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person · Reporting owner

Pratt Brian

Disclosed activity across 8 companies

Tapewire entity
28011
SEC CIK
0001441252

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Legato Merger Corp.LEGO · Entity 136256DirectorJuly 06, 2021July 08, 2021
Legato Merger Corp. IIILEGT · Entity 91494Director · Non-Executive ChairmanApril 01, 2024May 03, 2024
Legato Merger Corp. IVLEGO · Entity 5911DirectorJuly 27, 2026July 29, 2026
Limbach Holdings, Inc.LMB · Entity 543010% ownerMarch 31, 2020April 01, 2020
NEUROONE MEDICAL TECHNOLOGIES CorpNMTC · Entity 780810% ownerJuly 10, 2026July 14, 2026
Southland Holdings, Inc.SLND · Entity 7398Director · NON-EXECUTIVE CHAIRMANNovember 07, 2023November 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Legato Merger Corp.

Report date July 06, 2021 · Filed July 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,778,334 Reported balance After 2021-07-06 transaction · row 1
1 source row

Row 1 · 2021-07-06 · Purchase · Acquired 25,000 · Balance 1,778,334

F1: The purchase price paid by the reporting person is the same as the purchase price initially paid by the transferors for the shares.

Filing footnotes · ownership attribution and instrument terms

F1: The purchase price paid by the reporting person is the same as the purchase price initially paid by the transferors for the shares.

Legato Merger Corp. III

Report date April 01, 2024 · Filed May 03, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary sharesSEC Table I · non-derivativeDirect1,160,000 Reported balance After 2024-04-01 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2024-04-01 · Sale · Disposed 40,000 · Balance 1,160,000

Legato Merger Corp. IV

Report date July 27, 2026 · Filed July 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectBy Pratt Capital, LLC1,160,000 Reported balance After 2026-07-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-07-27 · Sale · Disposed 40,000 · Balance 1,160,000

F1: Includes 150,000 shares contained within units.

F2: Pratt Capital, LLC is an affiliate of Mr. Pratt.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 150,000 shares contained within units.

F2: Pratt Capital, LLC is an affiliate of Mr. Pratt.

Limbach Holdings, Inc.

Report date March 31, 2020 · Filed April 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,537,800 Reported balance After 2020-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-03-31 · Purchase · Acquired 7,800 · Balance 1,537,800

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 and $3.00. The reporting person undertakes to provide Limbach Holdings, Inc., any security holder of Limbach Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.

F2: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 and $3.00. The reporting person undertakes to provide Limbach Holdings, Inc., any security holder of Limbach Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.

F2: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

NEUROONE MEDICAL TECHNOLOGIES Corp

Report date July 10, 2026 · Filed July 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,085,934 Reported balance Holding disclosure · report date 2026-07-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,085,934

F1: These shares of common stock are held in a joint account by Brian Pratt and his spouse, Barbara Pratt.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock are held in a joint account by Brian Pratt and his spouse, Barbara Pratt.

Southland Holdings, Inc.

Report date November 07, 2023 · Filed November 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect157,174 Reported balance After 2023-11-07 transaction · row 1
1 source row

Row 1 · 2023-11-07 · Grant · Acquired 7,174 · Balance 157,174

F1: Represents shares of common stock issued to the reporting person as partial compensation for Board of Directors annual retainer fee.

Common stockSEC Table I · non-derivativeIndirectBy Pratt Capital I, LP1,717,554 Reported balance Holding disclosure · report date 2023-11-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,717,554

F2: These securities are owned by Pratt Capital I, LP, of which the Reporting Person is Manager of the General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common stockSEC Table I · non-derivativeIndirectBy Pratt Capital LLC484,436 Reported balance Holding disclosure · report date 2023-11-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 484,436

F3: These securities are owned by Pratt Capital LLC, of which the Reporting Person is a Member and Manager of the Manager. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock issued to the reporting person as partial compensation for Board of Directors annual retainer fee.

F2: These securities are owned by Pratt Capital I, LP, of which the Reporting Person is Manager of the General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: These securities are owned by Pratt Capital LLC, of which the Reporting Person is a Member and Manager of the Manager. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Energy Services of America CORP

Report date June 15, 2022 · Filed June 17, 2022

Section 16 reporting ended · disclosed 2022-06-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,636,936 Last balance in matching sequence After 2022-06-17 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2022-06-15 · Sale · Disposed 56,412 · Balance 1,738,401

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.735, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F4: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

Row 2 · 2022-06-16 · Sale · Disposed 40,478 · Balance 1,697,923

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F4: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

Row 3 · 2022-06-17 · Sale · Disposed 60,987 · Balance 1,636,936

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.45 inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F4: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.735, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.45 inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F4: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

Primoris Services Corp

Report date February 21, 2020 · Filed February 25, 2020

Section 16 reporting ended · disclosed 2020-02-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,442,045 Reported balance After 2020-02-21 transaction · row 1
1 source row

Row 1 · 2020-02-21 · Grant · Acquired 2,093 · Balance 2,442,045

F2: The non-employee director compensation program adopted by the Board in May 2011 and updated August 5, 2014, provides for the issuance of restricted stock with a value of $46,667. The price per share was based on the average closing price during December 2019, resulting in a grant of 2,093 shares of stock. The shares of stock cannot be sold for a period of twelve months from the date of grant.

Common StockSEC Table I · non-derivativeIndirectby BLP 2018-6 Trust241,400 Reported balance Holding disclosure · report date 2020-02-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 241,400

F1: Shares are held by the BLP 2018-6 Retained Annuity Trust, of which Reporting Person is the trustee.

Common StockSEC Table I · non-derivativeIndirectby Spouse97,810 Reported balance Holding disclosure · report date 2020-02-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 97,810

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by the BLP 2018-6 Retained Annuity Trust, of which Reporting Person is the trustee.

F2: The non-employee director compensation program adopted by the Board in May 2011 and updated August 5, 2014, provides for the issuance of restricted stock with a value of $46,667. The price per share was based on the average closing price during December 2019, resulting in a grant of 2,093 shares of stock. The shares of stock cannot be sold for a period of twelve months from the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2017 Filed Aug 22, 2017 20:37 UTC Amendment Primoris Services Corp PRIM · Entity 1018 GrantCommon Stock 1,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011729 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,752,319

F1 · price: The non-employee director compensation program adopted by the Board in May 2011 and updated August 5, 2014, provides for the issuance of restricted stock with a value of $46,667 resulting in a grant of 1,908 shares of stock. The shares of stock cannot be sold for a period of twelve months from the date of grant.

F2 · balance_after: Correction of amount of securities from "9,751,509" to "9,752,319".

Read SEC document
May 03, 2017 Filed May 3, 2017 21:56 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006498 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 5/02/2017 transaction, the settlement price was $22.97 per share and for the 5/03/2017 transaction the settlement price was $22.52 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
May 03, 2017 Filed May 3, 2017 21:56 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006498 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 5/02/2017 transaction, the settlement price was $22.97 per share and for the 5/03/2017 transaction the settlement price was $22.52 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:56 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006498 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 5/02/2017 transaction, the settlement price was $22.97 per share and for the 5/03/2017 transaction the settlement price was $22.52 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:56 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006498 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,760,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 5/02/2017 transaction, the settlement price was $22.97 per share and for the 5/03/2017 transaction the settlement price was $22.52 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
May 01, 2017 Filed May 1, 2017 21:14 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006320 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/28/2017 transaction, the settlement price was $22.97 per share and for the 5/01/2017 transaction the settlement price was $23.01 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
May 01, 2017 Filed May 1, 2017 21:14 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006320 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/28/2017 transaction, the settlement price was $22.97 per share and for the 5/01/2017 transaction the settlement price was $23.01 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 28, 2017 Filed May 1, 2017 21:14 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006320 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/28/2017 transaction, the settlement price was $22.97 per share and for the 5/01/2017 transaction the settlement price was $23.01 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 28, 2017 Filed May 1, 2017 21:14 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006320 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,780,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/28/2017 transaction, the settlement price was $22.97 per share and for the 5/01/2017 transaction the settlement price was $23.01 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 21:06 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006224 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/26/2017 transaction, the settlement price was $23.52 per share and for the 4/27/2017 transaction the settlement price was $23.49 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 27, 2017 Filed Apr 27, 2017 21:06 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006224 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/26/2017 transaction, the settlement price was $23.52 per share and for the 4/27/2017 transaction the settlement price was $23.49 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:06 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006224 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/26/2017 transaction, the settlement price was $23.52 per share and for the 4/27/2017 transaction the settlement price was $23.49 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 21:06 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006224 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/26/2017 transaction, the settlement price was $23.52 per share and for the 4/27/2017 transaction the settlement price was $23.49 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 25, 2017 Filed Apr 25, 2017 20:55 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006187 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/24/2017 transaction, the settlement price was $23.03 per share and for the 4/25/2017 transaction the settlement price was $23.31 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 25, 2017 Filed Apr 25, 2017 20:55 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006187 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,810,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/24/2017 transaction, the settlement price was $23.03 per share and for the 4/25/2017 transaction the settlement price was $23.31 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 20:55 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006187 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/24/2017 transaction, the settlement price was $23.03 per share and for the 4/25/2017 transaction the settlement price was $23.31 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 20:55 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006187 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/24/2017 transaction, the settlement price was $23.03 per share and for the 4/25/2017 transaction the settlement price was $23.31 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 21:01 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006147 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/20/2017 transaction, the settlement price was $22.88 per share and for the 4/21/2017 transaction the settlement price was $22.61 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 21:01 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006147 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,830,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/20/2017 transaction, the settlement price was $22.88 per share and for the 4/21/2017 transaction the settlement price was $22.61 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:01 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006147 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/20/2017 transaction, the settlement price was $22.88 per share and for the 4/21/2017 transaction the settlement price was $22.61 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:01 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006147 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/20/2017 transaction, the settlement price was $22.88 per share and for the 4/21/2017 transaction the settlement price was $22.61 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 19, 2017 Filed Apr 19, 2017 21:16 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006109 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/18/2017 transaction, the settlement price was $22.75 per share and for the 4/19/2017 transaction the settlement price was $22.75 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 19, 2017 Filed Apr 19, 2017 21:16 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006109 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,850,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/18/2017 transaction, the settlement price was $22.75 per share and for the 4/19/2017 transaction the settlement price was $22.75 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 18, 2017 Filed Apr 19, 2017 21:16 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006109 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/18/2017 transaction, the settlement price was $22.75 per share and for the 4/19/2017 transaction the settlement price was $22.75 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 18, 2017 Filed Apr 19, 2017 21:16 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006109 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/18/2017 transaction, the settlement price was $22.75 per share and for the 4/19/2017 transaction the settlement price was $22.75 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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April 17, 2017 Filed Apr 17, 2017 21:35 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006022 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/13/2017 transaction, the settlement price was $22.88 per share and for the 4/17/2017 transaction the settlement price was $22.87 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 21:35 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006022 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,870,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/13/2017 transaction, the settlement price was $22.88 per share and for the 4/17/2017 transaction the settlement price was $22.87 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:35 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006022 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/13/2017 transaction, the settlement price was $22.88 per share and for the 4/17/2017 transaction the settlement price was $22.87 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:35 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006022 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/13/2017 transaction, the settlement price was $22.88 per share and for the 4/17/2017 transaction the settlement price was $22.87 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 12, 2017 Filed Apr 12, 2017 21:51 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005959 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/11/2017 transaction, the settlement price was $23.66 per share and for the 4/12/2017 transaction the settlement price was $23.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 12, 2017 Filed Apr 12, 2017 21:51 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005959 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/11/2017 transaction, the settlement price was $23.66 per share and for the 4/12/2017 transaction the settlement price was $23.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:51 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005959 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/11/2017 transaction, the settlement price was $23.66 per share and for the 4/12/2017 transaction the settlement price was $23.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:51 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005959 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/11/2017 transaction, the settlement price was $23.66 per share and for the 4/12/2017 transaction the settlement price was $23.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 21:04 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005906 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/07/2017 transaction, the settlement price was $24.25 per share and for the 4/10/2017 transaction the settlement price was $24.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 10, 2017 Filed Apr 10, 2017 21:04 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005906 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/07/2017 transaction, the settlement price was $24.25 per share and for the 4/10/2017 transaction the settlement price was $24.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:04 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005906 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/07/2017 transaction, the settlement price was $24.25 per share and for the 4/10/2017 transaction the settlement price was $24.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 21:04 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005906 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,920,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/07/2017 transaction, the settlement price was $24.25 per share and for the 4/10/2017 transaction the settlement price was $24.00 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 06, 2017 Filed Apr 6, 2017 22:02 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005853 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/05/2017 transaction, the settlement price was $22.91 per share and for the 4/06/2017 transaction the settlement price was $23.35 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 06, 2017 Filed Apr 6, 2017 22:02 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005853 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,930,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/05/2017 transaction, the settlement price was $22.91 per share and for the 4/06/2017 transaction the settlement price was $23.35 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 05, 2017 Filed Apr 6, 2017 22:02 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005853 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 190,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/05/2017 transaction, the settlement price was $22.91 per share and for the 4/06/2017 transaction the settlement price was $23.35 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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April 05, 2017 Filed Apr 6, 2017 22:02 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005853 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/05/2017 transaction, the settlement price was $22.91 per share and for the 4/06/2017 transaction the settlement price was $23.35 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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April 04, 2017 Filed Apr 4, 2017 20:37 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005563 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/03/2017 transaction, the settlement price was $23.03 per share and for the 4/04/2017 transaction the settlement price was $22.90 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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April 04, 2017 Filed Apr 4, 2017 20:37 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005563 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/03/2017 transaction, the settlement price was $23.03 per share and for the 4/04/2017 transaction the settlement price was $22.90 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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April 03, 2017 Filed Apr 4, 2017 20:37 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005563 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/03/2017 transaction, the settlement price was $23.03 per share and for the 4/04/2017 transaction the settlement price was $22.90 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:37 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005563 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 4/03/2017 transaction, the settlement price was $23.03 per share and for the 4/04/2017 transaction the settlement price was $22.90 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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March 31, 2017 Filed Mar 31, 2017 21:53 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005317 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 3/30/2017 transaction, the settlement price was $22.92 per share and for the 3/31/2017 transaction the settlement price was $23.22 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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March 31, 2017 Filed Mar 31, 2017 21:53 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005317 · edgar.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 3/30/2017 transaction, the settlement price was $22.92 per share and for the 3/31/2017 transaction the settlement price was $23.22 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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March 30, 2017 Filed Mar 31, 2017 21:53 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005317 · edgar.xml · derivative · entry 4

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 230,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 3/30/2017 transaction, the settlement price was $22.92 per share and for the 3/31/2017 transaction the settlement price was $23.22 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:53 UTC Primoris Services Corp PRIM · Entity 1018 OtherCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005317 · edgar.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,980,411

F1 · price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 3/30/2017 transaction, the settlement price was $22.92 per share and for the 3/31/2017 transaction the settlement price was $23.22 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 22:23 UTC Primoris Services Corp PRIM · Entity 1018 OtherForward Sale Contract (obligation to sell) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005209 · edgar.xml · derivative · entry 5

Pratt Brian · CIK 0001441252 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240,000 shares

Expires 2017-05-03

F1 · derivative.exercise_price: On March 31, 2014, Mr. Pratt entered into a prepaid variable forward sale with an unaffiliated third party, which was previously reported. The contract obliges Mr. Pratt to deliver to the buyer up to 400,000 shares of PRIM common stock (or, at Mr. Pratt's election, an equivalent amount of cash based on the market price of PRIM common stock at that time) on the maturity dates of the contract. The maturity dates are the 40 business days starting March 8, 2017 and ending May 3, 2017 with 10,000 shares maturing each day. For assuming this obligation, Mr. Pratt received $9,860,364 as of March 31, 2014. Mr. Pratt has pledged 400,000 shares of PRIM common stock to secure the obligations. He has retained voting rights of the pledged shares.

F2 · derivative.exercise_price: On each maturity date, the number of shares delivered to the buyer will be determined as follows: (a) If the settlement price is less than or equal to $25.6446/share, Mr. Pratt will deliver 10,000 shares; (b) if the settlement price is greater than $25.6446/share but less than or equal to $36.8321/share, he will deliver shares equal to the product of 10,000 shares multiplied by $25.6446 divided by the settlement price; or (c) if the settlement price is greater than $36.8321/share, he will deliver shares equal to the result of subtracting the quotient of $111,875 divided by the settlement price from 10,000 shares. For the 3/28/2017 transaction, the settlement price was $22.90 per share and for the 3/29/2017 transaction the settlement price was $23.05 per share. Accordingly, 10,000 shares were delivered for each of the two transactions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.