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Elliott Brad S

Disclosed activity across 1 company

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27473
SEC CIK
0001656892

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQUITY BANCSHARES INCEQBK · Entity 4952Director · Chief Executive OfficerJuly 29, 2026July 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQUITY BANCSHARES INC

Report date July 29, 2026 · Filed July 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect55,313 Ending reported balance After 2026-07-30 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-07-29 · Exercise / conversion · Acquired 4,165 · Balance 59,478

Row 2 · 2026-07-29 · Sale · Disposed 4,165 · Balance 55,313

F1: This transaction was executed in multiple trades at prices ranging from $51.01 USD to $51.27 USD; the price reported above reflects the weighted average sale price.

Row 3 · 2026-07-30 · Exercise / conversion · Acquired 416 · Balance 55,729

Row 4 · 2026-07-30 · Sale · Disposed 416 · Balance 55,313

F2: This transaction was executed in multiple trades at prices ranging from $51.00 USD to $51.06 USD; the price reported above reflects the weighted average sale price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2027-02-17Direct416 Reported balance After 2026-07-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-07-29 · Exercise / conversion · Disposed 4,165 · Balance 416

F4: The option vested over three equal installments beginning on February 17, 2018.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2027-02-17Direct0 Reported balance After 2026-07-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-07-30 · Exercise / conversion · Disposed 416 · Balance 0

F4: The option vested over three equal installments beginning on February 17, 2018.

Class A Common StockSEC Table I · non-derivativeIndirectBy Elliott Legacy, LLC308,787 Reported balance Holding disclosure · report date 2026-07-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 308,787

F3: The reporting person is the managing member of Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $51.01 USD to $51.27 USD; the price reported above reflects the weighted average sale price.

F2: This transaction was executed in multiple trades at prices ranging from $51.00 USD to $51.06 USD; the price reported above reflects the weighted average sale price.

F3: The reporting person is the managing member of Elliott Legacy, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: The option vested over three equal installments beginning on February 17, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2021 Filed Nov 19, 2021 22:20 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionCommon Stock 30,000 $12.00 $360,000.00
Disclosure

SEC source: 0001562180-21-007186 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Equity Bancshares Inc. stock options totaling 30,000. The exercise was net settled, resulting in receipt of 11,086 shares by the reporting person following payment of the strike price and applicable taxes.

F2 · balance_after: Includes 500 shares purchased on August 14th, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:55 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionStock Option (Right to Buy) · Derivative 37,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-21-005494 · primarydocument.xml · derivative · entry 5

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 37,000 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20% 5 Years beginning on 01-Jan-2012

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:55 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Tax withholdingCommon Stock 24,024 $32.45 $779,578.80
Disclosure

SEC source: 0001562180-21-005494 · primarydocument.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,242

F1 · shares: Exercise of Equity Bancshares Inc. stock options totaling 37,000. The exercise was net settled, resulting in receipt of 12,976 shares by the reporting person following payment of the strike price and applicable taxes.

F2 · price: Fair market value at close of business on August 18, 2021, the day the transaction was initiated by the reporting person and approved by the Company.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:55 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionCommon Stock 37,000 $12.00 $444,000.00
Disclosure

SEC source: 0001562180-21-005494 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of Equity Bancshares Inc. stock options totaling 37,000. The exercise was net settled, resulting in receipt of 12,976 shares by the reporting person following payment of the strike price and applicable taxes.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-21-005400 · primarydocument.xml · derivative · entry 5

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 50,000 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested over five equal installments beginning on January 1, 2013.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Tax withholdingCommon Stock 32,465 $32.45 $1,053,489.25
Disclosure

SEC source: 0001562180-21-005400 · primarydocument.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,266

F1 · shares: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 50,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 17,535 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of August 16th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

F1 · price: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 50,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 17,535 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of August 16th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionCommon Stock 50,000 $12.00 $600,000.00
Disclosure

SEC source: 0001562180-21-005400 · primarydocument.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 50,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 17,535 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of August 16th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:45 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000899243-21-021827 · doc4.xml · derivative · entry 5

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Class A Common Stock · 33,000 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested over five equal installments beginning on January 1, 2013.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:45 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Tax withholdingClass A Common Stock 20,076 $33.19 $666,322.44
Disclosure

SEC source: 0000899243-21-021827 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,731

F1 · shares: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 33,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 12,924 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of June 1st when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

F1 · price: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 33,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 12,924 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of June 1st when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:45 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 33,000 $12.00 $396,000.00
Disclosure

SEC source: 0000899243-21-021827 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 33,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 12,924 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of June 1st when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 01:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 8,358 $28.33 $236,782.14
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,807

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.56, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 01:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 11,166 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,165

F4 · shares: Vesting of performance shares following the Compensation Committee's certification of achievement of certain pre-established performance goals.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 01:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 8,229 $28.48 $234,361.92
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,999

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $29.12, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 01:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 4,913 $29.02 $142,575.26
Disclosure

SEC source: 0000899243-21-011236 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,228

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.05, inclusive. The reporting person undertakes to provide to Equity Bancshares, Inc., any security holder of Equity Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Includes 500 shares purchased on February 14, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
January 29, 2021 Filed Feb 4, 2021 01:17 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantEmployee Stock Option (right to buy) · Derivative 4,163 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0000899243-21-004805 · doc4.xml · derivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

Underlying: Class A Common Stock · 4,163 shares

Expires 2031-01-29

F4 · derivative.exercise_date: The option vests in three equal annual installements beginning on January 29, 2022.

Read SEC document
January 29, 2021 Filed Feb 4, 2021 01:17 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 29,553 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004805 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,641

F1 · shares: Represents the grant of 18,881 shares of time-vested restricted units vesting in three equal installments beginning on January 29, 2022, as well as 10,672 shares of performance-based restricted units cliff vesting on January 29, 2024 if performance criteria are met.

F3 · balance_after: Includes 500 shares purchased on February 14, 2020, as well as 451 shares purchased on August 14, 2020 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

F5 · balance_after: Includes adjustment for overstatement of new grant awarded on February 7, 2020, which was overstated by 127 shares.

F6 · balance_after: Reflects a transfer of 172,551 shares from Brad Elliott to Elliott Legacy, LLC on January 8, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:33 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 8,450 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004110 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,815

F1 · shares: Represents the grant of time-vested restricted stock units. The restricted stock units vest in three equal annual installments beginning on February 7, 2021.

F2 · balance_after: Includes 500 shares purchased on August 14, 2019 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:24 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantStock Option (right to buy) · Derivative 24,876 $0.00 Strike: $32.29 $0.00
Disclosure

SEC source: 0000899243-19-003733 · doc4.xml · derivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,876

Underlying: Class A Common Stock · 24,876 shares

Expires 2029-02-12

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 12, 2020.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 00:24 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantStock Option (right to buy) · Derivative 9,301 $0.00 Strike: $32.29 $0.00
Disclosure

SEC source: 0000899243-19-003733 · doc4.xml · derivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,301

Underlying: Class A Common Stock · 9,301 shares

Expires 2029-02-12

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:23 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 3,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003189 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,865

F2 · shares: Represents the grant of time-vested restricted stock units. Upon grant, 922 of the time-vested restricted stock units vested. The remaining time-vested restricted stock units vest in three equal annual installments beginning on February 7, 2020.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:23 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 7,174 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003189 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,178

F1 · shares: Represents the grant of time-vested restricted stock units. The restricted stock units vest in three equal annual installments beginning on February 7, 2020.

Read SEC document
February 28, 2018 Filed Mar 3, 2018 00:30 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 27,071 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006257 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,004

F1 · shares: Represents grant of time-vested restricted stock units. Upon grant, 6,768 of the time-vested restricted stock units vested. The remaining time-vested restricted stock units vest in three equal annual installments beginning on February 28, 2019.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 21:13 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-17-021811 · doc4.xml · derivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 21:13 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 4,000 $34.00 $136,000.00
Disclosure

SEC source: 0000899243-17-021811 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

Read SEC document
September 07, 2017 Filed Sep 11, 2017 21:13 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 4,000 $17.00 $68,000.00
Disclosure

SEC source: 0000899243-17-021811 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · derivative · entry 7

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · nonDerivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · nonDerivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · derivative · entry 6

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:59 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0000899243-17-021617 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · derivative · entry 7

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 01, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · nonDerivative · entry 4

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

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September 01, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · nonDerivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 31, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · derivative · entry 6

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 SaleClass A Common Stock 5,000 $34.00 $170,000.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · nonDerivative · entry 2

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

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August 31, 2017 Filed Sep 5, 2017 20:11 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 Exercise / conversionClass A Common Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0000899243-17-021430 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Mar 22, 2017 18:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantEmployee Stock Option (right to buy) · Derivative 16,853 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000899243-17-008362 · doc4.xml · derivative · entry 3

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,853

Underlying: ClassA Common Stock · 16,853 shares

Expires 2027-02-17

F3 · derivative.exercise_date: The option vests in four installments. The first installment of 5,359 options vested upon grant on February 17, 2017. Of the remaining options, 3,831 vest on February 17, 2018, 3,831 vest on February 17, 2019, and 3,832 vest on February 17, 2020.

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February 17, 2017 Filed Mar 22, 2017 18:41 UTC EQUITY BANCSHARES INC EQBK · Entity 4952 GrantClass A Common Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008362 · doc4.xml · nonDerivative · entry 1

Elliott Brad S · CIK 0001656892 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,933

F1 · shares: Represents grant of restricted stock units. Upon grant, 498 of the restricted stock units vested. The remaining restricted stock units vest in three equal annual installments beginning on February 15, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.