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person · Reporting owner

LAZAR JACK R

Disclosed activity across 10 companies

Tapewire entity
27469
SEC CIK
0001277624

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Astera Labs, Inc.ALAB · Entity 1853DirectorJune 04, 2026June 09, 2026
BOX INCBOX · Entity 3932DirectorJune 25, 2026June 29, 2026
GLOBALFOUNDRIES Inc.GFS · Entity 3198DirectorJuly 29, 2026July 31, 2026
RESIDEO TECHNOLOGIES, INC.REZI · Entity 1292DirectorOctober 01, 2026October 05, 2026
SILICON LABORATORIES INC.SLAB · Entity 3682DirectorSeptember 01, 2021September 03, 2021
ThredUp Inc.TDUP · Entity 1057DirectorSeptember 03, 2024September 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Astera Labs, Inc.

Report date June 04, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect85,688 Reported balance After 2026-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 837 · Balance 85,688

F1: These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026 (the "Grant Date") under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect84,809 Reported balance After 2026-06-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-04 · Sale · Disposed 879 · Balance 84,809

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $362.5300 to $363.4350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect83,955 Reported balance After 2026-06-04 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-06-04 · Sale · Disposed 854 · Balance 83,955

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $360.8100 to $361.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect82,839 Reported balance After 2026-06-04 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-06-04 · Sale · Disposed 1,116 · Balance 82,839

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $359.7450 to $360.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect81,962 Reported balance After 2026-06-04 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-06-04 · Sale · Disposed 877 · Balance 81,962

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.8000 to $359.6400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect81,079 Reported balance After 2026-06-04 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-06-04 · Sale · Disposed 883 · Balance 81,079

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $357.8650 to $358.6000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect80,513 Reported balance After 2026-06-04 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-06-04 · Sale · Disposed 566 · Balance 80,513

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $356.6600 to $357.5750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect79,567 Reported balance After 2026-06-04 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2026-06-04 · Sale · Disposed 946 · Balance 79,567

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.6200 to $355.5800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect79,194 Reported balance After 2026-06-04 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2026-06-04 · Sale · Disposed 373 · Balance 79,194

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.0600 to $354.5500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect78,093 Reported balance After 2026-06-04 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2026-06-04 · Sale · Disposed 1,101 · Balance 78,093

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $352.5400 to $353.5200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect77,775 Reported balance After 2026-06-04 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2026-06-04 · Sale · Disposed 318 · Balance 77,775

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $351.5250 to $352.4850, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect77,758 Reported balance After 2026-06-04 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2026-06-04 · Sale · Disposed 17 · Balance 77,758

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect77,335 Reported balance After 2026-06-04 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2026-06-04 · Sale · Disposed 423 · Balance 77,335

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.1050 to $350.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect77,142 Reported balance After 2026-06-04 transaction · row 14 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 14 · 2026-06-04 · Sale · Disposed 193 · Balance 77,142

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.7700 to $347.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect76,904 Reported balance After 2026-06-04 transaction · row 15 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 15 · 2026-06-04 · Sale · Disposed 238 · Balance 76,904

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.2700 to $346.6650, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect76,658 Reported balance After 2026-06-04 transaction · row 16 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 16 · 2026-06-04 · Sale · Disposed 246 · Balance 76,658

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.6650 to $345.6250, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect76,415 Reported balance After 2026-06-04 transaction · row 17 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 17 · 2026-06-04 · Sale · Disposed 243 · Balance 76,415

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $343.9250 to $344.6200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes deferred stock units and dividend equivalent units.

Common StockSEC Table I · non-derivativeDirect75,888 Reported balance After 2026-06-04 transaction · row 18 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 18 · 2026-06-04 · Sale · Disposed 527 · Balance 75,888

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.5200 to $343.4600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeDirect75,688 Reported balance After 2026-06-04 transaction · row 19 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 19 · 2026-06-04 · Sale · Disposed 200 · Balance 75,688

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.5200 to $343.4600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026 (the "Grant Date") under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Includes deferred stock units and dividend equivalent units.

F3: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2025.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $362.5300 to $363.4350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $360.8100 to $361.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $359.7450 to $360.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.8000 to $359.6400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $357.8650 to $358.6000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $356.6600 to $357.5750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.6200 to $355.5800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $354.0600 to $354.5500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $352.5400 to $353.5200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $351.5250 to $352.4850, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.1050 to $350.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.7700 to $347.8600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.2700 to $346.6650, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.6650 to $345.6250, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $343.9250 to $344.6200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.5200 to $343.4600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

BOX INC

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect33,727 Reported balance After 2026-06-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 8,372 · Balance 33,727

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

GLOBALFOUNDRIES Inc.

Report date July 29, 2026 · Filed July 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table I · non-derivativeDirect3,291 Reported balance Holding disclosure · report date 2026-07-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,291

F1: Reflects the vesting and settlement of restricted stock units (RSUs) into 5,567 ordinary shares on July 29, 2026.

F2: Represents 3,291 RSUs, which vest on July 28, 2027, subject to the reporting person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's ordinary shares upon settlement.

Ordinary SharesSEC Table I · non-derivativeDirect28,094 Reported balance Holding disclosure · report date 2026-07-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 28,094

F1: Reflects the vesting and settlement of restricted stock units (RSUs) into 5,567 ordinary shares on July 29, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the vesting and settlement of restricted stock units (RSUs) into 5,567 ordinary shares on July 29, 2026.

F2: Represents 3,291 RSUs, which vest on July 28, 2027, subject to the reporting person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the issuer's ordinary shares upon settlement.

RESIDEO TECHNOLOGIES, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect126,680 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,811 · Balance 126,680

F1: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

F2: Reflects 1,681 restricted stock units acquired pursuant to exempt anti-dilution adjustments in connection with the spin-off of ADI Global Distribution Inc. from Resideo Technologies, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

F2: Reflects 1,681 restricted stock units acquired pursuant to exempt anti-dilution adjustments in connection with the spin-off of ADI Global Distribution Inc. from Resideo Technologies, Inc.

SILICON LABORATORIES INC.

Report date September 01, 2021 · Filed September 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect10,466 Reported balance After 2021-09-01 transaction · row 1
1 source row

Row 1 · 2021-09-01 · Sale · Disposed 1,353 · Balance 10,466

ThredUp Inc.

Report date September 03, 2024 · Filed September 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect298,258 Reported balance After 2024-09-03 transaction · row 1
1 source row

Row 1 · 2024-09-03 · Purchase · Acquired 20,000 · Balance 298,258

F1: Open market purchase of shares in accordance with Issuer's trading policies.

F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.9301 to $0.9584 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Open market purchase of shares in accordance with Issuer's trading policies.

F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.9301 to $0.9584 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Casper Sleep Inc.

Report date January 25, 2022 · Filed January 26, 2022

Section 16 reporting ended · disclosed 2022-01-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-25 transaction · row 1
1 source row

Row 1 · 2022-01-25 · Disposition to issuer · Disposed 50,060 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.90 · Expires 2029-04-11Direct0 Reported balance After 2022-01-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-01-25 · Disposition to issuer · Disposed 1,517 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3: The options were fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2028-06-25Direct0 Reported balance After 2022-01-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-25 · Disposition to issuer · Disposed 2,260 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3: The options were fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.90 · Expires 2029-03-11Direct0 Reported balance After 2022-01-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-25 · Disposition to issuer · Disposed 3,222 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3: The options were fully vested and exercisable.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.90 · Expires 2029-04-11Direct0 Reported balance After 2022-01-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-01-25 · Disposition to issuer · Disposed 60,000 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F5: The options provided for vesting in equal monthly installments over a four year period commencing on May 12, 2019, and would have been fully vested and exercisable on April 12, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

F3: The options were fully vested and exercisable.

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F5: The options provided for vesting in equal monthly installments over a four year period commencing on May 12, 2019, and would have been fully vested and exercisable on April 12, 2023.

Mellanox Technologies, Ltd.

Report date April 27, 2020 · Filed April 27, 2020

Section 16 reporting ended · disclosed 2020-04-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-04-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-04-27 · Disposition to issuer · Disposed 6,449 · Balance 633

F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as March 10, 2019 (the "Merger Agreement"), by and among the Issuer, NVIDIA International Holdings, Inc., a Delaware corporation ("Parent"), Teal Barvaz Ltd., a company organized under the laws of the State of Israel and a wholly owned subsidiary of Parent, and NVIDIA Corporation, a Delaware corporation in exchange for cash consideration of $125.00 per share (the "Per Share Merger Consideration"), subject to any applicable withholding taxes.

Row 2 · 2020-04-27 · Disposition to issuer · Disposed 633 · Balance 0

F2: Pursuant to the terms of the Merger Agreement, on April 27, 2020, each outstanding award of restricted stock units ("Issuer RSU") that either (i) had fully vested but had not yet settled in shares or (ii) was held by a non-employee director of the Issuer, whether vested or unvested, was cancelled in exchange for the Per Share Merger Consideration less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as March 10, 2019 (the "Merger Agreement"), by and among the Issuer, NVIDIA International Holdings, Inc., a Delaware corporation ("Parent"), Teal Barvaz Ltd., a company organized under the laws of the State of Israel and a wholly owned subsidiary of Parent, and NVIDIA Corporation, a Delaware corporation in exchange for cash consideration of $125.00 per share (the "Per Share Merger Consideration"), subject to any applicable withholding taxes.

F2: Pursuant to the terms of the Merger Agreement, on April 27, 2020, each outstanding award of restricted stock units ("Issuer RSU") that either (i) had fully vested but had not yet settled in shares or (ii) was held by a non-employee director of the Issuer, whether vested or unvested, was cancelled in exchange for the Per Share Merger Consideration less any applicable withholding taxes.

ON Semiconductor Connectivity Solutions, Inc.

Report date June 06, 2019 · Filed June 21, 2019

Section 16 reporting ended · disclosed 2019-06-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-06-19 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-06-04 · Gift · Disposed 1,634 · Balance 28,299

Row 2 · 2019-06-06 · Grant · Acquired 5,555 · Balance 33,854

F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's 2020 Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date and acceleration of vesting upon a change of control.

Row 3 · 2019-06-19 · Disposition to issuer · Disposed 33,854 · Balance 0

F2: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $24.50 per share in cash, as described in the Merger Agreement.

F3: Certain of these securities were RSUs that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive $24.50 per share in cash, as described in the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.50 · Expires 2026-07-13Direct0 Reported balance After 2019-06-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-19 · Disposition to issuer · Disposed 72,000 · Balance 0

F4: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest upon the earlier of the one (1) year anniversary of the grant date or the day prior to the Issuer's 2020 Annual Meeting occurring after the grant date, in each case, subject to the Reporting Person's continued service as of the applicable vesting date and acceleration of vesting upon a change of control.

F2: Each outstanding share of the Common Stock of the Issuer was converted into the right to receive $24.50 per share in cash, as described in the Merger Agreement.

F3: Certain of these securities were RSUs that represented the Reporting Person's right to receive Common Stock shares of the Issuer. The RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive $24.50 per share in cash, as described in the Merger Agreement.

F4: Each outstanding option of the Issuer was either converted into the right to receive cash, or was cancelled without any cash payment or other consideration, as described in the Merger Agreement.

TUBEMOGUL INC

Report date December 19, 2016 · Filed December 21, 2016

Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,069 Reported balance After 2016-12-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2016-12-19 · Other · Disposed 26,624 · Balance 8,069

F1: Of the reported shares, 8,069 shares are represented by RSUs.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-19 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2016-12-19 · Disposition to issuer · Disposed 8,069 · Balance 0

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, the vesting of restricted stock units for an aggregate of 8,069 shares was accelerated immediately at the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were canceled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.37 · Expires 2025-06-18Direct0 Reported balance After 2016-12-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-12-19 · Disposition to issuer · Disposed 5,679 · Balance 0

F3: This stock option is being canceled pursuant to the terms of the Merger Agreement.

F4: This stock option is fully vested and exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.76 · Expires 2023-11-11Direct0 Reported balance After 2016-12-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-12-19 · Disposition to issuer · Disposed 107,500 · Balance 0

F5: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Of the reported shares, 8,069 shares are represented by RSUs.

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, the vesting of restricted stock units for an aggregate of 8,069 shares was accelerated immediately at the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were canceled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F3: This stock option is being canceled pursuant to the terms of the Merger Agreement.

F4: This stock option is fully vested and exercisable.

F5: Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding and exercisable option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount (subject to any applicable withholding tax) in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2025 Filed Jul 3, 2025 20:54 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,360 $22.51 $30,613.60
Disclosure

SEC source: 0001415889-25-019343 · form4-07032025_080711.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,134

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
June 27, 2025 Filed Jun 30, 2025 23:56 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 6,158 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091817 · ownership.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,855

F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2026) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 08, 2025 Filed Jun 10, 2025 23:54 UTC Astera Labs, Inc. ALAB · Entity 1853 GrantCommon Stock 2,351 $0.00 $0.00
Disclosure

SEC source: 0001736297-25-000055 · wk-form4_1749599657.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,851

F1 · shares: These shares represent an award of restricted stock units (RSUs) granted on June 8, 2025 (the Grant Date) under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 21:57 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 7,887 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016036 · form4-06062025_090629.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,774

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:38 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,729 $17.71 $30,620.59
Disclosure

SEC source: 0001415889-25-009980 · form4-04032025_080422.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,887

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 229 $93.84 $21,488.58
Disclosure

SEC source: 0001736297-25-000005 · wk-form4_1740095185.xml · nonDerivative · entry 5

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,500

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.8300 to $93.8400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 546 $92.76 $50,648.65
Disclosure

SEC source: 0001736297-25-000005 · wk-form4_1740095185.xml · nonDerivative · entry 4

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,729

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.6450 to $93.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 1,979 $91.82 $181,709.80
Disclosure

SEC source: 0001736297-25-000005 · wk-form4_1740095185.xml · nonDerivative · entry 3

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,275

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.5850 to $92.2350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 2,233 $91.11 $203,451.53
Disclosure

SEC source: 0001736297-25-000005 · wk-form4_1740095185.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,254

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.5600 to $91.5300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:46 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 13 $88.60 $1,151.80
Disclosure

SEC source: 0001736297-25-000005 · wk-form4_1740095185.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,487

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:24 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,329 $23.03 $30,609.53
Disclosure

SEC source: 0001415889-25-000760 · form4-01062025_090129.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,158

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:51 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 697 $88.29 $61,538.55
Disclosure

SEC source: 0001736297-24-000051 · wk-form4_1732053056.xml · nonDerivative · entry 4

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,500

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.2400 to $88.4150, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:51 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 2,458 $87.47 $215,012.81
Disclosure

SEC source: 0001736297-24-000051 · wk-form4_1732053056.xml · nonDerivative · entry 3

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,197

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.1100 to $88.0850, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:51 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 3,120 $86.61 $270,237.86
Disclosure

SEC source: 0001736297-24-000051 · wk-form4_1732053056.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,655

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.1000 to $87.0900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:51 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 6,225 $85.73 $533,649.33
Disclosure

SEC source: 0001736297-24-000051 · wk-form4_1732053056.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,775

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.0900 to $86.0650, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 15, 2024 00:21 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 2,500 $34.75 $86,875.00
Disclosure

SEC source: 0000950170-24-127342 · ownership.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,697

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 5, 2024.

F2 · shares: These shares were subject to the terms of that certain Lock-Up Agreement dated September 17, 2024.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:08 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 2,000 $69.95 $139,900.00
Disclosure

SEC source: 0001736297-24-000039 · wk-form4_1729022900.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,000

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 20:12 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 3,000 $61.69 $185,070.00
Disclosure

SEC source: 0001736297-24-000038 · wk-form4_1728677543.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,000

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:06 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,515 $19.81 $30,004.58
Disclosure

SEC source: 0001415889-24-024679 · form4-10032024_111038.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,829

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

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September 23, 2024 Filed Sep 25, 2024 20:25 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 2,046 $51.06 $104,471.83
Disclosure

SEC source: 0001736297-24-000033 · wk-form4_1727295910.xml · nonDerivative · entry 3

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,000

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.01 to $51.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 23, 2024 Filed Sep 25, 2024 20:25 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 17,954 $50.69 $910,003.88
Disclosure

SEC source: 0001736297-24-000033 · wk-form4_1727295910.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,046

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.01 to $50.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 23, 2024 Filed Sep 25, 2024 20:25 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 5,000 $50.71 $253,564.00
Disclosure

SEC source: 0001736297-24-000033 · wk-form4_1727295910.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,000

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.15 to $51.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 03, 2024 Filed Sep 4, 2024 23:07 UTC ThredUp Inc. TDUP · Entity 1057 PurchaseClass A Common Stock 20,000 $0.94 $18,844.00
Disclosure

SEC source: 0001484778-24-000132 · wk-form4_1725486478.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,258

F1 · kind: Open market purchase of shares in accordance with Issuer's trading policies.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.9301 to $0.9584 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 30, 2024 Filed Sep 3, 2024 13:12 UTC ThredUp Inc. TDUP · Entity 1057 PurchaseClass A Common Stock 10,000 $0.91 $9,140.00
Disclosure

SEC source: 0001484778-24-000121 · wk-form4_1725369128.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,258

F1 · kind: Open market purchase of shares in accordance with Issuer's trading policies.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.9096 to $0.9161 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 29, 2024 Filed Aug 30, 2024 21:30 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 7,000 $32.68 $228,732.00
Disclosure

SEC source: 0000950170-24-102462 · ownership.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,197

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 5, 2024.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.00 to $32.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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July 24, 2024 Filed Jul 26, 2024 20:17 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 9,817 $0.00 $0.00
Disclosure

SEC source: 0001484778-24-000104 · wk-form4_1722025048.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,258

F1 · kind: Grant of fully vested restricted stock units ('RSUs') under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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July 02, 2024 Filed Jul 3, 2024 23:20 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081712 · ownership.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,197

F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 2, 2025) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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July 01, 2024 Filed Jul 3, 2024 20:29 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,546 $19.42 $30,023.32
Disclosure

SEC source: 0001415889-24-019191 · form4-07032024_080712.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,314

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

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June 05, 2024 Filed Jun 6, 2024 21:31 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 7,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015807 · form4-06062024_090647.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,768

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May 14, 2024 Filed May 16, 2024 20:13 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 SaleCommon Stock 9,000 $21.80 $196,209.90
Disclosure

SEC source: 0001415889-24-013322 · form4-05162024_080532.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,168

Read SEC document
April 22, 2024 Filed Apr 24, 2024 21:04 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 77,363 $0.00 $0.00
Disclosure

SEC source: 0001484778-24-000064 · wk-form4_1713992678.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,441

F2 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 23, 2025 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

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April 22, 2024 Filed Apr 24, 2024 21:04 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 9,026 $0.00 $0.00
Disclosure

SEC source: 0001484778-24-000064 · wk-form4_1713992678.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,078

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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April 01, 2024 Filed Apr 3, 2024 21:32 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,351 $22.19 $29,978.69
Disclosure

SEC source: 0001740332-24-000036 · wk-form4_1712179938.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,168

F1 · shares: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

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March 22, 2024 Filed Mar 22, 2024 21:06 UTC Astera Labs, Inc. ALAB · Entity 1853 PurchaseCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0000950170-24-035469 · ownership.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering.

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February 26, 2024 Filed Feb 28, 2024 21:30 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 8,090 $0.00 $0.00
Disclosure

SEC source: 0001484778-24-000021 · wk-form4_1709155804.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,052

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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January 02, 2024 Filed Jan 6, 2024 02:54 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,619 $18.53 $30,000.07
Disclosure

SEC source: 0001740332-24-000005 · wk-form4_1704509634.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,817

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
October 17, 2023 Filed Oct 19, 2023 21:04 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 4,976 $0.00 $0.00
Disclosure

SEC source: 0001484778-23-000198 · wk-form4_1697749462.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,962

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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October 02, 2023 Filed Oct 3, 2023 21:16 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,864 $16.10 $30,010.40
Disclosure

SEC source: 0001209191-23-051625 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,198

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 21:15 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 6,164 $0.00 $0.00
Disclosure

SEC source: 0001484778-23-000154 · wk-form4_1691183748.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,986

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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July 03, 2023 Filed Jul 5, 2023 22:19 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,684 $17.82 $30,008.88
Disclosure

SEC source: 0001209191-23-041290 · doc4.xml · nonDerivative · entry 2

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,334

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

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June 27, 2023 Filed Jun 29, 2023 21:11 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040190 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,607

F1 · shares: Represents an annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2024) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 15, 2023 Filed Jun 20, 2023 21:07 UTC BOX INC BOX · Entity 3932 SaleCommon Stock 5,000 $29.95 $149,750.00
Disclosure

SEC source: 0001209191-23-038487 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,555

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 29, 2022.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 07, 2023 Filed Jul 5, 2023 22:19 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 9,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041290 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,650

Read SEC document
May 24, 2023 Filed May 26, 2023 20:37 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 55,872 $0.00 $0.00
Disclosure

SEC source: 0001484778-23-000124 · wf-form4_168513339802695.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,822

F1 · kind: These shares represent RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in full on the earlier of (i) May 24, 2024 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date.

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May 03, 2023 Filed May 5, 2023 21:01 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 5,587 $0.00 $0.00
Disclosure

SEC source: 0001484778-23-000095 · wf-form4_168332044524818.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,950

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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April 05, 2023 Filed Apr 7, 2023 21:52 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 5,000 $26.95 $134,750.00
Disclosure

SEC source: 0001209191-23-023840 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,555

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 29, 2022.

F2 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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April 03, 2023 Filed Apr 5, 2023 21:03 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,654 $18.13 $29,987.02
Disclosure

SEC source: 0001209191-23-023376 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,492

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:38 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 8,982 $0.00 $0.00
Disclosure

SEC source: 0001484778-23-000030 · wf-form4_167666988245723.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,519

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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January 03, 2023 Filed Jan 5, 2023 21:15 UTC RESIDEO TECHNOLOGIES, INC. REZI · Entity 1292 GrantCommon Stock 1,790 $16.76 $30,000.40
Disclosure

SEC source: 0001209191-23-001813 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,838

F1 · kind: Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:52 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 9,804 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000172 · wf-form4_166750875049186.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,537

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.