Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Chief Legal Officer | July 27, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,291 |
Ending reported balance
After 2026-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-27 · Tax withholding · Disposed 2,828 · Balance 101,339 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2026-07-28 · Sale · Disposed 2,048 · Balance 99,291 F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 5,568 |
Reported balance
Holding disclosure · report date 2026-07-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,568 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2023 Filed Aug 29, 2023 20:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 40,614 | $27.75 | $1,127,200.96 |
DisclosureSEC source: 0001421517-23-000152 · wk-form4_1693341773.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,708 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $27.590 to $27.872 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 16,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-23-000139 · wk-form4_1690488271.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,322 F1 · shares: Represents the grant of restricted stock units to the reporting person. Each restrictive stock unit represents a contingent right to receive one (1) share of the issuer's common stock at settlement. F2 · shares: These employee restricted stock units were granted on the transaction date. One third of the restricted stock units will vest on each of the first three anniversaries of the grant date. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 23:29 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 882 | $23.99 | $21,162.88 |
DisclosureSEC source: 0001421517-23-000054 · wf-form4_167875018166784.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,648 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $23.74 to $24.14 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 836 | $22.75 | $19,022.34 |
DisclosureSEC source: 0001421517-23-000030 · wf-form4_167581268734762.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,530 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $21.62 to $22.13 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,913 | $22.57 | $65,758.06 |
DisclosureSEC source: 0001421517-23-000022 · wf-form4_167545919089133.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,366 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $22.38 to $22.77 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 794 | $21.79 | $17,301.26 |
DisclosureSEC source: 0001421517-23-000022 · wf-form4_167545919089133.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,279 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $21.62 to $22.13 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 23:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 7,006 | $21.41 | $149,998.46 |
DisclosureSEC source: 0001421517-23-000011 · wf-form4_167529428182878.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,073 F1 · security: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vests on the first four anniversaries of the grant date. F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:13 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,500 | $19.07 | $47,675.00 |
DisclosureSEC source: 0001421517-22-000104 · wf-form4_165549679444558.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 5,568 Read SEC document |
| March 07, 2022 Filed Mar 15, 2022 22:44 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 7,911 | $18.96 | $149,992.56 |
DisclosureSEC source: 0001421517-22-000045 · wf-form4_164738424289823.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,067 F1 · security: The restricted stock units were granted on the transaction date. 33.3% of the restricted stock units will vest on each of the first three anniversaries of the grant date. F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 01:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,445 | $19.65 | $48,040.83 |
DisclosureSEC source: 0001421517-22-000022 · wf-form4_164393665490775.xml · nonDerivative · entry 3 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,156 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.46 to $19.79 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 01:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,132 | $19.57 | $61,291.67 |
DisclosureSEC source: 0001421517-22-000022 · wf-form4_164393665490775.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,601 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.19 to $19.74 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,293 | $18.99 Strike: $18.99 | $385,364.07 |
DisclosureSEC source: 0001421517-22-000014 · wf-form4_164375396904607.xml · derivative · entry 3 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,293 Underlying: Common Stock · 20,293 shares Expires 2032-01-28 F2 · derivative.exercise_date: This employee stock option was granted on the transaction date. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 7,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-22-000014 · wf-form4_164375396904607.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,733 F1 · security: This employee restricted stock unit was granted on the transaction date. 25% of the restricted stock unit will vests on the first four anniversaries of the grant date. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,182 | $13.81 | $16,328.98 |
DisclosureSEC source: 0001437749-21-001931 · rdgdoc.xml · nonDerivative · entry 3 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,835 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.78 to $13.95 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 4,878 | $13.97 | $68,122.73 |
DisclosureSEC source: 0001437749-21-001931 · rdgdoc.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,017 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,336 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001437749-21-001931 · rdgdoc.xml · derivative · entry 4 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,336 Underlying: Common Stock · 26,336 shares Expires 2031-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 9,849 | $13.96 | $137,492.04 |
DisclosureSEC source: 0001437749-21-001931 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,895 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 22:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,272 | $10.41 | $34,046.80 |
DisclosureSEC source: 0001437749-20-001812 · rdgdoc.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,046 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,851 | $10.24 | $18,958.87 |
DisclosureSEC source: 0001437749-20-001812 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,318 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,027 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001691 · rdgdoc.xml · derivative · entry 2 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,027 Underlying: Common Stock · 23,027 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:05 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 13,467 | $10.21 | $137,498.07 |
DisclosureSEC source: 0001437749-20-001691 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,169 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| September 23, 2019 Filed Sep 26, 2019 01:59 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 4,005 | $9.72 | $38,935.01 |
DisclosureSEC source: 0001437749-19-019067 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,702 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,415 | $7.72 | $10,918.71 |
DisclosureSEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 4 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:15 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,415 | $7.72 | $10,918.71 |
DisclosureSEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 4 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,952 | $7.67 | $14,971.84 |
DisclosureSEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 3 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,122 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 21:15 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,952 | $7.67 | $14,971.84 |
DisclosureSEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 3 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,122 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,239 | $7.60 Strike: $7.60 | $229,816.40 |
DisclosureSEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · derivative · entry 5 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,239 Underlying: Common Stock · 30,239 shares Expires 2029-01-31 F5 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:33 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,092 | $7.60 | $137,499.20 |
DisclosureSEC source: 0001421517-19-000022 · wf-form4_154941321861160.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,074 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one(1) share of common stock F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:15 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,293 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005196 · rdgdoc.xml · derivative · entry 5 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,293 Underlying: Common Stock · 30,293 shares Expires 2029-01-31 F5 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:15 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,092 | $7.60 | $137,499.20 |
DisclosureSEC source: 0001437749-19-005196 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,074 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-18-000062 · wf-form4_152184931286487.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,982 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. F2 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,417 | $7.72 | $10,932.16 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · nonDerivative · entry 2 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,410 F2 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · derivative · entry 4 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:43 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000030 · wf-form4_151788138907389.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,827 F1 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 23:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | PurchaseCommon Stock | 3,298 | $7.58 | $24,985.65 |
DisclosureSEC source: 0001437749-17-004518 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,068 F1 · price: This figure is the weighted average purchase price of multiple trades. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares purchased at each separate price upon request. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:40 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 21,867 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-17-001779 · rdgdoc.xml · derivative · entry 3 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,198 Underlying: Common Stock · 21,867 shares Expires 2027-02-02 F2 · derivative.exercise_date: 25% of these options fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:40 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 13,494 | $10.19 | $137,503.86 |
DisclosureSEC source: 0001437749-17-001779 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,494 F1 · security: Restricted Stock Units which represent a contingent right to receive shares of common stock. 25% of these restricted stock units fully vest on the 1st anniversary of the vesting start date of 02/02/2017; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 17:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | PurchaseCommon Stock | 4,770 | $10.10 | $48,177.00 |
DisclosureSEC source: 0001437749-16-041497 · rdgdoc.xml · nonDerivative · entry 1 Yeung William · CIK 0001677876 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,770 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.