Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of N.T. Butterfield & Son LtdNTB · Entity 4406 | Director | October 01, 2026 | October 05, 2026 |
| Kyndryl Holdings, Inc.KD · Entity 2161 | Director | July 30, 2026 | August 03, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | COO | August 06, 2018 | August 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of N.T. Butterfield & Son Ltd
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 14,413 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,178 · Balance 14,413 |
Kyndryl Holdings, Inc.
Report date July 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,930 |
Reported balance
After 2026-07-30 transaction · row 1
1 source rowRow 1 · 2026-07-30 · Grant · Acquired 17,844 · Balance 77,930 F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units which will vest in full on the earlier of the anniversary of the grant date and the date of the Issuer's 2027 Annual Meeting of Stockholders (provided that the date of such annual meeting is at least 50 weeks after the date of the Issuer's 2026 Annual Meeting of Stockholders).
NORTHERN TRUST CORP
Report date August 06, 2018 · Filed August 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect2016 GRAT | 0 |
Reported balance
After 2018-08-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-06 · Sale · Disposed 9,699 · Balance 0 F1: Price reflects the weighted average sales price from $110.00 to $110.01. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| Common StockSEC Table I · non-derivative | Direct | 44,716 |
Reported balance
Holding disclosure · report date 2018-08-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 44,716 F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,926 |
Reported balance
Holding disclosure · report date 2018-08-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,926 |
| Common StockSEC Table I · non-derivative | Indirect2017 GRAT | 9,882 |
Reported balance
Holding disclosure · report date 2018-08-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,882 |
| Common StockSEC Table I · non-derivative | Indirect2018 GRAT | 10,000 |
Reported balance
Holding disclosure · report date 2018-08-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,000 |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 6-30-18 | 10,018.93 |
Reported balance
Holding disclosure · report date 2018-08-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10,018.93 |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects the weighted average sales price from $110.00 to $110.01. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVANTAX, INC.
Report date November 27, 2023 · Filed November 29, 2023
Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-27 transaction · row 1
1 source rowRow 1 · 2023-11-27 · Disposition to issuer · Disposed 42,566 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent. F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.
F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).
LEGACY LIFEPOINT HEALTH, INC.
Report date November 16, 2018 · Filed November 20, 2018
Section 16 reporting ended · disclosed 2018-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-06 | Direct | 0 |
Reported balance
After 2018-11-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-16 · Disposition to issuer · Disposed 3,379 · Balance 0 F1: Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-03-10 | Direct | 0 |
Reported balance
After 2018-11-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-16 · Disposition to issuer · Disposed 1,552 · Balance 0 F1: Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-06-08 | Direct | 0 |
Reported balance
After 2018-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-16 · Disposition to issuer · Disposed 3,008 · Balance 0 F1: Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-06-08 | Direct | 0 |
Reported balance
After 2018-11-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-16 · Disposition to issuer · Disposed 2,684 · Balance 0 F1: Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Merger Agreement, each outstanding restricted stock unit, whether vested or unvested, became fully vested as of the effective time of the merger, and was canceled and converted into the right to receive an amount in cash, without interest and less any applicable withholding taxes, equal to the merger consideration of $65.00 per share multiplied by the number of shares of common stock subject to such restricted stock unit award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 16, 2017 22:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,600 | $52.64 | $610,624.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 52,312 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · derivative · entry 11 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Underlying: Common Stock · 52,312 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 52,312 | $90.05 | $4,710,695.60 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $90.00 to $90.16. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:46 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 52,312 | $52.64 | $2,753,703.68 |
DisclosureSEC source: 0000073124-17-000127 · wf-form4_148970439795588.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,925 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · derivative · entry 12 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,912 Underlying: Common Stock · 1,925 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,925 | $90.01 | $173,269.25 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 4 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $90.00 to $90.02. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 1,925 | $52.64 | $101,332.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 5,402 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · derivative · entry 11 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,837 Underlying: Common Stock · 5,402 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 5,402 | $90.03 | $486,342.06 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $90.00 to $90.09. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:13 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 5,402 | $52.64 | $284,361.28 |
DisclosureSEC source: 0000073124-17-000123 · wf-form4_148953680812260.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 48,110 | $0.00 Strike: $43.65 | $0.00 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · derivative · entry 9 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,110 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/13/2013. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 48,110 | $87.03 | $4,187,013.30 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · price: Price reflects the weighted average sales price from $87.00 to $87.13. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 00:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-17-000114 · wf-form4_148824326326331.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 37,746 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000108 · wf-form4_148789536978178.xml · derivative · entry 8 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,746 Underlying: Common Stock · 37,746 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000108 · wf-form4_148789536978178.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 02:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000067 · wf-form4_148712670173688.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,058 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,169 | $86.31 | $187,195.55 |
DisclosureSEC source: 0000073124-17-000067 · wf-form4_148712670173688.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,296 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:45 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,878 | $85.66 | $160,860.09 |
DisclosureSEC source: 0000073124-17-000067 · wf-form4_148712670173688.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,041 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:52 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000045 · wf-form4_148651156537250.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,314 F1 · balance_after: Reflects the January 30, 2017 transfer of 12,508 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,415 | $88.93 | $570,453.88 |
DisclosureSEC source: 0000073124-17-000037 · wf-form4_148479017994921.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 11,104 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000037 · wf-form4_148479017994921.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,669 F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 38,836 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000517 · wf-form4_147917034331466.xml · derivative · entry 8 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,836 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 38,836 | $80.00 | $3,106,880.00 |
DisclosureSEC source: 0000073124-16-000517 · wf-form4_147917034331466.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 38,836 | $50.99 | $1,980,247.64 |
DisclosureSEC source: 0000073124-16-000517 · wf-form4_147917034331466.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 20,000 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-16-000507 · wf-form4_147882116771099.xml · derivative · entry 8 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,836 Underlying: Common Stock · 20,000 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 20,000 | $78.00 | $1,560,000.00 |
DisclosureSEC source: 0000073124-16-000507 · wf-form4_147882116771099.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 20,000 | $50.99 | $1,019,800.00 |
DisclosureSEC source: 0000073124-16-000507 · wf-form4_147882116771099.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 70,270 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · derivative · entry 16 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,270 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 22,118 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · derivative · entry 15 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,118 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 8,033 | $75.00 | $602,475.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 8 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,028 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 40,270 | $77.00 | $3,100,790.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 7 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 52,118 | $75.13 | $3,915,625.34 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 6 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,420 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F4 · price: Price reflects the weighted average sales price from $75.00 to $75.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 70,270 | $57.54 | $4,043,335.80 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 5 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 22,118 | $71.23 | $1,575,465.14 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 4 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 19,200 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · derivative · entry 14 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,270 Underlying: Common Stock · 19,200 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 17,481 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · derivative · entry 13 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,118 Underlying: Common Stock · 17,481 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 36,681 | $73.08 | $2,680,647.48 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 19,200 | $57.54 | $1,104,768.00 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 07, 2016 Filed Nov 10, 2016 01:22 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 17,481 | $71.23 | $1,245,171.63 |
DisclosureSEC source: 0000073124-16-000495 · wf-form4_147874095526787.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 800 | $0.00 Strike: $57.54 | $0.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · derivative · entry 10 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,470 Underlying: Common Stock · 800 shares Expires 2019-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 7/21/2010. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,519 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · derivative · entry 9 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,599 Underlying: Common Stock · 2,519 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 3,319 | $73.01 | $242,320.19 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,150 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F3 · price: Price reflects the weighted average sales price from $73.00 to $73.04. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 800 | $57.54 | $46,032.00 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 2,519 | $71.23 | $179,428.37 |
DisclosureSEC source: 0000073124-16-000486 · wf-form4_147829871875903.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,150 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 22:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000470 · wf-form4_147734679162763.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,061 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.