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Roberts M Scot

Disclosed activity across 1 company

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27160
SEC CIK
0001705905

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Altimmune, Inc.ALT · Entity 5349Chief Scientific OfficerJuly 31, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Altimmune, Inc.

Report date July 31, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect113,699 Reported balance After 2026-07-31 transaction · row 1
1 source row

Row 1 · 2026-07-31 · Grant · Acquired 875 · Balance 113,699

F1: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2026 through July 31, 2026.

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on July 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2026 through July 31, 2026.

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on July 31, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2026 Filed Aug 3, 2026 20:05 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 875 $2.41 $2,112.25
Disclosure

SEC source: 0001705905-26-000010 · form4-08032026_040815.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,699

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2026 through July 31, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on July 31, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:10 UTC Altimmune, Inc. ALT · Entity 5349 GrantRestricted Stock Units · Derivative 95,430 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000008 · form4-02272026_040203.xml · derivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,430

Underlying: Common Stock, par value $0.0001 · 95,430 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs become vested over four (4) years with 25% of the shares vesting February 26, 2027, with the remainder vesting in equal annual installments for the following three (3) years, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs become vested over four (4) years with 25% of the shares vesting February 26, 2027, with the remainder vesting in equal annual installments for the following three (3) years, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 21:10 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 222,670 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001705905-26-000008 · form4-02272026_040203.xml · derivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,670

Underlying: Common Stock, par value $0.0001 · 222,670 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The shares underlying the option become vested and exercisable over four (4) years with 25% of the shares vesting on February 26, 2027, with the remainder vesting in equal monthly installments for the following thirty-six (36) months, subject to the reporting person's continued service on each applicable vesting date.

Read SEC document
February 02, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 7,775 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · derivative · entry 7

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 7,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F6 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,329 $5.55 $12,925.95
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · nonDerivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,824

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 02, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 7,775 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · nonDerivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 31, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 5,567 $3.07 $17,090.69
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,378

F3 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2025 through January 31, 2026.

F4 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 1, 2025.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 9,275 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · derivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,275

Underlying: Common Stock, par value $0.0001 · 9,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,859 $5.60 $16,010.40
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,811

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:15 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 9,275 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000006 · form4-02032026_040235.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 21:05 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 15,850 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000004 · form4-01292026_040101.xml · derivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,550

Underlying: Common Stock, par value $0.0001 · 15,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 27, 2025, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 27, 2025, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 21:05 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 4,748 $6.18 $29,342.64
Disclosure

SEC source: 0001705905-26-000004 · form4-01292026_040101.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,395

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 21:05 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 15,850 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000004 · form4-01292026_040101.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 25, 2026 Filed Jan 27, 2026 12:00 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 14,600 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000002 · form4-01272026_070101.xml · derivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Common Stock, par value $0.0001 · 14,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 25, 2026 Filed Jan 27, 2026 12:00 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 4,373 $5.50 $24,051.50
Disclosure

SEC source: 0001705905-26-000002 · form4-01272026_070101.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,293

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 25, 2026 Filed Jan 27, 2026 12:00 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 14,600 $0.00 $0.00
Disclosure

SEC source: 0001705905-26-000002 · form4-01272026_070101.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:05 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 846 $3.14 $2,656.44
Disclosure

SEC source: 0001104659-25-073624 · tm2522384-1_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,066

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2025 through July 31, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2025.

Read SEC document
February 02, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · derivative · entry 10

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,775

Underlying: Common Stock, par value $0.0001 · 7,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F7 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date

F7 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date

Read SEC document
February 02, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,316 $6.64 $15,378.24
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 7

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,220

F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 02, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · derivative · entry 9

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 6,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F6 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 1,801 $6.64 $11,958.64
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,761

F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 3,184 $5.18 $16,493.12
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,396

F3 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2024 through January 31, 2025.

F4 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 1, 2024.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 9,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · derivative · entry 8

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,550

Underlying: Common Stock, par value $0.0001 · 9,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date

F5 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date

Read SEC document
January 30, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,709 $7.00 $18,963.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,212

F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 01:43 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 9,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-008770 · tm255357-1_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 02:06 UTC Altimmune, Inc. ALT · Entity 5349 GrantRestricted Stock Units · Derivative 63,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-006845 · tm254755-4_4seq1.xml · derivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,400

Underlying: Common Stock, par value $0.0001 · 63,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 27, 2025, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 27, 2025, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 02:06 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 183,600 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001104659-25-006845 · tm254755-4_4seq1.xml · derivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,600

Underlying: Common Stock, par value $0.0001 · 183,600 shares

Expires 2035-01-27

F4 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and released on January 27, 2026 and the remaining 75% of the shares underlying the option become vested and released in substantially equal monthly installments over the 36 months following January 27, 2026, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
January 25, 2025 Filed Jan 29, 2025 02:06 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 14,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-006845 · tm254755-4_4seq1.xml · derivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,800

Underlying: Common Stock, par value $0.0001 · 14,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 25, 2025 Filed Jan 29, 2025 02:06 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 4,264 $6.98 $29,762.72
Disclosure

SEC source: 0001104659-25-006845 · tm254755-4_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,646

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 25, 2025 Filed Jan 29, 2025 02:06 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 14,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-006845 · tm254755-4_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 21:45 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 650 $5.41 $3,516.50
Disclosure

SEC source: 0001104659-24-084995 · tm2420669-3_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,310

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2024 through July 31, 2024.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2024.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · derivative · entry 7

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,550

Underlying: Common Stock, par value $0.0001 · 7,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F4 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F4 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,330 $9.32 $21,715.60
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · nonDerivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,660

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · derivative · entry 6

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock, par value $0.0001 · 6,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 1,801 $9.88 $17,793.88
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,215

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:02 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-010780 · tm245213-3_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 23:03 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 5,860 $2.69 $15,763.40
Disclosure

SEC source: 0001104659-24-009543 · tm244961-5_4seq1.xml · nonDerivative · entry 3

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,850

F3 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from August 1, 2023 through January 31, 2024.

F4 · price: In accordance with the ESPP, these shares were purchased based on 85% of the opening price of the issuer's common stock on August 1, 2023.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 23:03 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 9,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-009543 · tm244961-5_4seq1.xml · derivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,825

Underlying: Common Stock, par value $0.0001 · 9,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following January 30, 2023, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 23:03 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,709 $9.80 $26,548.20
Disclosure

SEC source: 0001104659-24-009543 · tm244961-5_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,990

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 23:03 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 9,275 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-009543 · tm244961-5_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:32 UTC Altimmune, Inc. ALT · Entity 5349 GrantRestricted Stock Units · Derivative 58,400 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-007863 · tm244341-5_4seq1.xml · derivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,400

Underlying: Common Stock, par value $0.0001 · 58,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in substantially equal annual installments over the 4 years following January 25, 2024, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 23:32 UTC Altimmune, Inc. ALT · Entity 5349 GrantStock Options (option to buy) · Derivative 163,200 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001104659-24-007863 · tm244341-5_4seq1.xml · derivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,200

Underlying: Common Stock, par value $0.0001 · 163,200 shares

Expires 2034-01-25

F1 · derivative.exercise_date: Twenty-five percent of the shares underlying the option become vested and exercisable on January 25, 2025 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 25, 2025, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:47 UTC Altimmune, Inc. ALT · Entity 5349 GrantCommon Stock, par value $0.0001 568 $2.81 $1,596.08
Disclosure

SEC source: 0001104659-23-086904 · tm2322669-2_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,424

F1 · kind: These shares were purchased due to participation by the reporting individual in the Issuer's 2019 Employee Stock Purchase Plan ("ESPP"). It pertains to the ESPP purchase period from February 1, 2023 through July 31, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on July 31, 2023.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:31 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-011214 · tm235551-3_4seq1.xml · derivative · entry 4

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,325

Underlying: Common Stock, par value $0.0001 · 7,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F3 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 2, 2022, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:31 UTC Altimmune, Inc. ALT · Entity 5349 Tax withholdingCommon Stock, par value $0.0001 2,375 $15.04 $35,720.00
Disclosure

SEC source: 0001104659-23-011214 · tm235551-3_4seq1.xml · nonDerivative · entry 2

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,856

F2 · kind: Vesting transaction: Shares surrendered to the Issuer solely to cover taxes associated with vesting of RSUs.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:31 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionCommon Stock, par value $0.0001 7,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-011214 · tm235551-3_4seq1.xml · nonDerivative · entry 1

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:11 UTC Altimmune, Inc. ALT · Entity 5349 Exercise / conversionRestricted Stock Units · Derivative 6,166 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009975 · tm235311-4_4seq1.xml · derivative · entry 5

Roberts M Scot · CIK 0001705905 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

Underlying: Common Stock, par value $0.0001 · 6,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock, par value $0.0001, when vested.

F5 · derivative.exercise_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs become vested in substantially equal annual installments over the 4 years following February 1, 2021, subject to the reporting person's continued service through the applicable vesting date, and have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.