TapewireFind a company

person · Reporting owner

ERGEN CANTEY

Disclosed activity across 2 companies

Tapewire entity
27603
SEC CIK
0001138538

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EchoStar CORPECHO · Entity 3188Director · 10% owner · SENIOR ADVISORJuly 29, 2026July 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EchoStar CORP

Report date July 29, 2026 · Filed July 31, 2026

Jointly reported with ERGEN CHARLES W

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectI6,497,560 Reported balance After 2026-07-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-07-29 · Gift · Disposed 1,502,440 · Balance 6,497,560

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI76,457,283 Reported balance Holding disclosure · report date 2026-07-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 76,457,283

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI23,097,210 Reported balance Holding disclosure · report date 2026-07-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 23,097,210

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F10: On May 13, 2025, Mr. Ergen established the Ergen Two-Year May 2025 SATS GRAT (the "2025 May GRAT") and contributed 26,000,000 Class B shares to the 2025 May GRAT. The 2025 May GRAT currently holds 23,097,210 Class B shares. The 2025 May GRAT is scheduled to expire in accordance with its terms on May 13, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 May GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI14,483,467 Reported balance Holding disclosure · report date 2026-07-29 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 14,483,467

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F11: On June 26, 2025, Mr. Ergen established the Ergen Two-Year June 2025 SATS GRAT (the "2025 June GRAT") and contributed 16,800,000 Class B shares to the 2025 June GRAT. The 2025 June GRAT currently holds 14,483,467 Class B shares. The 2025 June GRAT is scheduled to expire in accordance with its terms on June 26, 2027. Mrs. Cantey M. Ergen serves at the trustee of the 2025 June GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI4,300,000 Reported balance Holding disclosure · report date 2026-07-29 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 4,300,000

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F12: On June 15, 2026, Mr. Ergen established the Ergen Two-Year June 2026 SATS GRAT (the "June 2026 GRAT") and contributed 4,300,000 Class B shares to the June 2026 GRAT. The June 2026 GRAT is scheduled to expire in accordance with its terms on June 15, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI5,000,000 Reported balance Holding disclosure · report date 2026-07-29 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 5,000,000

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F13: On July 20, 2026, Mr. Ergen established the Ergen Two-Year July 2026 ECHO GRAT (the "July 2026 GRAT") and contributed 5,000,000 Class B shares to the July 2026 GRAT. The July 2026 GRAT is scheduled to expire in accordance with its terms on July 20, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Class B Common StockSEC Table II · derivative / convertible securityDirect1,512,948 Reported balance After 2026-07-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-07-29 · Gift · Acquired 1,502,440 · Balance 1,512,948

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT.

Class A Common StockSEC Table I · non-derivativeDirect11,140,269 Reported balance Holding disclosure · report date 2026-07-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 11,140,269

Class A Common StockSEC Table I · non-derivativeIndirectI11,404 Reported balance Holding disclosure · report date 2026-07-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,404

F1: By 401(K).

Class A Common StockSEC Table I · non-derivativeIndirectI2,148 Reported balance Holding disclosure · report date 2026-07-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,148

F2: Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse.

Class A Common StockSEC Table I · non-derivativeIndirectI1,313 Reported balance Holding disclosure · report date 2026-07-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,313

F3: Held by Mrs. Ergen in a 401(k) account.

Class A Common StockSEC Table I · non-derivativeIndirectI11,921 Reported balance Holding disclosure · report date 2026-07-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 11,921

F4: The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI766,443 Reported balance Holding disclosure · report date 2026-07-29 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 766,443

F5: The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI2,350,696 Reported balance Holding disclosure · report date 2026-07-29 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,350,696

F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI1,551,355 Reported balance Holding disclosure · report date 2026-07-29 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 1,551,355

F7: These shares are beneficially owned indirectly by Mr. Ergen through nXgen Opportunities, LLC, which controls CONX Corp. The reporting persons disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: By 401(K).

F2: Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse.

F3: Held by Mrs. Ergen in a 401(k) account.

F4: The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F5: The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F7: These shares are beneficially owned indirectly by Mr. Ergen through nXgen Opportunities, LLC, which controls CONX Corp. The reporting persons disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT.

F10: On May 13, 2025, Mr. Ergen established the Ergen Two-Year May 2025 SATS GRAT (the "2025 May GRAT") and contributed 26,000,000 Class B shares to the 2025 May GRAT. The 2025 May GRAT currently holds 23,097,210 Class B shares. The 2025 May GRAT is scheduled to expire in accordance with its terms on May 13, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 May GRAT.

F11: On June 26, 2025, Mr. Ergen established the Ergen Two-Year June 2025 SATS GRAT (the "2025 June GRAT") and contributed 16,800,000 Class B shares to the 2025 June GRAT. The 2025 June GRAT currently holds 14,483,467 Class B shares. The 2025 June GRAT is scheduled to expire in accordance with its terms on June 26, 2027. Mrs. Cantey M. Ergen serves at the trustee of the 2025 June GRAT.

F12: On June 15, 2026, Mr. Ergen established the Ergen Two-Year June 2026 SATS GRAT (the "June 2026 GRAT") and contributed 4,300,000 Class B shares to the June 2026 GRAT. The June 2026 GRAT is scheduled to expire in accordance with its terms on June 15, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F13: On July 20, 2026, Mr. Ergen established the Ergen Two-Year July 2026 ECHO GRAT (the "July 2026 GRAT") and contributed 5,000,000 Class B shares to the July 2026 GRAT. The July 2026 GRAT is scheduled to expire in accordance with its terms on July 20, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DISH Network CORP

Report date December 31, 2023 · Filed January 04, 2024

Jointly reported with ERGEN CHARLES W

Section 16 reporting ended · disclosed 2024-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-12-31 · Disposition to issuer · Disposed 10,957 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F3: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-12-31 · Disposition to issuer · Disposed 2,168,975 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F4: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-12-31 · Disposition to issuer · Disposed 6,699,489 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-12-31 · Disposition to issuer · Disposed 26,000,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI0 Reported balance After 2023-12-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-31 · Disposition to issuer · Disposed 63,790,699 · Balance 0

F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI0 Reported balance After 2023-12-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-31 · Disposition to issuer · Disposed 28,000,000 · Balance 0

F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI0 Reported balance After 2023-12-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-12-31 · Disposition to issuer · Disposed 89,500,000 · Balance 0

F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F8: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Class B Common StockSEC Table II · derivative / convertible securityIndirectI0 Reported balance After 2023-12-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-12-31 · Disposition to issuer · Disposed 57,000,000 · Balance 0

F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F9: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F3: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F4: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.

F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT.

F9: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2024 Filed Jul 15, 2024 13:39 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 26,500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019541 · form4-07152024_010746.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,125

Underlying: Class A Common Stock · 26,500,000 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: On July 10, 2024, Charles W. Ergen established the Ergen Two-Year July 2024 SATS GRAT (the "2024 July GRAT") and contributed 26,500,000 Class B shares to the 2024 July GRAT. The 2024 July GRAT is scheduled to expire in accordance with its terms on July 10, 2026. Mrs. Cantey M. Ergen serves as the trustee of the 2024 July GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:36 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 16,298,707 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018453 · form4-06282024_080625.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,580,125

Underlying: Class A Common Stock · 16,298,707 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT holds 15,104,784 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:36 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 16,298,707 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018453 · form4-06282024_080625.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 15,104,784

Underlying: Class A Common Stock · 16,298,707 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT holds 15,104,784 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT holds 15,104,784 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June GRAT.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 7,572,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,281,418

Underlying: Class A Common Stock · 7,572,328 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 7,572,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 6,927,672

Underlying: Class A Common Stock · 7,572,328 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 2,687,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,709,090

Underlying: Class A Common Stock · 2,687,900 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 2,687,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,687,900 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 6,000,000

Underlying: Class A Common Stock · 6,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,190

Underlying: Class A Common Stock · 6,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 2,261,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,021,190

Underlying: Class A Common Stock · 2,261,098 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 2,261,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 7,563,458

Underlying: Class A Common Stock · 2,261,098 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass A Common Stock 9,122,802 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,353,060

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC EchoStar CORP SATS · Entity 3188 GiftClass A Common Stock 9,122,802 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:43 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 3,693,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,760,092

Underlying: Class A Common Stock · 3,693,428 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:43 UTC EchoStar CORP SATS · Entity 3188 GiftClass B Common Stock · Derivative 3,693,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,693,428 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 10

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 Tax withholdingClass A Common Stock 6 $16.57 $99.42
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 4

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213

F7 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionClass A Common Stock 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 3

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass B Common Stock · Derivative 57,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 57,000,000 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass B Common Stock · Derivative 89,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 7

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 89,500,000 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass B Common Stock · Derivative 28,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 6

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,000,000 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass B Common Stock · Derivative 63,790,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 5

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,790,699 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · ownership.nature: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 26,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 4

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F6 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 6,699,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 3

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F5 · ownership.nature: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 2,168,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F4 · ownership.nature: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:27 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 10,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.

F3 · ownership.nature: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass B Common Stock · Derivative 22,382,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 35,190,866

Underlying: Class A Common Stock · 22,382,661 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass B Common Stock · Derivative 19,999,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 7

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 28,799,989

Underlying: Class A Common Stock · 19,999,989 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: On December 22, 2023, Mr. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "2023 December GRAT") and contributed a total of 8,800,000 Issuer Class B shares and 57,000,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such DISH shares converted into the right to receive 19,999,989 shares of Issuer Class B Common Stock. The 2023 December GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 December GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass B Common Stock · Derivative 31,403,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 6

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 31,403,491

Underlying: Class A Common Stock · 31,403,491 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: On June 26, 2023, Mr. Ergen established the Ergen Two-Year June 2023 DISH GRAT (the "2023 June DISH GRAT") and contributed a total of 89,500,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such shares converted into the right to receive 31,403,491 shares of Issuer Class B Common Stock. The 2023 June DISH GRAT is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass B Common Stock · Derivative 9,824,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 5

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 9,824,556

Underlying: Class A Common Stock · 9,824,556 shares

Expires not disclosed

F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 9,122,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 4

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 9,122,802

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 2,350,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 3

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 2,350,696

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 761,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Charitable Foundation

Disclosed balance after: 766,443

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F3 · ownership.nature: These shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:58 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By child

Disclosed balance after: 9,966

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F2 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerRestricted Stock Units · Derivative 47 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · derivative · entry 7

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47 shares

Expires 2024-01-01

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $14.04 Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · derivative · entry 6

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2028-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $32.44 Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · derivative · entry 5

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $32.34 Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · derivative · entry 4

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 5,000 Not disclosed Strike: $35.47 Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · derivative · entry 3

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 2,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · nonDerivative · entry 2

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · ownership.nature: By 401(K).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:22 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000402 · form4-01042024_120149.xml · nonDerivative · entry 1

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantRestricted Stock Units · Derivative 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 9

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16

Underlying: Class A Common Stock · 16 shares

Expires 2024-01-01

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F6 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $40.02 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 8

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2028-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $92.44 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 7

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2027-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $92.17 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 6

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2026-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $101.09 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 5

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2025-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 988 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 2

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,189

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 156 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 1

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:38 UTC DISH Network CORP DISH · Entity 95602 GiftClass B Common Stock · Derivative 57,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016960 · form4-12272023_091253.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 57,000,000

Underlying: Class A Common Stock · 57,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F10 · kind: On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F10 · ownership.nature: On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 21:38 UTC DISH Network CORP DISH · Entity 95602 GiftClass B Common Stock · Derivative 57,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016960 · form4-12272023_091253.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,588

Underlying: Class A Common Stock · 57,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F10 · kind: On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.