organization · Reporting owner

PRUDENTIAL INSURANCE CO OF AMERICA

Disclosed activity across 13 companies

Tapewire entity: 27924
SEC CIK: 0000729057

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319	See Footnote 1	November 16, 2018	November 20, 2018
ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990	10% owner	September 09, 2024	September 11, 2024
KAYNE ANDERSON ENERGY DEVELOPMENT COKED · Entity 164448	See Footnote 1	August 06, 2018	August 08, 2018
N-able, Inc.NABL · Entity 5203	10% owner	July 19, 2021	July 28, 2021
PGIM Credit Income FundNONE · Entity 47981	10% owner	August 01, 2024	August 05, 2024
PGIM Private Credit FundNONE · Entity 9082	10% owner	July 28, 2026	July 30, 2026
PGIM Real Estate Fund Inc.NONE · Entity 45281	10% owner	April 29, 2026	May 01, 2026
SolarWinds CorpSWI · Entity 80691	10% owner	December 10, 2020	December 14, 2020
TORTOISE ENERGY INFRASTRUCTURE CORPtyg · Entity 8897	10% owner	July 15, 2026	July 17, 2026
TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263	10% owner	April 14, 2020	April 16, 2020
Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716	10% owner	December 17, 2021	December 21, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.

Report date November 16, 2018 · Filed November 20, 2018

Jointly reported with PRUDENTIAL FINANCIAL INC, PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY

Security / award	Ownership account	Disclosure context
Series C Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	Reported balance After 2018-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-16 · Other · Disposed 41 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.
Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	Reported balance After 2018-11-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-11-16 · Other · Disposed 85 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.
Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	Reported balance After 2018-11-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-11-16 · Other · Disposed 24 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.

Filing footnotes · ownership attribution and instrument terms

F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO.

F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.

ClearBridge Energy Midstream Opportunity Fund Inc.

Report date September 09, 2024 · Filed September 11, 2024

Jointly reported with PRUDENTIAL FINANCIAL INC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series M Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	314,286	Reported balance After 2024-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-09-09 · Other · Acquired 314,286 · Balance 314,286 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Series N Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	457,143	Reported balance After 2024-09-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-09-09 · Other · Acquired 457,143 · Balance 457,143 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Series R Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	285,715	Reported balance After 2024-09-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2024-09-09 · Other · Acquired 285,715 · Balance 285,715 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Series L Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	142,858	Last balance in matching sequence After 2024-09-09 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 4 · 2024-09-09 · Other · Disposed 166,667 · Balance 0 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Row 5 · 2024-09-09 · Other · Acquired 142,858 · Balance 142,858 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Filing footnotes · ownership attribution and instrument terms

F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM.

F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock.

F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock.

F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock.

F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference.

KAYNE ANDERSON ENERGY DEVELOPMENT CO

Report date August 06, 2018 · Filed August 08, 2018

Jointly reported with PRUDENTIAL FINANCIAL INC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	0	Reported balance After 2018-08-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-08-06 · Other · Disposed 1,000,000 · Balance 0 F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN. F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018. F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN.

F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018.

F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

N-able, Inc.

Report date July 19, 2021 · Filed July 28, 2021

Jointly reported with PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	743,920	Reported balance Holding disclosure · report date 2021-07-19 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 743,920 F1: Consists of 371,960 shares held directly by The Prudential Insurance Corporation of America (PICA) and 371,960 shares held directly by Prudential Legacy Insurance Corporation of New Jersey (PLIC).

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 371,960 shares held directly by The Prudential Insurance Corporation of America (PICA) and 371,960 shares held directly by Prudential Legacy Insurance Corporation of New Jersey (PLIC).

PGIM Credit Income Fund

Report date August 01, 2024 · Filed August 05, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class Z common shares of beneficial interest, par val $0.001SEC Table I · non-derivative	IndirectSee Footnote	4,179,820.55	Reported balance Holding disclosure · report date 2024-08-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 4,179,820.55 F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America for no consideration.

PGIM Private Credit Fund

Report date July 28, 2026 · Filed July 30, 2026

Jointly reported with PRUDENTIAL FINANCIAL INC, PRUCO LIFE INSURANCE CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I common shares of beneficial interest, par val $0.001SEC Table I · non-derivative	IndirectSee Footnote	7,973,656.68	Reported balance After 2026-07-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-07-28 · Sale · Disposed 214,746.359 · Balance 7,973,656.68 F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026. F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan. F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026.

F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan.

F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.

PGIM Real Estate Fund Inc.

Report date April 29, 2026 · Filed May 01, 2026

Jointly reported with PRUDENTIAL FINANCIAL INC, PRUCO LIFE INSURANCE CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnote	3,573,698.664	Reported balance After 2026-04-29 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2026-04-29 · Purchase · Acquired 270,092.227 · Balance 3,573,698.664 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc.
Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnote	6,143,238.726	Reported balance Holding disclosure · report date 2026-04-29 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 6,143,238.726 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc.

F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan.

F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.

SolarWinds Corp

Report date December 10, 2020 · Filed December 14, 2020

Jointly reported with PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,487,840	Reported balance After 2020-12-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-12-10 · Sale · Disposed 86,720 · Balance 1,487,840 F1: Consists of 43,360 shares held directly by The Prudential Insurance Company of America (PICA) and 43,360 shares held directly by Prudential Legacy Insurance Company of New Jersey (PLIC). F2: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances. F3: Consists of 743,920 shares held directly by PICA and 743,920 shares held by PLIC.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 43,360 shares held directly by The Prudential Insurance Company of America (PICA) and 43,360 shares held directly by Prudential Legacy Insurance Company of New Jersey (PLIC).

F2: On December 10, 2020, the reporting persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances.

F3: Consists of 743,920 shares held directly by PICA and 743,920 shares held by PLIC.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date July 15, 2026 · Filed July 17, 2026

Jointly reported with PRUDENTIAL FINANCIAL INC, PRUCO LIFE INSURANCE CO

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	3,000,000	Reported balance After 2026-07-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.
Series L Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person	3,000,000	Reported balance After 2026-07-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

Filing footnotes · ownership attribution and instrument terms

F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

TORTOISE PIPELINE & ENERGY FUND, INC.

Report date April 14, 2020 · Filed April 16, 2020

Jointly reported with PRUDENTIAL FINANCIAL INC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	Not disclosed	Reported balance After 2020-04-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-04-14 · Other · Disposed 1,714,286 · Balance Not disclosed F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative	IndirectBy Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting	Not disclosed	Reported balance After 2020-04-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-04-14 · Other · Disposed 342,857 · Balance Not disclosed

Filing footnotes · ownership attribution and instrument terms

F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Tortoise Midstream Energy Fund, Inc.

Report date December 17, 2021 · Filed December 21, 2021

Jointly reported with PRUDENTIAL FINANCIAL INC, PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative	IndirectBy The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep	Not disclosed	Reported balance After 2021-12-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-12-17 · Purchase · Acquired 5,000,000 · Balance Not disclosed F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	Not disclosed	Reported balance After 2021-12-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-12-17 · Purchase · Acquired 20,000,000 · Balance Not disclosed F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Series H Mandatory Redeemable Preferred StockSEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	300,000	Reported balance After 2021-12-17 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-12-17 · Purchase · Acquired 300,000 · Balance 300,000 F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Filing footnotes · ownership attribution and instrument terms

F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ClearBridge MLP & Midstream Fund Inc.

Report date September 09, 2024 · Filed September 11, 2024

Jointly reported with PRUDENTIAL FINANCIAL INC

Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series I Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	0	Reported balance After 2024-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-09-09 · Other · Disposed 160 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Series M Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative	IndirectBy ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson	0	Reported balance After 2024-09-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-09-09 · Other · Disposed 285,715 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Filing footnotes · ownership attribution and instrument terms

F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock.

F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock

ClearBridge MLP & Midstream Total Return Fund Inc.

Report date September 09, 2024 · Filed September 11, 2024

Jointly reported with PRUDENTIAL FINANCIAL INC

Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series E Mandatory Redeemable Preferred Stock (CTR)SEC Table I · non-derivative	IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	0	Reported balance After 2024-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-09-09 · Other · Disposed 366,667 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO. F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

Filing footnotes · ownership attribution and instrument terms

F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other4.02% Senior Notes, Series R, due October 16, 2026	2,901,070	$2,901,070.00	$8,416,207,144,900.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 14 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other4.02% Senior Notes, Series R, due October 16, 2026	4,641,711	$4,641,711.00	$21,545,481,007,521.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 13 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: 1,191,623 Read SEC document
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.97% Senior Notes, Series Q, due October 16, 2025	4,351,604	$4,351,604.00	$18,936,457,372,816.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 12 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.97% Senior Notes, Series Q, due October 16, 2025	4,351,605	$4,351,605.00	$18,936,466,076,025.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 11 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.79% Senior Notes, Series P, due October 16, 2023	5,512,032	$5,512,032.00	$30,382,496,769,024.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 10 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
April 14, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.79% Senior Notes, Series P, due October 16, 2023	6,092,246	$6,092,246.00	$37,115,461,324,516.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 9 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 14, 2020 Filed Apr 16, 2020 17:59 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	Other3.97% Senior Notes, Series H, due December 13, 2024	342,857	$342,857.00	$117,550,922,449.00	Disclosure SEC source: 0001137774-20-000075 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting Disclosed balance after: Not disclosed Read SEC document
April 14, 2020 Filed Apr 16, 2020 17:59 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	Other3.97% Senior Notes, Series H, due December 13, 2024	1,714,286	$1,714,286.00	$2,938,776,489,796.00	Disclosure SEC source: 0001137774-20-000075 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other4.02% Senior Notes, Series R, due October 16, 2026	1,354,167	$1,354,167.00	$1,833,768,263,889.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 8 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other4.02% Senior Notes, Series R, due October 16, 2026	2,166,666	$2,166,666.00	$4,694,441,555,556.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: 5,833,334 Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.97% Senior Notes, Series Q, due October 16, 2025	2,031,250	$2,031,250.00	$4,125,976,562,500.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.97% Senior Notes, Series Q, due October 16, 2025	2,031,250	$2,031,250.00	$4,125,976,562,500.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.79% Senior Notes, Series P, due October 16, 2023	2,572,917	$2,572,917.00	$6,619,901,888,889.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.79% Senior Notes, Series P, due October 16, 2023	2,843,750	$2,843,750.00	$8,086,914,062,500.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.18% Senior Notes, Series N, due December 13, 2024	3,000,000	$3,000,000.00	$9,000,000,000,000.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 16, 2020 00:08 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Other3.18% Senior Notes, Series N, due December 13, 2024	29,000,000	$29,000,000.00	$841,000,000,000,000.00	Disclosure SEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.33% Senior Notes, Series PP, due September 25, 2027	677,333	$677,333.00	$458,779,992,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 11 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F3 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.33% Senior Notes, Series PP, due September 25, 2027	8,128,000	$8,128,000.00	$66,064,384,000,000.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 10 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.33% Senior Notes, Series PP, due September 25, 2027	8,128,000	$8,128,000.00	$66,064,384,000,000.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 9 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.27% Senior Notes, Series OO, due April 9, 2026	5,181,600	$5,181,600.00	$26,848,978,560,000.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 8 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.27% Senior Notes, Series OO, due April 9, 2026	5,317,067	$5,317,067.00	$28,271,201,482,489.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.27% Senior Notes, Series OO, due April 9, 2026	9,821,333	$9,821,333.00	$96,458,581,896,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.20% Senior Notes, Series NN, due June 14, 2025	9,821,333	$9,821,333.00	$96,458,581,896,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.20% Senior Notes, Series NN, due June 14, 2025	10,498,667	$10,498,667.00	$110,222,008,776,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.53% Senior Notes, Series KK, due December 18, 2025	6,773,333	$6,773,333.00	$45,878,039,928,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.34% Senior Notes, Series JJ, due December 18, 2023	13,546,667	$13,546,667.00	$183,512,186,808,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:07 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Other3.22% Senior Notes, Series II, due December 18, 2022	6,773,333	$6,773,333.00	$45,878,039,928,889.00	Disclosure SEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 10, 2020 Filed Apr 14, 2020 22:28 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherSeries G Mandatory Redeemable Preferred Stock	795,333	$25.00	$19,883,325.00	Disclosure SEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 84,667 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 10, 2020 Filed Apr 14, 2020 22:28 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherSeries E Mandatory Redeemable Preferred Stock	1,446,061	$25.00	$36,151,525.00	Disclosure SEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: 153,939 F2 · ownership.direct: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 10, 2020 Filed Apr 14, 2020 22:28 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherSeries D Mandatory Redeemable Preferred Stock	903,788	$25.00	$22,594,700.00	Disclosure SEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 96,212 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
April 10, 2020 Filed Apr 14, 2020 23:02 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherSeries B Mandatory Redeemable Preferred Stock	396,000	$25.00	$9,900,000.00	Disclosure SEC source: 0001137774-20-000070 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 244,000 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
May 28, 2019 Filed May 30, 2019 21:00 UTC	SolarWinds Corp SWI · Entity 80691	SaleCommon Stock	90,726	$17.42	$1,579,993.29	Disclosure SEC source: 0000729057-19-000002 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,560 F1 · shares: Consists of 45,363 shares held directly by The Prudential Insurance Company of America (PICA) and 45,363 shares held directly by Prudential Legacy Insurance Company of New Jersey (PLIC). F2 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share. F3 · balance_after: Consists of 787,280 shares held directly by PICA and 787,280 shares held by PLIC. Read SEC document
January 08, 2019 Filed Jan 10, 2019 20:23 UTC	SolarWinds Corp SWI · Entity 80691	PurchaseCommon Stock	250	$15.15	$3,787.50	Disclosure SEC source: 0000729057-19-000001 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:28 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries D Mandatory Redeemable Preferred Stock	24	$0.00	$0.00	Disclosure SEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:28 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries D Mandatory Redeemable Preferred Stock	85	$0.00	$0.00	Disclosure SEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document
November 16, 2018 Filed Nov 20, 2018 21:28 UTC	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319	OtherSeries C Mandatory Redeemable Preferred Stock	41	$0.00	$0.00	Disclosure SEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document
October 23, 2018 Filed Oct 24, 2018 20:10 UTC	SolarWinds Corp SWI · Entity 80691	ConversionClass A Common Stock · Derivative	15,988	Not disclosed	Not disclosed	Disclosure SEC source: 0000729057-18-000002 · primary_doc.xml · derivative · entry 2 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,068,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · kind: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F5 · shares: Consists of 7,994 shares held directly by PICA and 7,994 shares held directly by PLIC. F2 · price: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.exercise_date: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F2 · derivative.expiration_date: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F1 · derivative.underlying: Immediately prior to the completion of the Issuers initial public offering and following the conversion of the Issuers Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F2 · derivative.underlying_shares: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F3 · derivative.underlying_shares: Consists of 534,236 shares held directly by The Prudential Insurance Company of America (PICA) and 534,236 shares held directly by Prudential Legacy Insurance Company of New Jersey (PLIC). Read SEC document
October 23, 2018 Filed Oct 24, 2018 20:10 UTC	SolarWinds Corp SWI · Entity 80691	ConversionCommon Stock	1,068,472	Not disclosed	Not disclosed	Disclosure SEC source: 0000729057-18-000002 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the completion of the Issuers initial public offering and following the conversion of the Issuers Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock. F2 · kind: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F3 · shares: Consists of 534,236 shares held directly by The Prudential Insurance Company of America (PICA) and 534,236 shares held directly by Prudential Legacy Insurance Company of New Jersey (PLIC). F2 · price: Immediately prior to the completion of the Issuers initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuers Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018. F4 · balance_after: Consists of 832,643 shares held directly by PICA and 832,643 shares held directly by PLIC. Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase4.02% Senior Notes, Series R, due October 16, 2026	5,000,000	$5,000,000.00	$25,000,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase4.02% Senior Notes, Series R, due October 16, 2026	8,000,000	$8,000,000.00	$64,000,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase3.97% Senior Notes, Series Q, due October 16, 2025	7,500,000	$7,500,000.00	$56,250,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase3.97% Senior Notes, Series Q, due October 16, 2025	7,500,000	$7,500,000.00	$56,250,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase3.79% Senior Notes, Series P, due October 16, 2023	9,500,000	$9,500,000.00	$90,250,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	Purchase3.79% Senior Notes, Series P, due October 16, 2023	10,500,000	$10,500,000.00	$110,250,000,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document
October 16, 2018 Filed Oct 18, 2018 19:35 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	PurchaseSeries G Mandatory Redeemable Preferred Stock	880,000	$25.00	$22,000,000.00	Disclosure SEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 880,000 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:49 UTC	KAYNE ANDERSON ENERGY DEVELOPMENT CO KED · Entity 164448	OtherSeries A Mandatory Redeemable Preferred Shares	1,000,000	$25.00	$25,000,000.00	Disclosure SEC source: 0001137774-18-000083 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN. F2 · shares: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018. F3 · ownership.direct: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
September 25, 2017 Filed Sep 26, 2017 17:45 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Purchase3.33% Senior Notes, Series PP, due September 25, 2027	1,000,000	$1,000,000.00	$1,000,000,000,000.00	Disclosure SEC source: 0001137774-17-000110 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F3 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
September 25, 2017 Filed Sep 26, 2017 17:45 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Purchase3.33% Senior Notes, Series PP, due September 25, 2027	12,000,000	$12,000,000.00	$144,000,000,000,000.00	Disclosure SEC source: 0001137774-17-000110 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document
September 25, 2017 Filed Sep 26, 2017 17:45 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	Purchase3.33% Senior Notes, Series PP, due September 25, 2027	12,000,000	$12,000,000.00	$144,000,000,000,000.00	Disclosure SEC source: 0001137774-17-000110 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.