Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FiscalNote Holdings, Inc.
Report date June 26, 2026 · Filed July 29, 2026
Section 16 reporting ended · disclosed 2026-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 156,041 |
Ending reported balance
After 2026-06-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-26 · Tax withholding · Disposed 5,295 · Balance 198,434 F1: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 10,772 restricted stock units upon the reporting person's departure from the Issuer. Row 2 · 2026-06-26 · Tax withholding · Disposed 10,245 · Balance 188,189 F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 20,844 restricted stock units upon the reporting person's departure from the Issuer. Row 3 · 2026-06-26 · Tax withholding · Disposed 32,148 · Balance 156,041 F3: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 65,407 restricted stock units upon the reporting person's departure from the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 10,772 restricted stock units upon the reporting person's departure from the Issuer.
F2: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 20,844 restricted stock units upon the reporting person's departure from the Issuer.
F3: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 65,407 restricted stock units upon the reporting person's departure from the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 4, 2024 22:23 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,810 | $1.63 | $6,193.54 |
DisclosureSEC source: 0000950170-24-024964 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 465,198 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 23:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 891 | $1.49 | $1,329.19 |
DisclosureSEC source: 0000950170-24-013432 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 469,008 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 23:06 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,670 | $1.27 | $4,655.03 |
DisclosureSEC source: 0000950170-24-010748 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 469,899 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:47 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 957 | $1.03 | $986.28 |
DisclosureSEC source: 0000950170-24-003694 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,663 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:40 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,884 | $1.01 | $3,941.09 |
DisclosureSEC source: 0000950170-24-002255 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 467,620 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| December 29, 2023 Filed Jan 24, 2024 00:08 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 6,906 | $0.97 | $6,691.91 |
DisclosureSEC source: 0000950170-24-006748 · ownership.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,569 F1 · shares: These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 782 | $1.23 | $962.64 |
DisclosureSEC source: 0001209191-23-058093 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 471,504 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:00 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,400 | $0.97 | $3,304.80 |
DisclosureSEC source: 0001209191-23-057251 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 472,286 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 21:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 828 | $1.37 | $1,132.70 |
DisclosureSEC source: 0001209191-23-054821 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 475,686 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,408 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,301 | $1.31 | $4,307.81 |
DisclosureSEC source: 0001209191-23-054128 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 476,514 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| October 10, 2023 Filed Oct 13, 2023 00:40 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 871 | $1.95 | $1,701.06 |
DisclosureSEC source: 0001209191-23-052740 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,815 F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:25 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,353 | $1.89 | $6,347.23 |
DisclosureSEC source: 0001209191-23-051958 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 480,686 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 23:45 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 780 | $2.02 | $1,571.70 |
DisclosureSEC source: 0001209191-23-049032 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,039 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | SaleClass A Common Stock | 3,345 | $2.14 | $7,158.30 |
DisclosureSEC source: 0001209191-23-048146 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 484,819 F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 20:10 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $3.20 | $2,566.40 |
DisclosureSEC source: 0001209191-23-044968 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,164 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 20:10 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $3.28 | $10,620.64 |
DisclosureSEC source: 0001209191-23-043949 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,966 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 20:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $3.77 | $3,023.54 |
DisclosureSEC source: 0001209191-23-042007 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,204 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,408 restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:45 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $3.64 | $11,786.32 |
DisclosureSEC source: 0001209191-23-041226 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,006 F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:11 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $2.41 | $1,932.82 |
DisclosureSEC source: 0001209191-23-035522 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 496,244 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:00 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $2.13 | $6,896.94 |
DisclosureSEC source: 0001209191-23-034021 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,046 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:29 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $1.66 | $1,331.32 |
DisclosureSEC source: 0001209191-23-028492 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,284 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| May 01, 2023 Filed May 2, 2023 22:41 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $1.73 | $5,601.74 |
DisclosureSEC source: 0001209191-23-026718 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,086 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 20:36 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $2.24 | $1,796.48 |
DisclosureSEC source: 0001209191-23-024015 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,324 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:18 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $2.23 | $7,220.74 |
DisclosureSEC source: 0001209191-23-022291 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,126 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:27 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $2.00 | $1,604.00 |
DisclosureSEC source: 0001209191-23-017612 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,364 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,408 restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:37 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 3,238 | $2.35 | $7,609.30 |
DisclosureSEC source: 0001209191-23-014717 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,166 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 8,326 | $3.45 | $28,724.70 |
DisclosureSEC source: 0001209191-23-010155 · doc4.xml · nonDerivative · entry 2 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,404 F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the issuance of 25,000 shares of Class A Common Stock as disclosed in Footnote 1. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:15 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010155 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,730 F1 · shares: These shares of Class A Common Stock were granted pursuant to the terms of Mr. Resnik's employment agreement and are vested effective immediately. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 00:17 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 1,235 | $3.60 | $4,446.00 |
DisclosureSEC source: 0001209191-23-008171 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,730 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:30 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 4,988 | $3.50 | $17,458.00 |
DisclosureSEC source: 0001209191-23-006462 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,965 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 22:28 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $6.14 | $4,924.28 |
DisclosureSEC source: 0001209191-23-003043 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,953 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:38 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $6.27 | $5,028.54 |
DisclosureSEC source: 0001209191-22-060504 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,007 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| December 07, 2022 Filed Jan 5, 2023 00:05 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 802 | $6.27 | $5,028.54 |
DisclosureSEC source: 0001209191-23-001382 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,007 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:54 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 12,951 | $6.09 | $78,871.59 |
DisclosureSEC source: 0001209191-22-059430 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,809 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:57 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 9,620 | $5.57 | $53,583.40 |
DisclosureSEC source: 0001209191-22-056238 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,760 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 28,886 restricted stock units. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:39 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 12,951 | $4.97 | $64,366.47 |
DisclosureSEC source: 0001209191-22-055054 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,380 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:32 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantNon-qualified stock options · Derivative | 199,999 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-053187 · doc4.xml · derivative · entry 2 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,999 Underlying: Class A Common Stock · 199,999 shares Expires 2032-10-04 F2 · derivative.exercise_date: These nonstatutory stock options vest as to twenty-five percent (25%) of the underlying shares monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining options vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:32 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 466,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053187 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,331 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Twenty-five percent (25%) of the RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining RSUs vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 28,889 | Not disclosed Strike: $8.39 | Not disclosed |
DisclosureSEC source: 0000899243-22-027473 · doc4.xml · derivative · entry 5 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889 Underlying: Class A Common Stock · 28,889 shares Expires 2031-12-22 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F11 · price: Received in the Business Combination in exchange for 24,338 ISOs of Legacy FiscalNote. F10 · derivative.exercise_date: The ISOs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the ISOs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 25% of the total number of ISOs on the first anniversary of the vesting commencement date, and as to an additional 6.25% of the total number of shares subject to the ISOs on the corresponding day of each quarter thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 29,675 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0000899243-22-027473 · doc4.xml · derivative · entry 4 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 Underlying: Class A Common Stock · 29,675 shares Expires 2031-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F9 · price: Received in the Business Combination in exchange for 25,000 ISOs of Legacy FiscalNote. F8 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is July 12, 2021. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 148,375 | Not disclosed Strike: $2.43 | Not disclosed |
DisclosureSEC source: 0000899243-22-027473 · doc4.xml · derivative · entry 3 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,375 Underlying: Class A Common Stock · 148,375 shares Expires 2030-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F7 · price: Received in the Business Combination in exchange for 125,000 ISOs of Legacy FiscalNote. F6 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is April 23, 2020. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantIncentive Stock Options · Derivative | 53,415 | Not disclosed Strike: $2.23 | Not disclosed |
DisclosureSEC source: 0000899243-22-027473 · doc4.xml · derivative · entry 2 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,415 Underlying: Class A Common Stock · 53,415 shares Expires 2029-05-01 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F5 · price: Received in the Business Combination in exchange for 45,000 ISOs of Legacy FiscalNote. F4 · derivative.exercise_date: The incentive stock options ("ISOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is April 8, 2019. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:14 UTC | FiscalNote Holdings, Inc. NOTE · Entity 8522 | GrantClass A Common Stock | 86,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027473 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,666 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the RSUs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to one-third of the total number of RSUs on the first anniversary of the vesting commencement date, and as to an additional one-thirty-sixth (1/36) of the total number of RSUs on the corresponding day of each month thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. F3 · price: Received in the Business Combination in exchange for 73,013 RSUs of Legacy FiscalNote. Read SEC document |
| January 03, 2022 Filed Jan 11, 2023 21:55 UTC Amendment | FiscalNote Holdings, Inc. NOTE · Entity 8522 | Tax withholdingClass A Common Stock | 14,252 | $6.25 | $89,075.00 |
DisclosureSEC source: 0001209191-23-003010 · doc4a.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,755 F1 · date: This amendment is filed to correct the entirety of the original filing on January 4, 2023. On January 4, 2023, the reporting person inadvertently filed a duplicate of a form that was filed on December 9, 2022. F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.