Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Orange County Bancorp, Inc. /DE/OBT · Entity 5467 | EVP and Deputy CLO | September 15, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Orange County Bancorp, Inc. /DE/
Report date September 15, 2026 · Filed September 21, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 4,992 |
Reported balance
After 2026-09-15 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2026-09-15 · Grant · Acquired Not disclosed · Balance 4,992 F5: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. |
| Common StockSEC Table I · non-derivative | Direct | 10,572 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 10,572 F1: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025. F2: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026. F3: Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 7,065 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 7,065 F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.
F2: Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.
F3: Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027.
F4: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F5: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2022 Filed Dec 21, 2022 16:44 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | GrantPhantom Stock · Derivative | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021902 · doc1.xml · derivative · entry 3 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617 Underlying: Common Stock · 617 shares Expires not disclosed F6 · derivative.exercise_price: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. F6 · derivative.exercise_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. F6 · derivative.expiration_date: Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 19:03 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | SaleCommon Stock | 427 | $45.85 | $19,577.95 |
DisclosureSEC source: 0001567619-22-019352 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 21:21 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | Tax withholdingCommon Stock | 240 | $39.30 | $9,432.00 |
DisclosureSEC source: 0001567619-22-017786 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,344 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. Read SEC document |
| May 09, 2022 Filed May 11, 2022 14:34 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | SaleCommon Stock | 1,429 | $37.02 | $52,904.01 |
DisclosureSEC source: 0001567619-22-009993 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,584 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. F3 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:12 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | Tax withholdingCommon Stock | 442 | $41.00 | $18,122.00 |
DisclosureSEC source: 0001567619-22-004863 · doc1.xml · nonDerivative · entry 2 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,013 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2020. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023. F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:12 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | GrantCommon Stock | 1,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004863 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,455 F5 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2020. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year on February 21, 2021, February 15, 2022 and February 15, 2023. F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. F4 · balance_after: Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 17:25 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017506 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 F4 · shares: Restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2020. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 21, 2021. F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 19, 2022. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 16:49 UTC | Orange County Bancorp, Inc. /DE/ OBT · Entity 5467 | PurchaseCommon Stock | 150 | $33.50 | $5,025.00 |
DisclosureSEC source: 0001567619-21-014679 · doc1.xml · nonDerivative · entry 1 Sousa Gregory · CIK 0001875279 · EVP and CCBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2020. F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 21, 2021. F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 19, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.