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PIGOTT MARK C

Disclosed activity across 2 companies

Tapewire entity
2755
SEC CIK
0001191930

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FRANKLIN TEMPLETON INCBEN · Entity 462DirectorJanuary 01, 2021January 05, 2021
PACCAR INCPCAR · Entity 2226Director · Executive ChairmanSeptember 02, 2026September 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FRANKLIN TEMPLETON INC

Report date January 01, 2021 · Filed January 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2039-01-20Direct0 Reported balance After 2021-01-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-01 · Other · Disposed 71,702.6126 · Balance 0

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable.

F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

PACCAR INC

Report date September 02, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy PACCAR Savings Investment Plan (SIP)176,255.434 Reported balance After 2026-09-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-02 · Other · Acquired 501.274 · Balance 176,255.434

F1: Dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Common StockSEC Table I · non-derivativeDirect5,082,345 Reported balance Holding disclosure · report date 2026-09-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,082,345

Common StockSEC Table I · non-derivativeIndirectBy wife and children424,920 Reported balance Holding disclosure · report date 2026-09-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 424,920

Filing footnotes · ownership attribution and instrument terms

F1: Dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2018 Filed Apr 12, 2018 18:40 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 92.3646 $32.48 $3,000.00
Disclosure

SEC source: 0001127602-18-014454 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,551.3595

Underlying: Common Stock, par value $.10 · 92.3646 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 18:11 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 710.0149 $33.45 $23,750.00
Disclosure

SEC source: 0001127602-18-013578 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,458.9949

Underlying: Common Stock, par value $.10 · 710.0149 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:46 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 120.439 $69.91 $8,419.89
Disclosure

SEC source: 0000075362-18-000081 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,799.959

Underlying: COMMON STOCK · 120.439 shares

Expires not disclosed

F10 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F11 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F10 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:46 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 393.951 $69.91 $27,541.11
Disclosure

SEC source: 0000075362-18-000081 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,558.254

Underlying: COMMON STOCK · 393.951 shares

Expires not disclosed

F8 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F9 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F8 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:46 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 158.07 $69.91 $11,050.67
Disclosure

SEC source: 0000075362-18-000081 · edgar.xml · derivative · entry 11

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,360.825

Underlying: COMMON STOCK · 158.07 shares

Expires not disclosed

F6 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F6 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:46 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 301.155 $70.28 $21,165.17
Disclosure

SEC source: 0000075362-18-000081 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,972.334

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · kind: March 6, 2018 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

F4 · balance_after: Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 14, 2018 Filed Feb 15, 2018 19:25 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 3,642.3009 $39.81 $145,000.00
Disclosure

SEC source: 0001127602-18-006289 · form4.xml · derivative · entry 2

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,748.98

Underlying: Common Stock, par value $.10 · 3,642.3009 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:25 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 77.24 $38.84 $3,000.00
Disclosure

SEC source: 0001127602-18-006289 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,106.6791

Underlying: Common Stock, par value $.10 · 77.24 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 04, 2018 Filed Jan 6, 2018 01:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 531.432 $74.85 $39,777.69
Disclosure

SEC source: 0000075362-18-000020 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,679.52

Underlying: COMMON STOCK · 531.432 shares

Expires not disclosed

F9 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F9 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
January 04, 2018 Filed Jan 6, 2018 01:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 1,738.293 $74.85 $130,111.23
Disclosure

SEC source: 0000075362-18-000020 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,164.303

Underlying: COMMON STOCK · 1,738.293 shares

Expires not disclosed

F7 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F7 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
January 04, 2018 Filed Jan 6, 2018 01:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 697.479 $74.85 $52,206.30
Disclosure

SEC source: 0000075362-18-000020 · edgar.xml · derivative · entry 11

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,202.755

Underlying: COMMON STOCK · 697.479 shares

Expires not disclosed

F5 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F5 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
January 04, 2018 Filed Jan 6, 2018 01:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 1,327.251 $75.31 $99,955.27
Disclosure

SEC source: 0000075362-18-000020 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,618.272

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · kind: January 4, 2018 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 17:50 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 491.3295 $43.25 $21,250.00
Disclosure

SEC source: 0001127602-18-000410 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,852.1112

Underlying: Common Stock, par value $.10 · 491.3295 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:33 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 68.0272 $44.10 $3,000.00
Disclosure

SEC source: 0001127602-17-034491 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,360.7817

Underlying: Common Stock, par value $.10 · 68.0272 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 00:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 117.68 $70.17 $8,257.61
Disclosure

SEC source: 0000075362-17-000167 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,148.088

Underlying: COMMON STOCK · 117.68 shares

Expires not disclosed

F9 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F9 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
December 05, 2017 Filed Dec 8, 2017 00:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 384.927 $70.17 $27,010.33
Disclosure

SEC source: 0000075362-17-000167 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,426.01

Underlying: COMMON STOCK · 384.927 shares

Expires not disclosed

F7 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F7 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 00:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 154.449 $70.17 $10,837.69
Disclosure

SEC source: 0000075362-17-000167 · edgar.xml · derivative · entry 11

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,505.276

Underlying: COMMON STOCK · 154.449 shares

Expires not disclosed

F5 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F5 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
December 05, 2017 Filed Dec 8, 2017 00:09 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 292.115 $70.17 $20,497.71
Disclosure

SEC source: 0000075362-17-000167 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,291.021

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · kind: December 5, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 17:36 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 35.0549 $42.79 $1,500.00
Disclosure

SEC source: 0001127602-17-031309 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,292.7545

Underlying: Common Stock, par value $.10 · 35.0549 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 01:17 UTC PACCAR INC PCAR · Entity 2226 Exercise / conversionSTOCK OPTION · Derivative 98,956 $0.00 Strike: $45.74 $0.00
Disclosure

SEC source: 0000075362-17-000145 · edgar.xml · derivative · entry 6

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 98,956 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).

F4 · price: Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP).

Read SEC document
November 03, 2017 Filed Nov 7, 2017 01:17 UTC PACCAR INC PCAR · Entity 2226 SaleCOMMON STOCK 98,956 $71.37 $7,062,944.92
Disclosure

SEC source: 0000075362-17-000145 · edgar.xml · nonDerivative · entry 2

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886,445

Read SEC document
November 03, 2017 Filed Nov 7, 2017 01:17 UTC PACCAR INC PCAR · Entity 2226 Exercise / conversionCOMMON STOCK 98,956 $45.74 $4,526,247.44
Disclosure

SEC source: 0000075362-17-000145 · edgar.xml · nonDerivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,985,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2017 Filed Oct 24, 2017 17:42 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 33.6776 $44.54 $1,500.00
Disclosure

SEC source: 0001127602-17-030228 · form4.xml · derivative · entry 2

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,257.6996

Underlying: Common Stock, par value $.10 · 33.6776 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 22, 2017 Filed Oct 24, 2017 17:42 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 33.6776 $44.54 $1,500.00
Disclosure

SEC source: 0001127602-17-030228 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,224.022

Underlying: Common Stock, par value $.10 · 33.6776 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 18:30 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 475.0727 $44.73 $21,250.00
Disclosure

SEC source: 0001127602-17-028852 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,044.4244

Underlying: Common Stock, par value $.10 · 475.0727 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 21:13 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 35.7228 $41.99 $1,500.00
Disclosure

SEC source: 0001127602-17-027437 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569.3517

Underlying: Common Stock, par value $.10 · 35.7228 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:31 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 126.089 $65.24 $8,226.05
Disclosure

SEC source: 0000075362-17-000123 · edgar.xml · derivative · entry 14

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,030.408

Underlying: COMMON STOCK · 126.089 shares

Expires not disclosed

F10 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F11 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F10 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:31 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 412.434 $65.24 $26,907.19
Disclosure

SEC source: 0000075362-17-000123 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,041.083

Underlying: COMMON STOCK · 412.434 shares

Expires not disclosed

F8 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F9 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F8 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:31 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 165.486 $65.24 $10,796.31
Disclosure

SEC source: 0000075362-17-000123 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,350.827

Underlying: COMMON STOCK · 165.486 shares

Expires not disclosed

F6 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F6 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:31 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 314.476 $65.73 $20,670.51
Disclosure

SEC source: 0000075362-17-000123 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,998.906

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · security: Balance includes shares awarded under SIP (Company match) and/or employee contributions since date of last report in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4 · kind: September 6, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 22:10 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 471.4888 $45.07 $21,250.00
Disclosure

SEC source: 0001127602-17-022581 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,395.6382

Underlying: Common Stock, par value $.10 · 471.4888 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 18:51 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 67.9656 $44.14 $3,000.00
Disclosure

SEC source: 0001127602-17-021409 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,924.1494

Underlying: Common Stock, par value $.10 · 67.9656 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:57 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 127.794 $64.12 $8,194.15
Disclosure

SEC source: 0000075362-17-000092 · edgar.xml · derivative · entry 14

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,904.319

Underlying: COMMON STOCK · 127.794 shares

Expires not disclosed

F10 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F11 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F10 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:57 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 418.008 $64.12 $26,802.67
Disclosure

SEC source: 0000075362-17-000092 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,628.649

Underlying: COMMON STOCK · 418.008 shares

Expires not disclosed

F8 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F9 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F8 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:57 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 167.723 $64.12 $10,754.40
Disclosure

SEC source: 0000075362-17-000092 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,185.341

Underlying: COMMON STOCK · 167.723 shares

Expires not disclosed

F6 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F6 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 21:57 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 318.176 $64.66 $20,573.26
Disclosure

SEC source: 0000075362-17-000092 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,640.567

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · security: Balance includes shares awarded under SIP (Company match) and/or employee contributions since date of last report in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4 · kind: June 6, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 17:44 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 36.7557 $40.81 $1,500.00
Disclosure

SEC source: 0001127602-17-014694 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702.6635

Underlying: Common Stock, par value $.10 · 36.7557 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 18:28 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 508.982 $41.75 $21,250.00
Disclosure

SEC source: 0001127602-17-013803 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,665.9078

Underlying: Common Stock, par value $.10 · 508.982 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:11 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 116.006 $67.57 $7,838.53
Disclosure

SEC source: 0000075362-17-000070 · edgar.xml · derivative · entry 14

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,776.525

Underlying: COMMON STOCK · 116.006 shares

Expires not disclosed

F10 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F11 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F10 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:11 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 379.451 $67.57 $25,639.50
Disclosure

SEC source: 0000075362-17-000070 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,210.641

Underlying: COMMON STOCK · 379.451 shares

Expires not disclosed

F8 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F9 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F8 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:11 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 152.252 $67.57 $10,287.67
Disclosure

SEC source: 0000075362-17-000070 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,017.618

Underlying: COMMON STOCK · 152.252 shares

Expires not disclosed

F6 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F6 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:11 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 287.912 $68.27 $19,655.75
Disclosure

SEC source: 0000075362-17-000070 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,220.524

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · security: Balance includes shares awarded under SIP (Company match) since date of last report in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F4 · kind: March 7, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

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February 15, 2017 Filed Feb 16, 2017 18:40 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 3,160.1124 $42.72 $135,000.00
Disclosure

SEC source: 0001127602-17-006524 · form4.xml · derivative · entry 2

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,156.9258

Underlying: Common Stock, par value $.10 · 3,160.1124 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

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February 14, 2017 Filed Feb 16, 2017 18:40 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 71.259 $42.10 $3,000.00
Disclosure

SEC source: 0001127602-17-006524 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,996.8134

Underlying: Common Stock, par value $.10 · 71.259 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:14 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DCP) · Derivative 294.77 $65.88 $19,419.45
Disclosure

SEC source: 0000075362-17-000016 · edgar.xml · derivative · entry 14

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,660.519

Underlying: COMMON STOCK · 294.77 shares

Expires not disclosed

F9 · security: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F10 · kind: Dividend on share units held in deferred phantom stock account under DCP reinvested pursuant to DCP.

F9 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

F9 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Compensation Plan (DCP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:14 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (DICP) · Derivative 964.18 $65.88 $63,520.18
Disclosure

SEC source: 0000075362-17-000016 · edgar.xml · derivative · entry 13

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,831.19

Underlying: COMMON STOCK · 964.18 shares

Expires not disclosed

F7 · security: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.exercise_price: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F8 · kind: Dividend on share units held in deferred phantom stock account under DICP reinvested pursuant to DICP.

F7 · derivative.exercise_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F7 · derivative.expiration_date: Share units held in deferred phantom stock account under PACCAR Deferred Incentive Compensation Plan (DICP) convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:14 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (LTIP) · Derivative 386.872 $65.88 $25,487.13
Disclosure

SEC source: 0000075362-17-000016 · edgar.xml · derivative · entry 12

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,865.366

Underlying: COMMON STOCK · 386.872 shares

Expires not disclosed

F5 · security: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.exercise_price: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F6 · kind: Dividend on share units held in deferred phantom stock account under LTIP reinvested pursuant to LTIP.

F5 · derivative.exercise_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

F5 · derivative.expiration_date: Share units held in deferred phantom stock account under LTIP convertible to common stock on a one for one basis upon satisfaction of all applicable conditions.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 23:14 UTC PACCAR INC PCAR · Entity 2226 OtherCOMMON STOCK (SIP) 737.044 $66.05 $48,681.76
Disclosure

SEC source: 0000075362-17-000016 · edgar.xml · nonDerivative · entry 4

PIGOTT MARK C · CIK 0001191930 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,875.85

F2 · security: Shares held in PACCAR Savings Investment Plan (SIP).

F3 · kind: January 6, 2017 dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 00:12 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 525.4698 $40.44 $21,250.00
Disclosure

SEC source: 0001127602-17-000358 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,790.9102

Underlying: Common Stock, par value $.10 · 525.4698 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:14 UTC FRANKLIN TEMPLETON INC BEN · Entity 462 GrantDeferred Director's Fees (FRI) · Derivative 75.0188 $39.99 $3,000.00
Disclosure

SEC source: 0001127602-16-069844 · form4.xml · derivative · entry 1

PIGOTT MARK C · CIK 0001191930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,265.4404

Underlying: Common Stock, par value $.10 · 75.0188 shares

Expires 2039-01-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.