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Bedingfield Kenneth L

Disclosed activity across 2 companies

Tapewire entity
27364
SEC CIK
0001539147

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610President, Missile SolutionsOctober 01, 2026October 03, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963Corp VP, CFOFebruary 12, 2020February 15, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect381.18 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 26.94 · Balance 381.18

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3: Includes 1.86 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3: Includes 1.86 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

NORTHROP GRUMMAN CORP /DE/

Report date February 12, 2020 · Filed February 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,896.48 Ending reported balance After 2020-02-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-02-12 · Exercise / conversion · Acquired 11,797.66 · Balance 47,191.48

F1: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

Row 2 · 2020-02-12 · Tax withholding · Disposed 5,295 · Balance 41,896.48

F2: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Restricted Performance Stock RightsSEC Table II · derivative / convertible securityDirect27,796.66 Reported balance After 2020-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-12 · Grant · Acquired 1,883.66 · Balance 27,796.66

F3: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4: These vested RPSRs were acquired with respect to the measurement period ended 12/31/19 due to settlement of the 2017 RPSRs held at 119% of the target award.

F5: Total amount includes 11,797.66 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Restricted Performance Stock RightsSEC Table II · derivative / convertible securityDirect15,999 Reported balance After 2020-02-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-02-12 · Exercise / conversion · Disposed 11,797.66 · Balance 15,999

F3: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F6: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Filing footnotes · ownership attribution and instrument terms

F1: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F2: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

F3: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4: These vested RPSRs were acquired with respect to the measurement period ended 12/31/19 due to settlement of the 2017 RPSRs held at 119% of the target award.

F5: Total amount includes 11,797.66 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

F6: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:14 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 26.94 $238.40 $6,422.50
Disclosure

SEC source: 0001539147-26-000011 · wk-form4_1790972040.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381.18

Underlying: Common Stock, Par Value $1.00 · 26.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 1.86 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
August 03, 2026 Filed Aug 3, 2026 23:11 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 17,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001539147-26-000009 · wk-form4_1785798695.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,995

Underlying: Common Stock, Par Value $1.00 · 17,995 shares

Expires not disclosed

F1 · derivative.exercise_date: Award of restricted stock units subject to 3-year cliff vesting upon fiscal 2029 year-end, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to one share of the Issuer's common stock, with vested units settled in shares of the Issuer's common stock.

F1 · derivative.expiration_date: Award of restricted stock units subject to 3-year cliff vesting upon fiscal 2029 year-end, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to one share of the Issuer's common stock, with vested units settled in shares of the Issuer's common stock.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 23:37 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 18.83 $292.93 $5,515.87
Disclosure

SEC source: 0001539147-26-000007 · wk-form4_1783035445.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352.38

Underlying: Common Stock Par Value $1.00 · 18.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 1.49 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 18:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 98.44 $353.91 $34,838.90
Disclosure

SEC source: 0001539147-26-000006 · wk-form4_1775239290.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332.05

Underlying: Common Stock Par Value $1.00 · 98.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.83 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 22:02 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 3,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001539147-26-000004 · wk-form4_1772488933.xml · derivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379

Underlying: Common Stock Par Value $1.00 · 3,379 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2029, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 22:02 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,035 $0.00 Strike: $355.16 $0.00
Disclosure

SEC source: 0001539147-26-000004 · wk-form4_1772488933.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · President, Missile Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,035

Underlying: Common Stock Par Value $1.00 · 13,035 shares

Expires 2036-02-26

F1 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F1 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/26/2027, 2/26/2028, and 2/26/2029 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 00:31 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 20.25 $304.48 $6,165.72
Disclosure

SEC source: 0001539147-26-000002 · wk-form4_1767745865.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232.79

Underlying: Common Stock Par Value $1.00 · 20.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.89 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 22:27 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 17.29 $305.41 $5,280.54
Disclosure

SEC source: 0001539147-25-000004 · wk-form4_1759444022.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211.64

Underlying: Common Stock Par Value $1.00 · 17.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.79 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 24.44 $252.18 $6,163.28
Disclosure

SEC source: 0000202058-25-000129 · wk-form4_1751573341.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193.56

Underlying: Common Stock Par Value $1.00 · 24.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.79 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:54 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 127.31 $209.75 $26,703.27
Disclosure

SEC source: 0000202058-25-000054 · wk-form4_1743713637.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168.33

Underlying: Common Stock Par Value $1.00 · 127.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the " Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the " Plan"). Phantom Stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.22 phantom stock units acquired through dividend credits under the Plan since last reported by this reporting person.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:49 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 5,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-25-000031 · wk-form4_1741132164.xml · derivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,459

Underlying: Common Stock, Par Value $1.00 · 5,459 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2028, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/28/25, which vest solely upon achievement of pre-established performance goals over a 3-year performance period.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2028, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/28/25, which vest solely upon achievement of pre-established performance goals over a 3-year performance period.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:49 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 22,866 $0.00 Strike: $206.11 $0.00
Disclosure

SEC source: 0000202058-25-000031 · wk-form4_1741132164.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,866

Underlying: Common Stock, Par Value $1.00 · 22,866 shares

Expires 2035-02-28

F1 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/28/2026, 2/28/2027 and 2/28/2028 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F1 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/28/2026, 2/28/2027 and 2/28/2028 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:06 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 17.92 $207.36 $3,715.89
Disclosure

SEC source: 0000202058-25-000002 · wk-form4_1736201189.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40.8

Underlying: Common Stock Par Value $1.00 · 17.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.11 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 11.57 $245.29 $2,838.01
Disclosure

SEC source: 0000202058-24-000159 · wk-form4_1727991794.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22.77

Underlying: Common Stock Par Value $1.00 · 11.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.06 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPhantom Stock Units · Derivative 11.15 $221.96 $2,474.85
Disclosure

SEC source: 0000202058-24-000130 · wk-form4_1720038831.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11.15

Underlying: Common Stock Par Value $1.00 · 11.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:49 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 4,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000033 · wk-form4_1709081345.xml · derivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,372

Underlying: Common Stock Par Value $1.00 · 4,372 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:49 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 18,290 $0.00 Strike: $214.45 $0.00
Disclosure

SEC source: 0000202058-24-000033 · wk-form4_1709081345.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,290

Underlying: Common Stock Par Value $1.00 · 18,290 shares

Expires 2034-02-23

F1 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F1 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

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February 01, 2024 Filed Feb 6, 2024 00:12 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $209.48 $0.00
Disclosure

SEC source: 0000202058-24-000021 · wk-form4_1707178311.xml · derivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock Par Value $1.00 · 45,000 shares

Expires 2034-02-01

F1 · derivative.exercise_date: Options to purchase shares of common stock that will fully vest on 2/1/2027 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

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February 12, 2020 Filed Feb 15, 2020 00:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 11,797.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · derivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,999

Underlying: Common Stock · 11,797.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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February 12, 2020 Filed Feb 15, 2020 00:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 1,883.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,796.66

Underlying: Common Stock · 1,883.66 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: These vested RPSRs were acquired with respect to the measurement period ended 12/31/19 due to settlement of the 2017 RPSRs held at 119% of the target award.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 11,797.66 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20.

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February 12, 2020 Filed Feb 15, 2020 00:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 5,295 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,896.48

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 12, 2020 Filed Feb 15, 2020 00:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 11,797.66 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002421 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,191.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020.

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February 03, 2020 Filed Feb 4, 2020 22:41 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 4,611 $367.33 $1,693,758.63
Disclosure

SEC source: 0001225208-20-001588 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,393.82

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 27, 2019 Filed Mar 1, 2019 22:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004182 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,004.82

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,750 $286.36 $501,126.50
Disclosure

SEC source: 0001225208-19-004182 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,704.82

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:19 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 4,943 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003280 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,137

Underlying: Common Stock · 4,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F5 · balance_after: Total amount includes 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

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February 19, 2019 Filed Feb 21, 2019 22:19 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 2,388 $287.35 $686,191.80
Disclosure

SEC source: 0001225208-19-003280 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,454.82

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:19 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 4,943 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003280 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,842.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

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February 13, 2019 Filed Feb 15, 2019 21:23 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 3,830 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002765 · doc4.xml · derivative · entry 5

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,080

Underlying: Common Stock · 3,830 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22.

F8 · balance_after: Total amount includes 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19.

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February 13, 2019 Filed Feb 15, 2019 21:23 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 12,529.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002765 · doc4.xml · derivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,913

Underlying: Common Stock · 12,529.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 115% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19.

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February 13, 2019 Filed Feb 15, 2019 21:23 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 10,672.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002765 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,442.25

Underlying: Common Stock · 10,672.25 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 1,634.25 vested RPSRs with respect to the measurement period ended 12/31/18 acquired due to settlement of the 2016 RPSRs held at 115% of the target award and (ii) 9,038 unvested RPSRs granted under the LTISP on 2/13/19 with a measurement period ending on 12/31/21.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 12,529.25 vested RPSRs granted under the LTISP on 2/17/16 with a measurement period ended on 12/31/18; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:23 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 5,527 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002765 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,899.82

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:23 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 12,529.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002765 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,426.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 115% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:27 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,442 $300.00 $432,600.00
Disclosure

SEC source: 0001225208-18-012263 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,897.57

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 18, 2018 Filed Feb 22, 2018 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003796 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 5,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

F5 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19.

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February 18, 2018 Filed Feb 22, 2018 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 2,697 $350.36 $944,920.92
Disclosure

SEC source: 0001225208-18-003796 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,295.57

F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 18, 2018 Filed Feb 22, 2018 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 5,582 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003796 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,992.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 3,161 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 5

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,832

Underlying: Common Stock · 3,161 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,582 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

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February 13, 2018 Filed Feb 15, 2018 22:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 17,755.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 15, 2018 22:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 12,879.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,525.5

Underlying: Common Stock · 12,879.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 5,918.50 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 6,961 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 17,755.50 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 15, 2018 22:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 8,576 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,410.57

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

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February 13, 2018 Filed Feb 15, 2018 22:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

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February 13, 2018 Filed Feb 26, 2018 22:48 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004211 · doc4a.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 17,755.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 26, 2018 22:48 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 8,532 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004211 · doc4a.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,454.57

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

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February 13, 2018 Filed Feb 26, 2018 22:48 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004211 · doc4a.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

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February 19, 2017 Filed Feb 22, 2017 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 1,663 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · derivative · entry 8

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,671

Underlying: Common Stock · 1,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F13 · balance_after: Total amount includes 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,582 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

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February 19, 2017 Filed Feb 22, 2017 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 865 $243.58 $210,696.70
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · nonDerivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231.07

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

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February 19, 2017 Filed Feb 22, 2017 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · nonDerivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

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February 17, 2017 Filed Feb 22, 2017 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 4,146 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · derivative · entry 7

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,334

Underlying: Common Stock · 4,146 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 5,582 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 1,663 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

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February 17, 2017 Filed Feb 22, 2017 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 5,937.93 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004126 · doc4.xml · derivative · entry 6

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

Underlying: Common Stock · 5,937.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 153% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 11,837 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.