full 90 days after the Reporting Person ceases to serve on the Company's Board of Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:21 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,299.95 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000639 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,286.48

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 13:50 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 67 $422.60 $28,314.20
Disclosure

SEC source: 0000049071-21-000070 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Underlying: Humana Common · 67 shares

Expires not disclosed

F2 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Read SEC document
January 04, 2021 Filed Jan 5, 2021 19:42 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000006 · edgar.xml · derivative · entry 5

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

Underlying: Humana Common · 403 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,577.03 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000024 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,986.53

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:42 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 3 $407.16 $1,221.47
Disclosure

SEC source: 0000049071-21-000006 · edgar.xml · derivative · entry 4

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Humana Common · 3 shares

Expires not disclosed

F3 · security: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

F3 · derivative.exercise_price: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

F3 · derivative.exercise_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

F3 · derivative.expiration_date: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:42 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 73 $407.16 $29,722.32
Disclosure

SEC source: 0000049071-21-000006 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Underlying: Humana Common · 73 shares

Expires not disclosed

F2 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F2 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:14 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,721.06 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001589 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,409.5

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:47 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 71 $410.09 $29,116.57
Disclosure

SEC source: 0000049071-20-000126 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

Underlying: Humana Common · 71 shares

Expires not disclosed

F3 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

Read SEC document
September 20, 2020 Filed Sep 22, 2020 13:43 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 590 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000124 · edgar.xml · derivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 09/20/2020 and forfeited in its entirety if service is less than one year.

F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 09/20/2020 and forfeited in its entirety if service is less than one year.

Read SEC document
September 20, 2020 Filed Sep 22, 2020 13:43 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 590 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000124 · edgar.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 11:30 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 2,059.31 $0.00 $0.00
Disclosure

SEC source: 0001336917-20-000046 · primary_doc.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,688.44

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:23 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 78 $384.15 $29,963.70
Disclosure

SEC source: 0000049071-20-000097 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Humana Common · 78 shares

Expires not disclosed

F3 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

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May 27, 2020 Filed May 29, 2020 20:21 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 17,626.32 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001342 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,629.13

F1 · security: Annual restricted stock unit grant pursuant to the Under Armour, Inc. 2019 Non-Employee Director Compensation Plan.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 21:28 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 3,187.92 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000995 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,002.81

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:38 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 86 $308.22 $26,506.49
Disclosure

SEC source: 0000049071-20-000074 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86

Underlying: Humana Common · 86 shares

Expires not disclosed

F3 · security: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_price: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.exercise_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

F3 · derivative.expiration_date: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).

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March 05, 2020 Filed Mar 9, 2020 21:35 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 17,332 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-030850 · a4.xml · nonDerivative · entry 1

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

F1 · shares: The Reporting Person received an award of 17,332 restricted stock units on March 5, 2020. The restricted stock units vest in full on March 5, 2021. Each restricted stock unit represents a right to receive one share of Issuer common stock upon vesting.

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January 02, 2020 Filed Jan 6, 2020 14:15 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 453 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000013 · edgar.xml · derivative · entry 3

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453

Underlying: Humana Common · 453 shares

Expires not disclosed

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/20.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/20.

Read SEC document
January 02, 2020 Filed Mar 6, 2020 21:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 974.53 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000813 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,814.89

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:08 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,041.09 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002193 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,840.36

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 14:22 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 590 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000095 · edgar.xml · derivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Humana Common · 590 shares

Expires not disclosed

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 09/20/2020 and forfeited in its entirety if service is less than one year.

F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 09/20/2020 and forfeited in its entirety if service is less than one year.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 849.57 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001660 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,799.27

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:35 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 7,649.16 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001428 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,949.7

F1 · security: Annual restricted stock unit grant pursuant to the Under Armour, Inc. 2019 Non-Employee Director Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:28 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 995.22 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001177 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300.54

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:08 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,139.82 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000014 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305.32

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:14 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 969.49 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002310 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,165.5

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 12:42 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 886.52 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001814 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,196.01

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 9,085.4 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001512 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,309.49

F1 · security: Annual restricted stock unit grant pursuant to the Under Armour, Inc. 2017 Non-Employee Director Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:14 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,340.24 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-001231 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,224.09

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:56 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,342.16 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000084 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,883.85

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:14 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,243.37 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002850 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,541.69

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 913.74 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002292 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,298.32

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:07 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 8,412.79 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-002064 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,384.58

F1 · security: Annual restricted stock unit grant pursuant to the Under Armour, Inc. 2017 Non-Employee Director Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:21 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 1,021.8 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001552 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,971.79

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:21 UTC Under Armour, Inc. UA · Entity 558 GrantClass C Common Stock 727.87 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000071 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,949.99

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:07 UTC Under Armour, Inc. UAC · Entity 558 GrantClass C Common Stock 550.66 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-006899 · form.xml · nonDerivative · entry 2

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,222.12

F1 · security: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. 2006 Non-Employee Director Deferred Stock Unit Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.