Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONX Corp.CONX · Entity 81166 | Director · Chairman · 10% owner | April 01, 2025 | April 03, 2025 |
| EchoStar CORPECHO · Entity 3188 | Director · CHAIRMAN, PRES and CEO · 10% owner | July 29, 2026 | July 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONX Corp.
Report date April 01, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.52 · Expires 2030-04-01 | Direct | 10,000 |
Reported balance
After 2025-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-01 · Grant · Acquired 10,000 · Balance 10,000 F1: The shares underlying the option were 100% vested upon the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option were 100% vested upon the date of grant.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 6,497,560 |
Reported balance
After 2026-07-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-07-29 · Gift · Disposed 1,502,440 · Balance 6,497,560 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 76,457,283 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 76,457,283 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 23,097,210 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 23,097,210 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F10: On May 13, 2025, Mr. Ergen established the Ergen Two-Year May 2025 SATS GRAT (the "2025 May GRAT") and contributed 26,000,000 Class B shares to the 2025 May GRAT. The 2025 May GRAT currently holds 23,097,210 Class B shares. The 2025 May GRAT is scheduled to expire in accordance with its terms on May 13, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 May GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 14,483,467 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 14,483,467 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F11: On June 26, 2025, Mr. Ergen established the Ergen Two-Year June 2025 SATS GRAT (the "2025 June GRAT") and contributed 16,800,000 Class B shares to the 2025 June GRAT. The 2025 June GRAT currently holds 14,483,467 Class B shares. The 2025 June GRAT is scheduled to expire in accordance with its terms on June 26, 2027. Mrs. Cantey M. Ergen serves at the trustee of the 2025 June GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 4,300,000 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 4,300,000 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F12: On June 15, 2026, Mr. Ergen established the Ergen Two-Year June 2026 SATS GRAT (the "June 2026 GRAT") and contributed 4,300,000 Class B shares to the June 2026 GRAT. The June 2026 GRAT is scheduled to expire in accordance with its terms on June 15, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 5,000,000 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 5,000,000 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F13: On July 20, 2026, Mr. Ergen established the Ergen Two-Year July 2026 ECHO GRAT (the "July 2026 GRAT") and contributed 5,000,000 Class B shares to the July 2026 GRAT. The July 2026 GRAT is scheduled to expire in accordance with its terms on July 20, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 1,512,948 |
Reported balance
After 2026-07-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-07-29 · Gift · Acquired 1,502,440 · Balance 1,512,948 F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,140,269 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,140,269 |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 11,404 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,404 F1: By 401(K). |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 2,148 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,148 F2: Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 1,313 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,313 F3: Held by Mrs. Ergen in a 401(k) account. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 11,921 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,921 F4: The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 766,443 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 766,443 F5: The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 2,350,696 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,350,696 F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 1,551,355 |
Reported balance
Holding disclosure · report date 2026-07-29 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,551,355 F7: These shares are beneficially owned indirectly by Mr. Ergen through nXgen Opportunities, LLC, which controls CONX Corp. The reporting persons disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: By 401(K).
F2: Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse.
F3: Held by Mrs. Ergen in a 401(k) account.
F4: The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F5: The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F6: The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F7: These shares are beneficially owned indirectly by Mr. Ergen through nXgen Opportunities, LLC, which controls CONX Corp. The reporting persons disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F8: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.
F9: Pursuant to the terms of the Ergen Two-Year July 2025 SATS GRAT (the "2025 July GRAT") on July 29, 2026, the 2025 July GRAT distributed 1,502,440 Class B shares held by the 2025 July GRAT to Mr. Ergen as an annuity payment. Following this distribution, the 2025 July GRAT holds 6,497,560 Class B shares. The 2025 July GRAT is scheduled to expire in accordance with its terms on July 29, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 July GRAT.
F10: On May 13, 2025, Mr. Ergen established the Ergen Two-Year May 2025 SATS GRAT (the "2025 May GRAT") and contributed 26,000,000 Class B shares to the 2025 May GRAT. The 2025 May GRAT currently holds 23,097,210 Class B shares. The 2025 May GRAT is scheduled to expire in accordance with its terms on May 13, 2027. Mrs. Cantey M. Ergen serves as the trustee of the 2025 May GRAT.
F11: On June 26, 2025, Mr. Ergen established the Ergen Two-Year June 2025 SATS GRAT (the "2025 June GRAT") and contributed 16,800,000 Class B shares to the 2025 June GRAT. The 2025 June GRAT currently holds 14,483,467 Class B shares. The 2025 June GRAT is scheduled to expire in accordance with its terms on June 26, 2027. Mrs. Cantey M. Ergen serves at the trustee of the 2025 June GRAT.
F12: On June 15, 2026, Mr. Ergen established the Ergen Two-Year June 2026 SATS GRAT (the "June 2026 GRAT") and contributed 4,300,000 Class B shares to the June 2026 GRAT. The June 2026 GRAT is scheduled to expire in accordance with its terms on June 15, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.
F13: On July 20, 2026, Mr. Ergen established the Ergen Two-Year July 2026 ECHO GRAT (the "July 2026 GRAT") and contributed 5,000,000 Class B shares to the July 2026 GRAT. The July 2026 GRAT is scheduled to expire in accordance with its terms on July 20, 2028. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DISH Network CORP
Report date December 31, 2023 · Filed January 04, 2024
Jointly reported with ERGEN CANTEY
Section 16 reporting ended · disclosed 2024-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-31 · Disposition to issuer · Disposed 10,957 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F3: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-12-31 · Disposition to issuer · Disposed 2,168,975 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F4: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-12-31 · Disposition to issuer · Disposed 6,699,489 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-12-31 · Disposition to issuer · Disposed 26,000,000 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-12-31 · Disposition to issuer · Disposed 63,790,699 · Balance 0 F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-12-31 · Disposition to issuer · Disposed 28,000,000 · Balance 0 F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-12-31 · Disposition to issuer · Disposed 89,500,000 · Balance 0 F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F8: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectI | 0 |
Reported balance
After 2023-12-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-12-31 · Disposition to issuer · Disposed 57,000,000 · Balance 0 F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F9: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable.
F3: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F4: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F5: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein.
F6: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT.
F7: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.
F8: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT.
F9: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2024 Filed Jun 27, 2024 01:45 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 7,572,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 10 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 6,927,672 Underlying: Class A Common Stock · 7,572,328 shares Expires not disclosed F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:45 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 2,687,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,709,090 Underlying: Class A Common Stock · 2,687,900 shares Expires not disclosed F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms. F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:45 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 2,687,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 2,687,900 shares Expires not disclosed F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms. F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 6,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 12 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 6,000,000 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 6,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 11 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,190 Underlying: Class A Common Stock · 6,000,000 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 2,261,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 10 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,021,190 Underlying: Class A Common Stock · 2,261,098 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 2,261,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 7,563,458 Underlying: Class A Common Stock · 2,261,098 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass A Common Stock | 9,122,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,353,060 F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
| May 13, 2024 Filed May 15, 2024 22:42 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass A Common Stock | 9,122,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:14 UTC | CONX Corp. CONX · Entity 81166 | GrantPrivate Placement Warrant · Derivative | 11,333,333 | $1.50 Strike: $11.50 | $16,999,999.50 |
DisclosureSEC source: 0001104659-24-057068 · tm2413433-2_4seq1.xml · derivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner nXgen Opportunities, LLC · CIK 0001829359 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 11,333,333 Underlying: Class A Common Stock · 11,333,333 shares Expires not disclosed F3 · kind: The private placement warrants were purchased by the Sponsor on October 29, 2020. Each private placement warrant is exercisable to purchase one share of the Issuer's Class A common stock at a price of $11.50 per share, subject to adjustment, and becomes exercisable 30 days after the consummation of the business combination, which occurred on May 1, 2024, and expires five years after the consummation of the business combination or earlier upon redemption or liquidation. F3 · derivative.exercise_date: The private placement warrants were purchased by the Sponsor on October 29, 2020. Each private placement warrant is exercisable to purchase one share of the Issuer's Class A common stock at a price of $11.50 per share, subject to adjustment, and becomes exercisable 30 days after the consummation of the business combination, which occurred on May 1, 2024, and expires five years after the consummation of the business combination or earlier upon redemption or liquidation. F3 · derivative.expiration_date: The private placement warrants were purchased by the Sponsor on October 29, 2020. Each private placement warrant is exercisable to purchase one share of the Issuer's Class A common stock at a price of $11.50 per share, subject to adjustment, and becomes exercisable 30 days after the consummation of the business combination, which occurred on May 1, 2024, and expires five years after the consummation of the business combination or earlier upon redemption or liquidation. F2 · ownership.direct: The securities are held directly by nXgen Opportunities, LLC (the "Sponsor"). Charles W. Ergen controls the Sponsor. Each Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:14 UTC | CONX Corp. CONX · Entity 81166 | ConversionClass B Common Stock · Derivative | 18,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-057068 · tm2413433-2_4seq1.xml · derivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner nXgen Opportunities, LLC · CIK 0001829359 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 18,750,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · price: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · derivative.exercise_date: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · derivative.expiration_date: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · derivative.underlying_shares: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · balance_after: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F2 · ownership.direct: The securities are held directly by nXgen Opportunities, LLC (the "Sponsor"). Charles W. Ergen controls the Sponsor. Each Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:14 UTC | CONX Corp. CONX · Entity 81166 | ConversionClass A Common Stock | 18,750,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-057068 · tm2413433-2_4seq1.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner nXgen Opportunities, LLC · CIK 0001829359 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 18,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F1 · price: On May 1, 2024, the Issuer consummated its business combination. The Issuer's shares of Class B common stock, par value $0.0001 per share, were automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the closing of the business combination, on a one-for-one basis. F2 · ownership.direct: The securities are held directly by nXgen Opportunities, LLC (the "Sponsor"). Charles W. Ergen controls the Sponsor. Each Reporting Person disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:43 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 3,693,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 10 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,760,092 Underlying: Class A Common Stock · 3,693,428 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms. F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:43 UTC | EchoStar CORP SATS · Entity 3188 | GiftClass B Common Stock · Derivative | 3,693,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 3,693,428 shares Expires not disclosed F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms. F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | Exercise / conversionRestricted Stock Units · Derivative | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 413 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | Tax withholdingClass A Common Stock | 142 | $16.57 | $2,352.94 |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,230,257 F11 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | Exercise / conversionClass A Common Stock | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,230,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass B Common Stock · Derivative | 57,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 57,000,000 shares Expires not disclosed F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year December 2023 SATS GRAT held 57,000,000 Class B shares and is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Ergen serves as the trustee of such GRAT. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass B Common Stock · Derivative | 89,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 89,500,000 shares Expires not disclosed F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year June 2023 DISH GRAT held 89,500,000 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Ergen serves as the trustee of such GRAT. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass B Common Stock · Derivative | 28,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 28,000,000 shares Expires not disclosed F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass B Common Stock · Derivative | 63,790,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 Underlying: Class A Common Stock · 63,790,699 shares Expires not disclosed F7 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F7 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F5 · ownership.nature: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 26,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F6 · ownership.nature: Immediately prior to the Effective Time, the Ergen Two-Year May 2023 DISH GRAT held 26,000,000 Class A shares and 28,000,000 Class B shares and is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Ergen serves as the trustee of such GRAT. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 6,699,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F5 · ownership.nature: Immediately prior to the Effective Time, the shares were held by Telluray Holdings, LLC ("Telluray Holdings"). Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 2,168,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F4 · ownership.nature: Immediately prior to the Effective Time, the shares were held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:27 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 10,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000405 · form4-01042024_120154.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F3 · ownership.nature: Immediately prior to the Effective Time, the shares were owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass B Common Stock · Derivative | 22,382,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 35,190,866 Underlying: Class A Common Stock · 22,382,661 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass B Common Stock · Derivative | 19,999,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 28,799,989 Underlying: Class A Common Stock · 19,999,989 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F9 · ownership.nature: On December 22, 2023, Mr. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "2023 December GRAT") and contributed a total of 8,800,000 Issuer Class B shares and 57,000,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such DISH shares converted into the right to receive 19,999,989 shares of Issuer Class B Common Stock. The 2023 December GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 December GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass B Common Stock · Derivative | 31,403,491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 31,403,491 Underlying: Class A Common Stock · 31,403,491 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · ownership.nature: On June 26, 2023, Mr. Ergen established the Ergen Two-Year June 2023 DISH GRAT (the "2023 June DISH GRAT") and contributed a total of 89,500,000 shares of DISH Class B Common Stock to such trust. In connection with the Merger, such shares converted into the right to receive 31,403,491 shares of Issuer Class B Common Stock. The 2023 June DISH GRAT is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass B Common Stock · Derivative | 9,824,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 9,824,556 Underlying: Class A Common Stock · 9,824,556 shares Expires not disclosed F6 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F7 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F6 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 9,122,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 9,122,802 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F5 · ownership.nature: On May 12, 2023, Mr. Charles W. Ergen established the Ergen Two-Year May 2023 DISH GRAT (the "2023 May DISH GRAT") and contributed a total of 26,000,000 shares of DISH Class A Common Stock and 28,000,000 shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") to such trust. In connection with the Merger, such shares converted into the right to receive 9,122,802 shares of Issuer Class A Common Stock and 9,824,556 shares of Issuer Class B Common Stock, respectively. The 2023 May DISH GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 May DISH GRAT. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 2,350,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 2,350,696 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F4 · ownership.nature: These shares are held by Telluray Holdings, LLC ("Telluray"). Mrs. Ergen has sole voting power over the shares held by Telluray and Mr. Ergen and Mrs. Ergen share dispositive power over the shares held by Telluray. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 761,043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Charitable Foundation Disclosed balance after: 766,443 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F3 · ownership.nature: These shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:58 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 3,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-001000 · tm2333986-7_4seq1.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By child Disclosed balance after: 9,966 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). F2 · ownership.nature: The reporting persons disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $35.42 | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2028-10-01 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F10 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing on October 1, 2019. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $35.42 | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires 2028-10-01 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F9 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerRestricted Stock Units · Derivative | 1,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,178 shares Expires 2024-01-01 F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 12,500,000 | Not disclosed Strike: $27.71 | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,500,000 shares Expires 2031-02-06 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F6 · derivative.exercise_date: The grant is subject to the achievement of performance vesting goals based on specified stock price targets. For additional information, please refer to the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 filed with the Securities and Exchange Commission on November 6, 2020. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 60,000 | Not disclosed Strike: $57.93 | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 4 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,000 shares Expires 2027-01-01 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F5 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass B Common Stock · Derivative | 144,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · derivative · entry 3 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 144,588 shares Expires not disclosed F4 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F4 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 21,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. F3 · ownership.nature: Held by Mr. Ergen in a 401(k) account. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:19 UTC | DISH Network CORP DISH · Entity 95602 | Disposition to issuerClass A Common Stock | 85,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-000400 · form4-01042024_120140.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") and Class B Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class B Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock") or Class B Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class B Common Stock"), as applicable. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,543 | Not disclosed Strike: $100.95 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 11 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,543 Underlying: Class A Common Stock · 17,543 shares Expires 2028-10-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F12 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing October 1, 2019. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,087 | Not disclosed Strike: $100.95 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 10 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,087 Underlying: Class A Common Stock · 35,087 shares Expires 2028-10-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F10 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantRestricted Stock Units · Derivative | 413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413 Underlying: Class A Common Stock · 413 shares Expires 2024-01-01 F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting. F9 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,385,962 | Not disclosed Strike: $78.98 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,385,962 Underlying: Class A Common Stock · 4,385,962 shares Expires 2031-02-06 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F6 · derivative.exercise_date: The grant is subject to the achievement of performance vesting goals based on specified stock targets. For additional information, please refer to DISH's Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 filed with the Securities and Exchange Commission on November 6, 2020. As a result of the Merger, the DISH Class A Common Stock price targets will be adjusted by dividing such price targets by the Exchange Ratio. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,052 | Not disclosed Strike: $165.11 | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 6 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,052 Underlying: Class A Common Stock · 21,052 shares Expires 2027-01-01 F5 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio. F4 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass B Common Stock · Derivative | 50,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · derivative · entry 5 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,664 Underlying: Class A Common Stock · 50,732 shares Expires not disclosed F2 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · price: Received in exchange for shares of Class B Common Stock, par value $0.01 per share of DISH ("DISH Class B Common Stock") in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio. F2 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 7,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 2 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Disclosed balance after: 11,280 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:55 UTC | EchoStar CORP SATS · Entity 3188 | GrantClass A Common Stock | 30,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,229,986 F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio"). Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 21:38 UTC | DISH Network CORP DISH · Entity 95602 | GiftClass B Common Stock · Derivative | 57,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016960 · form4-12272023_091253.xml · derivative · entry 12 ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 57,000,000 Underlying: Class A Common Stock · 57,000,000 shares Expires not disclosed F8 · derivative.exercise_price: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F10 · kind: On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. F8 · derivative.exercise_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F8 · derivative.expiration_date: The holder of the Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F10 · ownership.nature: On December 22, 2023, Charles W. Ergen established the Ergen Two-Year December 2023 SATS GRAT (the "Two-Year December 2023 SATS GRAT") and contributed 57,000,000 Class B shares to the Two-Year December 2023 SATS GRAT. The Two-Year December 2023 SATS GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year December 2023 SATS GRAT is scheduled to expire in accordance with its terms on December 22, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.