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FARRELL PETER C

Disclosed activity across 5 companies

Tapewire entity
2693
SEC CIK
0001186102

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arcturus Therapeutics Holdings Inc.ARCT · Entity 5523DirectorJune 05, 2026June 15, 2026
Arcturus Therapeutics Ltd.ARCT · Entity 160417DirectorJanuary 01, 2019January 02, 2019
Evolus, Inc.EOLS · Entity 5341DirectorJanuary 27, 2023February 01, 2023
RESMED INCRMD · Entity 2692DirectorSeptember 02, 2026September 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arcturus Therapeutics Holdings Inc.

Report date June 05, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.30 · Expires 2036-06-05Direct15,000 Reported balance After 2026-06-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 15,000 · Balance 15,000

F1: Shares underlying the option vest monthly over a one year period from the date of grant. This represents the 2026 annual grant to the Reporting Person as a member of the Board of Directors of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Shares underlying the option vest monthly over a one year period from the date of grant. This represents the 2026 annual grant to the Reporting Person as a member of the Board of Directors of the Issuer.

Arcturus Therapeutics Ltd.

Report date January 01, 2019 · Filed January 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect86,452 Reported balance Holding disclosure · report date 2019-01-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 86,452

F1: The Reporting Person is filing this form in connection with the Issuer's transition from reporting as a foreign private issuer to reporting as a domestic issuer, effective January 1, 2019.

STOCK OPTION (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2028-08-23DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: The Reporting Person is filing this form in connection with the Issuer's transition from reporting as a foreign private issuer to reporting as a domestic issuer, effective January 1, 2019.

F2: Vesting monthly over a two year period from August 24, 2018.

STOCK OPTION (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2028-08-23DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: The Reporting Person is filing this form in connection with the Issuer's transition from reporting as a foreign private issuer to reporting as a domestic issuer, effective January 1, 2019.

F3: Vesting monthly over a one year period from August 24, 2018.

STOCK OPTION (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.00 · Expires 2028-08-23DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F1: The Reporting Person is filing this form in connection with the Issuer's transition from reporting as a foreign private issuer to reporting as a domestic issuer, effective January 1, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is filing this form in connection with the Issuer's transition from reporting as a foreign private issuer to reporting as a domestic issuer, effective January 1, 2019.

F2: Vesting monthly over a two year period from August 24, 2018.

F3: Vesting monthly over a one year period from August 24, 2018.

Evolus, Inc.

Report date January 27, 2023 · Filed February 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,174 Reported balance After 2023-01-27 transaction · row 1
1 source row

Row 1 · 2023-01-27 · Grant · Acquired 8,293 · Balance 43,174

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.25 · Expires 2033-01-27Direct11,789 Reported balance After 2023-01-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-01-27 · Grant · Acquired 11,789 · Balance 11,789

F2: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Common StockSEC Table I · non-derivativeIndirectBy trust10,000 Reported balance Holding disclosure · report date 2023-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer

F2: The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

RESMED INC

Report date September 02, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
ResMed Common StockSEC Table I · non-derivativeDirect51,803 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Sale · Disposed 970 · Balance 51,803

F1: The transaction was conducted under a Rule 10b5-1 plan adopted August 12, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was conducted under a Rule 10b5-1 plan adopted August 12, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NUVASIVE INC

Report date May 03, 2018 · Filed May 07, 2018

Section 16 reporting ended · disclosed 2018-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFamily Trust36,713 Last balance in matching sequence After 2018-05-03 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2018-05-03 · Exercise / conversion · Acquired 16,844 · Balance 35,490

F1: On May 3, 2018, the Reporting Person retired from his position as a member of the Issuer's Board of Directors. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals were delivered to the Reporting Person promptly following the Issuer's 2018 Annual Meeting of Stockholders on May 3, 2018, the date on which the Reporting Person retired.

F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

Row 2 · 2018-05-03 · Exercise / conversion · Acquired 6,000 · Balance 41,490

F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

Row 3 · 2018-05-03 · Tax withholding · Disposed 4,777 · Balance 36,713

F3: Payment of exercise price by Issuer's withholding of shares incident to the respective option exercise.

F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-05-03 · Exercise / conversion · Disposed 2,833 · Balance 0

F4: This RSU award was granted to the Reporting Person on May 24, 2012 and is fully vested.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-05-03 · Exercise / conversion · Disposed 2,833 · Balance 0

F5: This RSU award was granted to the Reporting Person on May 23, 2013 and is fully vested.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-05-03 · Exercise / conversion · Disposed 3,725 · Balance 0

F6: This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-05-03 · Exercise / conversion · Disposed 2,501 · Balance 0

F7: This RSU award was granted to the Reporting Person on June 12, 2015 and is fully vested.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-05-03 · Exercise / conversion · Disposed 2,822 · Balance 0

F8: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.

RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-05-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-05-03 · Exercise / conversion · Disposed 2,130 · Balance 0

F9: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.45 · Expires 2018-05-22Direct0 Reported balance After 2018-05-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-05-03 · Exercise / conversion · Disposed 6,000 · Balance 0

F10: The option, representing a right to purchase a total of 6,000 shares, was granted on May 22, 2008 and is fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: On May 3, 2018, the Reporting Person retired from his position as a member of the Issuer's Board of Directors. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals were delivered to the Reporting Person promptly following the Issuer's 2018 Annual Meeting of Stockholders on May 3, 2018, the date on which the Reporting Person retired.

F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

F3: Payment of exercise price by Issuer's withholding of shares incident to the respective option exercise.

F4: This RSU award was granted to the Reporting Person on May 24, 2012 and is fully vested.

F5: This RSU award was granted to the Reporting Person on May 23, 2013 and is fully vested.

F6: This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.

F7: This RSU award was granted to the Reporting Person on June 12, 2015 and is fully vested.

F8: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.

F9: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.

F10: The option, representing a right to purchase a total of 6,000 shares, was granted on May 22, 2008 and is fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2021 Filed Nov 23, 2021 00:45 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 1,695 $0.00 Strike: $263.16 $0.00
Disclosure

SEC source: 0000943819-21-000037 · primary_doc.xml · derivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

Underlying: ResMed Common Stock · 1,695 shares

Expires 2028-11-18

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest on the earlier of (i) the first November 11 following the Grant Date, or (ii) the date of the first (1st) annual meeting of stockholders of the Company following the Grant Date.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 00:45 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 478 $0.00 $0.00
Disclosure

SEC source: 0000943819-21-000037 · primary_doc.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,102

F1 · balance_after: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2022, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:03 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 342 $259.47 $88,738.74
Disclosure

SEC source: 0001127602-21-029094 · form4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,624

F1 · kind: Disposition to issuer for tax withholding on vesting of Restricted Stock Units granted 11/19/2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 22:39 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 36,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023942 · form4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,966

F1 · kind: Represents a gift of shares to Bank of America, N.A. Successor Trustee of Peter C. Farrell Charitable Remainder Unitrust. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 22:30 UTC Arcturus Therapeutics Holdings Inc. ARCT · Entity 5523 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0001193805-21-000925 · e620745_4-farrell.xml · derivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-06-18

F1 · derivative.exercise_date: Shares underlying the option vest monthly over a one year period from the date of grant. This grant represents the annual grant to members of the Board of Directors.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:12 UTC Evolus, Inc. EOLS · Entity 5341 GrantCommon Stock 19,313 $0.00 $0.00
Disclosure

SEC source: 0001570562-21-000036 · wf-form4_161290873618832.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,313

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of February 5, 2021, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.

Read SEC document
November 19, 2020 Filed Nov 21, 2020 00:00 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029753 · form4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,636

F1 · kind: Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2021, or the annual shareholders meeting in the year following the grant date.

Read SEC document
November 11, 2020 Filed Nov 14, 2020 00:01 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 579 $212.11 $122,811.69
Disclosure

SEC source: 0001127602-20-029031 · form4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,449

F1 · kind: Disposition to issuer for tax withholding on vesting of Restricted Stock Units granted on 11/21/2019.

Read SEC document
June 22, 2020 Filed Jun 25, 2020 00:00 UTC Arcturus Therapeutics Holdings Inc. ARCT · Entity 5523 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $40.70 $0.00
Disclosure

SEC source: 0001193805-20-000742 · e619721_4-farrell.xml · derivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-06-21

F1 · derivative.exercise_date: Shares underlying the options vest monthly over a one year period from the date of grant.

Read SEC document
January 23, 2020 Filed Jan 25, 2020 02:06 UTC Evolus, Inc. EOLS · Entity 5341 GrantStock Option (Right to Buy) · Derivative 23,458 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001570562-20-000035 · wf-form4_157991798760151.xml · derivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,458

Underlying: Common Stock · 23,458 shares

Expires 2030-01-23

F1 · derivative.exercise_date: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of January 23, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 20:26 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033667 · form4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,028

F1 · kind: Shares awarded are restricted stock units. The RSUs vest on the earlier of November 11, 2020, or the annual shareholders meeting in the year following the grant date.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 00:07 UTC Arcturus Therapeutics Holdings Inc. ARCT · Entity 5523 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0000899243-19-026109 · doc4.xml · derivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-10-24

F1 · derivative.exercise_date: Shares underlying the options vest monthly over a one year period from the date of grant.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 23:51 UTC Arcturus Therapeutics Holdings Inc. ARCT · Entity 5523 PurchaseCommon Stock 4,432 $10.85 $48,087.20
Disclosure

SEC source: 0000899243-19-022258 · doc4.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,955

F2 · price: The price reported in Column 4 is a weighted average price. 4,100 shares were purchased at a price of $10.86 per share and 332 shares were purchased at a price of $10.72 per share.

F1 · ownership.nature: By Peter C. Farrell Trust.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 23:51 UTC Arcturus Therapeutics Holdings Inc. ARCT · Entity 5523 PurchaseCommon Stock 4,681 $11.02 $51,584.62
Disclosure

SEC source: 0000899243-19-022258 · doc4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 38,523

F1 · ownership.nature: By Peter C. Farrell Trust.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 20:30 UTC Evolus, Inc. EOLS · Entity 5341 GrantCommon Stock · Derivative 26,163 $0.00 Strike: $15.99 $0.00
Disclosure

SEC source: 0001570562-19-000113 · wf-form4_156339544054218.xml · derivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,163

Underlying: Common Stock · 26,163 shares

Expires 2029-07-15

F1 · derivative.exercise_date: The shares subject to the option will vest over a period of two years, with 1/2 of the shares subject to the option vesting annually on the anniversary of July 15, 2019.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 23:20 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 13,866 $115.40 $1,600,067.07
Disclosure

SEC source: 0001567619-18-007954 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,301

F1 · kind: Represents a gift of shares to Bank of America, N.A. Successor Trustee of Peter C. Farrell Charitable Remainder Unitrust. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F2 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 01:08 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 11,442 $0.00 Strike: $101.64 $0.00
Disclosure

SEC source: 0001567619-18-006569 · doc1.xml · derivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442

Underlying: ResMed Common Stock · 11,442 shares

Expires 2025-11-14

F2 · derivative.exercise_date: Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholders meeting following grant date.

Read SEC document
November 09, 2018 Filed Nov 17, 2018 01:08 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 729 $106.94 $77,959.26
Disclosure

SEC source: 0001567619-18-006569 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,167

F1 · shares: Disposition to issuer for tax withholding on vesting of Restricted Stock Units granted on 11/16/2017.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $39.45 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 10

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option, representing a right to purchase a total of 6,000 shares, was granted on May 22, 2008 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 2,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 9

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.

F9 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 18, 2017 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 2,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 8

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.

F8 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 19, 2016 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 2,501 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 7

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This RSU award was granted to the Reporting Person on June 12, 2015 and is fully vested.

F7 · derivative.expiration_date: This RSU award was granted to the Reporting Person on June 12, 2015 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 3,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 6

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.

F6 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.

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May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 2,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 5

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 23, 2013 and is fully vested.

F5 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 23, 2013 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionRSUs · Derivative 2,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · derivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 24, 2012 and is fully vested.

F4 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 24, 2012 and is fully vested.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Tax withholdingCommon Stock 4,777 $49.54 $236,652.58
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 36,713

F3 · shares: Payment of exercise price by Issuer's withholding of shares incident to the respective option exercise.

F2 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

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May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionCommon Stock 6,000 $39.45 $236,700.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 41,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

Read SEC document
May 03, 2018 Filed May 7, 2018 17:59 UTC NUVASIVE INC NUVA · Entity 110002 Exercise / conversionCommon Stock 16,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028409 · doc4.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 35,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 3, 2018, the Reporting Person retired from his position as a member of the Issuer's Board of Directors. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals were delivered to the Reporting Person promptly following the Issuer's 2018 Annual Meeting of Stockholders on May 3, 2018, the date on which the Reporting Person retired.

F2 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 21:30 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 3,351 $86.00 $288,186.00
Disclosure

SEC source: 0001140361-17-046520 · doc1.xml · nonDerivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,896

F2 · kind: Represents a gift of shares to the Greater Houston Community Foundation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F4 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:30 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 1,180 $84.97 $100,264.60
Disclosure

SEC source: 0001140361-17-046520 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,427

F3 · kind: Represents a gift of shares to Project Veritas. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F4 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:30 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 23,689 $84.43 $2,000,062.27
Disclosure

SEC source: 0001140361-17-046520 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,607

F2 · kind: Represents a gift of shares to the Greater Houston Community Foundation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F4 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:30 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 23,689 $84.43 $2,000,062.27
Disclosure

SEC source: 0001140361-17-046520 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,296

F1 · kind: Represents a gift of shares to the Farrell Family Foundation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F4 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 22:16 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 2,948 $84.80 $249,990.40
Disclosure

SEC source: 0001140361-17-044227 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,985

F1 · kind: Represents a gift of shares to Donors Trust, Inc. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F2 · price: The price reported above represents the average of the high and low trading price on the day of the transaction.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 02:04 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock 2,991 $84.98 $254,175.18
Disclosure

SEC source: 0001140361-17-043277 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,933

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2018, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Tax withholdingResMed Common Stock 1,858 $83.06 $154,325.48
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 9

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,942

F5 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Stock Option Plan · Derivative 82,460 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · derivative · entry 13

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 82,460 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Stock Option Plan · Derivative 3,625 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · derivative · entry 12

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 3,625 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Stock Option Plan · Derivative 20,492 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · derivative · entry 11

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 20,492 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Stock Option Plan · Derivative 11,815 $0.00 Strike: $52.02 $0.00
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · derivative · entry 10

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 11,815 shares

Expires 2021-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 82,460 $82.70 $6,819,442.00
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 8

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F4 · price: This transaction was executed in multiple trades at prices ranging from 82.49 to 82.89. The price reported above represents the weighted average sales price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 3,625 $82.69 $299,751.25
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 7

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,260

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.51 to $82.82. The price reported above reflects the weighted average sale price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 20,492 $82.70 $1,694,688.40
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 6

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,885

F2 · price: This transaction was executed in multiple trades at prices ranging from 82.53 to 82.87. The price reported above represents the weighted average sales price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 11,815 $82.71 $977,218.65
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 5

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,377

F1 · price: This transaction was executed in multiple trades at prices ranging from 82.51 to 82.88. The price reported above represents the weighted average sales price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 82,460 $27.58 $2,274,246.80
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 3,625 $27.58 $99,977.50
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 20,492 $58.24 $1,193,454.08
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 22:42 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 11,815 $52.02 $614,616.30
Disclosure

SEC source: 0001140361-17-042207 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · derivative · entry 4

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,460

Underlying: ResMed Common Stock · 20,000 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 2,000 $83.82 $167,634.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · nonDerivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.76 to $83.93. The price reported above reflects the weighted average sale price.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:28 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 18,000 $83.50 $1,502,946.00
Disclosure

SEC source: 0001140361-17-041597 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,800

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 82.75 to 83.75. The price reported above represents the weighted average sales price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.