Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Latin America Ltd.LILA · Entity 4630 | SVP, CLO AND SECRETARY | June 30, 2026 | August 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Latin America Ltd.
Report date June 30, 2026 · Filed August 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common SharesSEC Table I · non-derivative | Direct | 449,593 |
Ending reported balance
After 2026-06-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-06-30 · Grant · Acquired 663 · Balance 448,228 F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2026-06-30 · Tax withholding · Disposed 371 · Balance 447,857 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." Row 3 · 2026-06-30 · Grant · Acquired 1,783 · Balance 449,640 F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. Row 4 · 2026-06-30 · Tax withholding · Disposed 47 · Balance 449,593 F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit." F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price. |
| Series A Preference SharesSEC Table I · non-derivative | Direct | 64,613 |
Reported balance
After 2026-06-30 transaction · row 5
1 source rowRow 5 · 2026-06-30 · Other · Acquired 66 · Balance 64,613 F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy 401(k) Plan | 20,982 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 20,982 F6: The Reporting Person received 2,835 shares contributed by Issuer under its 401(k) Plan as of July 29, 2026. |
| Class C Common SharesSEC Table I · non-derivative | IndirectBy IRA | 176 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 176 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents common shares that have been withheld by the Issuer to satisfy the tax liability in connection with the purchase of shares under the ESPP and its look-back feature and the issuance of shares pursuant to the "match benefit."
F3: These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4: The Employee Stock Purchase Plan's "look-back" feature was used to determine the purchase price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the January 1 - June 30, 2026 contribution period, with the lower of the two being used to determine the purchase price.
F5: These Preferred Shares were acquired pursuant to the "match benefit" of the Liberty Latin America Employee Stock Purchase Plan and were issued at a rate of 0.10 Preferred Shares for each matching share of the Issuer's common stock credited to the reporting person under the plan. This transaction was exempt under Rule 16a-9.
F6: The Reporting Person received 2,835 shares contributed by Issuer under its 401(k) Plan as of July 29, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 803 | $0.00 Strike: $46.52 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 22 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Underlying: Class C Common Shares · 803 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 2,504 | $0.00 Strike: $38.65 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 21 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,504 Underlying: Class C Common Shares · 2,504 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 1,003 | $0.00 Strike: $35.37 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 20 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Underlying: Class C Common Shares · 1,003 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 1,468 | $0.00 Strike: $37.86 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 19 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,468 Underlying: Class C Common Shares · 1,468 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 588 | $0.00 Strike: $34.65 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 18 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Underlying: Class C Common Shares · 588 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 505 | $0.00 Strike: $39.85 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 17 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505 Underlying: Class C Common Shares · 505 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 202 | $0.00 Strike: $36.46 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 16 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202 Underlying: Class C Common Shares · 202 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 1,956 | $0.00 Strike: $37.98 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 15 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 Underlying: Class C Common Shares · 1,956 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 978 | $0.00 Strike: $39.99 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 14 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978 Underlying: Class C Common Shares · 978 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 784 | $0.00 Strike: $34.76 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 13 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784 Underlying: Class C Common Shares · 784 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights C · Derivative | 392 | $0.00 Strike: $36.60 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 12 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392 Underlying: Class C Common Shares · 392 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 1,068 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 11 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068 Underlying: Class A Common Shares · 1,068 shares Expires 2024-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2018. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 1,132 | $0.00 Strike: $39.48 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 10 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132 Underlying: Class A Common Shares · 1,132 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 454 | $0.00 Strike: $37.53 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 9 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Class A Common Shares · 454 shares Expires 2023-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2017. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 980 | $0.00 Strike: $50.55 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 8 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980 Underlying: Class A Common Shares · 980 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 394 | $0.00 Strike: $45.52 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 7 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Class A Common Shares · 394 shares Expires 2022-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2015, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2016. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 1,101 | $0.00 Strike: $38.94 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 6 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101 Underlying: Class A Common Shares · 1,101 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 441 | $0.00 Strike: $35.06 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 5 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 Underlying: Class A Common Shares · 441 shares Expires 2021-05-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: The SARs provide for vesting of 12.5% of the shares on November 1, 2014, and the remaining shares in 14 equal quarterly installments commencing on February 1, 2015. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 507 | $0.00 Strike: $38.74 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 4 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 Underlying: Class A Common Shares · 507 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 203 | $0.00 Strike: $34.88 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 3 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203 Underlying: Class A Common Shares · 203 shares Expires 2020-08-01 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 982 | $0.00 Strike: $38.88 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 2 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982 Underlying: Class A Common Shares · 982 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 15, 2018 02:19 UTC | Liberty Latin America Ltd. LILA · Entity 4630 | OtherShare Appreciation Rights A · Derivative | 393 | $0.00 Strike: $35.01 | $0.00 |
DisclosureSEC source: 0001712184-18-000103 · wf-form5_151866112696518.xml · derivative · entry 1 WINTER JOHN M · CIK 0001724412 · SVP, CLO AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393 Underlying: Class A Common Shares · 393 shares Expires 2020-06-24 F1 · kind: This share appreciation right ("SAR") was granted as a result of the adjustments described in this footnote. In connection with the completion of the Split-Off (as described in the Remarks section), all SARs awards held by the reporting person with respect to Liberty Global's LiLAC ordinary shares (each, a "Pre-Split LiLAC Award") were adjusted pursuant to the anti-dilution provisions of the incentive plan under which the SAR awards were granted, such that the reporting person (i) disposed of the Pre-Split LiLAC Award and (ii) received a SAR relating to shares of the corresponding class of the Issuer's common shares ("Post-Split Splitco Award"). The terms of the Post-Split Splitco Award will, in all material respects, be the same as those of the corresponding Pre-Split LiLAC Award. These adjustments were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The SARs are immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.