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person · Reporting owner

Costa James M

Disclosed activity across 3 companies

Tapewire entity
27300
SEC CIK
0001583207

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANNER CORPBANR · Entity 4398Executive VP, Banner BankJuly 31, 2026August 03, 2026
TCF FINANCIAL CORPTCF · Entity 106138EVP, Chief Risk OfficerAugust 01, 2020August 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANNER CORP

Report date July 31, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect42,467 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Tax withholding · Disposed 386 · Balance 42,467

F1: Shares relinquished to cover tax obligations on vesting of 1,548 shares of restricted stock pursuant to the 2023 Omnibus Incentive Plan.

F2: Market price on July 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Shares relinquished to cover tax obligations on vesting of 1,548 shares of restricted stock pursuant to the 2023 Omnibus Incentive Plan.

F2: Market price on July 31, 2026.

TCF FINANCIAL CORP

Report date August 01, 2020 · Filed August 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect104,324 Reported balance After 2020-08-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-08-01 · Tax withholding · Disposed 8,887 · Balance 104,324

F1: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights.

F2: Includes 1,130 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units.

Common StockSEC Table I · non-derivativeIndirectBy KSOP6,758.28 Reported balance Holding disclosure · report date 2020-08-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,758.28

F3: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F4: As of 6/30/2020.

Common StockSEC Table I · non-derivativeIndirectBy SERP Trust7,682.4107 Reported balance Holding disclosure · report date 2020-08-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,682.4107

F3: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F4: As of 6/30/2020.

F5: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights.

F2: Includes 1,130 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units.

F3: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F4: As of 6/30/2020.

F5: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TCF FINANCIAL CORP

Report date August 01, 2019 · Filed August 05, 2019

Section 16 reporting ended · disclosed 2019-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,030 Reported balance After 2019-08-01 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2019-08-01 · Grant · Acquired 54,030 · Balance 54,030

F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-01 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2019-08-01 · Disposition to issuer · Disposed 94,424 · Balance 0

F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 47,978 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-01 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2019-08-01 · Disposition to issuer · Disposed 54,030 · Balance 0

F3: In addition, the reporting person held 54,030 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 27,453 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

Common StockSEC Table I · non-derivativeIndirectBy KSOP as of 06/30/20190 Reported balance After 2019-08-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-08-01 · Disposition to issuer · Disposed 10,984.319 · Balance 0

F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 5,581.132 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

Common StockSEC Table I · non-derivativeIndirectBy SERP Trust as of 06/30/20190 Reported balance After 2019-08-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-08-01 · Disposition to issuer · Disposed 13,357.185 · Balance 0

F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 6,786.786 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 47,978 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

F3: In addition, the reporting person held 54,030 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 27,453 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 5,581.132 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 6,786.786 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2026 Filed Aug 3, 2026 16:28 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 386 $69.87 $26,969.82
Disclosure

SEC source: 0000946673-26-000165 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,467

F1 · shares: Shares relinquished to cover tax obligations on vesting of 1,548 shares of restricted stock pursuant to the 2023 Omnibus Incentive Plan.

F2 · price: Market price on July 31, 2026.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 17:03 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 252 $60.86 $15,336.72
Disclosure

SEC source: 0000946673-26-000087 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,853

F1 · shares: Shares relinquished to cover tax obligations on vesting of 1,008 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on April 2, 2026

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 290 $61.34 $17,788.60
Disclosure

SEC source: 0000946673-26-000081 · form4.xml · nonDerivative · entry 4

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,105

F6 · shares: Shares relinquished to cover tax obligations on vesting of 1,160 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F5 · price: Market price on April 1, 2026

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 307 $61.34 $18,831.38
Disclosure

SEC source: 0000946673-26-000081 · form4.xml · nonDerivative · entry 3

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,395

F4 · shares: Shares relinquished to cover tax obligations on vesting of 1,229 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F5 · price: Market price on April 1, 2026

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 5,958 $61.40 $365,821.20
Disclosure

SEC source: 0000946673-26-000081 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,702

F3 · shares: Represents award pursuant to 2023 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2026 and ends on December 31, 2028. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 1, 2026.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:52 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,972 $61.40 $243,880.80
Disclosure

SEC source: 0000946673-26-000081 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,744

F1 · shares: Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 1, 2026 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 1, 2026.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 20:30 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 870 $60.87 $52,956.90
Disclosure

SEC source: 0000946673-26-000017 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,772

F3 · shares: Shares relinquished to cover tax obligations on vesting of 3,264 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on March 4, 2026

Read SEC document
March 04, 2026 Filed Mar 5, 2026 20:30 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,264 $60.87 $198,679.68
Disclosure

SEC source: 0000946673-26-000017 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,642

F1 · shares: This award for 4,634 performance shares was originally reported on April 3, 2023 at the maximum performance criteria. This supplements that filing to note that the actual number of shares that vested based on the performance results as determined by Banner Corporation's Compensation Committee.

F2 · price: Market price on March 4, 2026

Read SEC document
August 01, 2025 Filed Aug 5, 2025 15:31 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 4,646 $61.08 $283,777.68
Disclosure

SEC source: 0001127602-25-020043 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,912

F1 · shares: Represents award pursuant to 2023 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on August 1, 2025 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on August 1, 2025.

Read SEC document
April 03, 2025 Filed Apr 4, 2025 17:27 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 252 $60.55 $15,258.60
Disclosure

SEC source: 0001127602-25-011631 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,266

F1 · shares: Shares relinquished to cover tax obligations on vesting of 1,008 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on April 3, 2025

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:36 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 5,223 $63.50 $331,660.50
Disclosure

SEC source: 0001127602-25-011200 · form4.xml · nonDerivative · entry 3

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,518

F5 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2025 and ends on December 31, 2027. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F4 · price: Closing price on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:36 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,482 $63.50 $221,107.00
Disclosure

SEC source: 0001127602-25-011200 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,295

F3 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 1, 2025 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F4 · price: Closing price on April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:36 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 307 $63.62 $19,531.34
Disclosure

SEC source: 0001127602-25-011200 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,813

F1 · shares: Shares relinquished to cover tax obligations on vesting of 1,228 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on April 1, 2025

Read SEC document
March 31, 2025 Filed Apr 1, 2025 18:44 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 228 $63.61 $14,503.08
Disclosure

SEC source: 0001127602-25-010738 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,120

F1 · shares: Shares relinquished to cover tax obligations on vesting of 912 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on March 31, 2025

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:31 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 1,048 $63.89 $66,956.72
Disclosure

SEC source: 0001127602-25-008825 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,348

F3 · shares: Shares relinquished to cover tax obligations on vesting of 3,937 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on March 6, 2025

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:31 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,937 $63.89 $251,534.93
Disclosure

SEC source: 0001127602-25-008825 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,396

F1 · shares: This award for 4,102 performance shares was originally reported on March 31, 2022 at the maximum performance criteria. This supplements that filing to note that the actual number of shares that vested based on the performance results as determined by Banner Corporation's Compensation Committee.

F2 · price: Market price on March 6, 2025

Read SEC document
October 29, 2024 Filed Oct 30, 2024 21:36 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 218 $64.70 $14,104.60
Disclosure

SEC source: 0001127602-24-026114 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,561

F1 · shares: Shares relinquished to cover tax obligations on vesting of 854 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan.

F2 · price: Market price on October 29, 2024.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 17:22 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 309 $46.58 $14,393.22
Disclosure

SEC source: 0001127602-24-012440 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,779

F1 · shares: Shares relinquished to cover tax obligations on vesting of 1,007 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on April 3, 2024.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 16:50 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 5,529 $46.97 $259,697.13
Disclosure

SEC source: 0001127602-24-011727 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,088

F3 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2024 and ends on December 31, 2026. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 16:50 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,686 $46.97 $173,131.42
Disclosure

SEC source: 0001127602-24-011727 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,559

F1 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 1, 2024 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 1, 2024.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 17:13 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 280 $47.87 $13,403.60
Disclosure

SEC source: 0001127602-24-011512 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,873

F1 · shares: Shares relinquished to cover tax obligations on vesting of 912 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on March 28, 2024.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 17:17 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 262 $41.96 $10,993.52
Disclosure

SEC source: 0001127602-23-026354 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,153

F1 · shares: Shares relinquished to cover tax obligations on vesting of 854 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on October 27, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 19:28 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 4,534 $53.82 $244,019.88
Disclosure

SEC source: 0001127602-23-012531 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,415

F3 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2023 and ends on December 31, 2025. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 3, 2023.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 19:28 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 3,023 $53.82 $162,697.86
Disclosure

SEC source: 0001127602-23-012531 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,881

F1 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 3, 2023 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on April 3, 2023.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:37 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 279 $54.28 $15,144.12
Disclosure

SEC source: 0001127602-23-011855 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,858

F1 · shares: Shares relinquished to cover tax obligations on vesting of 911 shares of restricted stock pursuant to 2018 Omnibus Incentive Plan.

F2 · price: Market price on March 31, 2023.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 17:27 UTC BANNER CORP BANR · Entity 4398 Tax withholdingCommon Stock, $0.01 par value per share 262 $72.21 $18,919.02
Disclosure

SEC source: 0001127602-22-024492 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137

F1 · shares: Shares relinquished to cover tax obligations on vesting of 854 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan.

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March 31, 2022 Filed Apr 1, 2022 20:53 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 4,102 $58.53 $240,090.06
Disclosure

SEC source: 0001127602-22-010867 · form4.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,399

F3 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2022 and ends on December 31, 2024. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on March 31, 2022.

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March 31, 2022 Filed Apr 1, 2022 20:53 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 2,735 $58.53 $160,079.55
Disclosure

SEC source: 0001127602-22-010867 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,297

F1 · shares: Represents award pursuant to 2018 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on March 31, 2022 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

F2 · price: Closing price on March 31, 2022.

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October 29, 2021 Filed Nov 10, 2021 22:06 UTC BANNER CORP BANR · Entity 4398 GrantCommon Stock, $0.01 par value per share 2,562 $58.54 $149,989.73
Disclosure

SEC source: 0001127602-21-028839 · form4.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Executive VP, Banner Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

F1 · shares: Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on October 29, 2021 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest.

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August 01, 2020 Filed Aug 4, 2020 16:21 UTC TCF FINANCIAL CORP TCF · Entity 106138 Tax withholdingCommon Stock 8,887 $27.49 $244,303.63
Disclosure

SEC source: 0000019612-20-000153 · wf-form4_159657240047079.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,324

F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights.

F2 · balance_after: Includes 1,130 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units.

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May 06, 2020 Filed May 8, 2020 16:50 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 9,649 $0.00 $0.00
Disclosure

SEC source: 0000019612-20-000118 · wf-form4_158897102659365.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,081

F1 · shares: Reflects an award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in four equal installments on May 6 of 2021, 2022, 2023, and 2024, subject to certain exceptions. Dividend equivalents will accrue under this award and be paid in cash upon vesting.

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April 01, 2020 Filed Apr 3, 2020 17:12 UTC TCF FINANCIAL CORP TCF · Entity 106138 Tax withholdingCommon Stock 3,326 $21.02 $69,912.52
Disclosure

SEC source: 0000019612-20-000077 · wf-form4_158594833704174.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,432

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.

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January 01, 2020 Filed Jan 3, 2020 16:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 Tax withholdingCommon Stock 7,519 $46.80 $351,889.20
Disclosure

SEC source: 0000019612-20-000008 · wf-form4_157808683298512.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,758

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock and service-based restricted stock unit awards.

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August 23, 2019 Filed Aug 26, 2019 17:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 37,848 $0.00 $0.00
Disclosure

SEC source: 0001519695-19-000140 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,277

F3 · shares: Reflects a retention award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in equal installments on 8/1/2020 and 8/1/2021, subject to certain exceptions. Dividend equivalents will accrue under this award.

F4 · balance_after: Reflects adjustment to previously-reported balance due to rounding following the conversion of shares related to the merger on August 1, 2019. Includes both service-based restricted stock units and common stock which were previously reported separately.

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August 01, 2019 Filed Aug 5, 2019 17:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 6,786.786 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000121 · edgar.xml · nonDerivative · entry 4

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP Trust as of 06/30/2019

Disclosed balance after: 6,786.786

F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F5 · price: Received in exchange for 13,357.185 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF.

F7 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share.

F6 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

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August 01, 2019 Filed Aug 5, 2019 17:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 5,581.132 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000121 · edgar.xml · nonDerivative · entry 3

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KSOP as of 06/30/2019

Disclosed balance after: 5,581.132

F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F4 · price: Received in exchange for 10,984.319 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF.

F7 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share.

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August 01, 2019 Filed Aug 5, 2019 17:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 27,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000121 · edgar.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,453

F2 · price: Reflects service-based restricted stock units of new TCF received in exchange for 54,030 service-based restricted stock units of Legacy TCF, at the effective time of the Merger, pursuant to the Merger Agreement. Service-based restricted stock units of new TCF are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF rounded, as applicable, to the nearest whole share.

F7 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share.

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August 01, 2019 Filed Aug 5, 2019 17:27 UTC TCF FINANCIAL CORP TCF · Entity 106138 GrantCommon Stock 47,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000121 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,978

F1 · price: Reflects common shares and unvested restricted common shares of TCF Financial Corporation, a Michigan corporation ("new TCF", formerly known as Chemical Financial Corporation), received in exchange for 38,515 common shares and 55,909 unvested restricted common shares of TCF Financial Corporation, a Delaware corporation ("Legacy TCF"), at the effective time of the merger of Legacy TCF into new TCF (the "Merger"), pursuant to the agreement and plan of merger (the "Merger Agreement") between Legacy TCF and new TCF. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF, with cash paid in lieu of fractional shares.

F7 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share.

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August 01, 2019 Filed Aug 5, 2019 06:39 UTC TCF FINANCIAL CORP TCF · Entity 155683 Disposition to issuerCommon Stock 13,357.185 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000096 · edgar.xml · nonDerivative · entry 5

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By SERP Trust as of 06/30/2019

Disclosed balance after: 0

F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F6 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 6,786.786 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

F7 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.

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August 01, 2019 Filed Aug 5, 2019 06:39 UTC TCF FINANCIAL CORP TCF · Entity 155683 Disposition to issuerCommon Stock 10,984.319 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000096 · edgar.xml · nonDerivative · entry 4

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By KSOP as of 06/30/2019

Disclosed balance after: 0

F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

F5 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 5,581.132 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

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August 01, 2019 Filed Aug 5, 2019 06:39 UTC TCF FINANCIAL CORP TCF · Entity 155683 Disposition to issuerCommon Stock 54,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000096 · edgar.xml · nonDerivative · entry 3

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: In addition, the reporting person held 54,030 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 27,453 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

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August 01, 2019 Filed Aug 5, 2019 06:39 UTC TCF FINANCIAL CORP TCF · Entity 155683 Disposition to issuerCommon Stock 94,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000096 · edgar.xml · nonDerivative · entry 2

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 47,978 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.

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August 01, 2019 Filed Aug 5, 2019 06:39 UTC TCF FINANCIAL CORP TCF · Entity 155683 GrantCommon Stock 54,030 $0.00 $0.00
Disclosure

SEC source: 0001519695-19-000096 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,030

F1 · shares: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.

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April 01, 2019 Filed Apr 3, 2019 17:08 UTC TCF FINANCIAL CORP TCF · Entity 155683 Tax withholdingCommon Stock 2,280 $21.12 $48,142.20
Disclosure

SEC source: 0001519695-19-000057 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,888

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.

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February 08, 2019 Filed Feb 12, 2019 16:25 UTC TCF FINANCIAL CORP TCF · Entity 155683 GrantCommon Stock 13,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-19-000040 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,168

F3 · shares: Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3.

F4 · price: Price is not applicable.

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January 22, 2019 Filed Jan 24, 2019 16:46 UTC TCF FINANCIAL CORP TCF · Entity 155683 Tax withholdingCommon Stock 4,448 $21.77 $96,832.96
Disclosure

SEC source: 0001519695-19-000025 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,581

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.

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January 22, 2019 Filed Feb 5, 2019 17:45 UTC Amendment TCF FINANCIAL CORP TCF · Entity 155683 GrantCommon Stock 14,535 $21.77 $316,426.95
Disclosure

SEC source: 0001519695-19-000034 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,116

F1 · shares: On January 24, 2019, the reporting person filed a Form 4 reporting withholding of 4,448 shares to satisfy tax obligations upon the vesting of a restricted stock award. The Form 4 did not include the acquisition transaction upon the vesting of a performance-based restricted stock award in the amount of 14,535 shares and that the withholding of the 4,448 shares related to the vesting of a performance-based restricted stock award. This amendment corrects these omissions and the total number of shares of common stock owned directly by the reporting person reported in the original Form 4.

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January 01, 2019 Filed Jan 3, 2019 16:34 UTC TCF FINANCIAL CORP TCF · Entity 155683 Tax withholdingCommon Stock 3,132 $19.31 $60,478.92
Disclosure

SEC source: 0001519695-19-000008 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,029

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.

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August 01, 2018 Filed Aug 3, 2018 16:21 UTC TCF FINANCIAL CORP TCF · Entity 155683 Tax withholdingCommon Stock 1,531 $25.45 $38,963.95
Disclosure

SEC source: 0001519695-18-000077 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,161

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January 24, 2018 Filed Jan 26, 2018 17:26 UTC TCF FINANCIAL CORP TCF · Entity 155683 GrantCommon Stock 12,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001519695-18-000035 · edgar.xml · nonDerivative · entry 1

Costa James M · CIK 0001583207 · CRO, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,692

F3 · shares: Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3.

F4 · price: Price is not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.