Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apex Global Brands Inc.CHKE · Entity 140574 | Director | September 27, 2018 | October 01, 2018 |
| BIG 5 SPORTING GOODS CorpBGFV · Entity 74526 | Director | September 14, 2018 | September 18, 2018 |
| ICONIX BRAND GROUP, INC.ICON · Entity 136609 | Director · President and CEO | August 04, 2021 | August 05, 2021 |
| Kaspien Holdings Inc.TWMC · Entity 113955 | Director | June 27, 2018 | June 29, 2018 |
| LANDS' END, INC.LE · Entity 5747 | Director | July 31, 2026 | August 04, 2026 |
| bebe stores, inc.BEBE · Entity 170174 | Director | November 29, 2017 | November 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apex Global Brands Inc.
Report date September 27, 2018 · Filed October 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 154,811 |
Reported balance
After 2018-09-27 transaction · row 1
1 source rowRow 1 · 2018-09-27 · Grant · Acquired 40,000 · Balance 154,811 F1: Represents an award of restricted stock units that vest in equal annual installments over three years beginning on the first anniversary of the date of grant. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement of the unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units that vest in equal annual installments over three years beginning on the first anniversary of the date of grant. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement of the unit.
BIG 5 SPORTING GOODS Corp
Report date September 14, 2018 · Filed September 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 23,554 |
Reported balance
After 2018-09-14 transaction · row 1
1 source rowRow 1 · 2018-09-14 · Grant · Acquired 660 · Balance 23,554 F1: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein.
ICONIX BRAND GROUP, INC.
Report date August 04, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-04 transaction · row 1
1 source rowRow 1 · 2021-08-04 · Other · Disposed 490,740 · Balance 0 F1: Disposed of pursuant to the closing, on August 4, 2021, of a cash tender offer by Iconix Merger Sub Inc. ("Merger Sub"), a wholly owned subsidiary of Iconix Acquisition LLC ("Parent"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-08-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-04 · Other · Disposed 282,541 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F3: The reporting person's unvested restricted stock units became fully vested, were cancelled, and in exchange therefore, the reporting person received (without interest) $3.15 per restricted stock unit, less applicable taxes, as set forth in the Agreement and Plan of Merger, dated as of June 11, 2021, by and among the Issuer, Parent and Merger Sub. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing, on August 4, 2021, of a cash tender offer by Iconix Merger Sub Inc. ("Merger Sub"), a wholly owned subsidiary of Iconix Acquisition LLC ("Parent").
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F3: The reporting person's unvested restricted stock units became fully vested, were cancelled, and in exchange therefore, the reporting person received (without interest) $3.15 per restricted stock unit, less applicable taxes, as set forth in the Agreement and Plan of Merger, dated as of June 11, 2021, by and among the Issuer, Parent and Merger Sub.
Kaspien Holdings Inc.
Report date June 27, 2018 · Filed June 29, 2018
This filing explicitly reported no securities owned.
LANDS' END, INC.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,595 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Grant · Acquired 1,273 · Balance 33,595 F1: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 3,234 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,234 |
| Common StockSEC Table I · non-derivative | IndirectBy SEP | 1,848 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,848 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock granted to the reporting person pursuant to his election under the Lands' End, Inc. Director Compensation Policy to receive a portion of the fees that would otherwise be payable to him in cash, in the form of shares of the issuer's common stock. Such shares were issued under the Lands' End, Inc. Amended and Restated 2017 Stock Plan.
bebe stores, inc.
Report date November 29, 2017 · Filed November 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,176 |
Reported balance
After 2017-11-29 transaction · row 1
1 source rowRow 1 · 2017-11-29 · Exercise / conversion · Acquired 12,037 · Balance 29,176 F1: Shares acquired in connection with *12,037 of Restricted Stock Units that were granted on 12/6/2016 which vested on the date of the Company's next Annual Shareholder meeting held on 11/29/2017. *(as adjusted for our 10:1 reverse stock split effective 12/9/2016). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired in connection with *12,037 of Restricted Stock Units that were granted on 12/6/2016 which vested on the date of the Company's next Annual Shareholder meeting held on 11/29/2017. *(as adjusted for our 10:1 reverse stock split effective 12/9/2016).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 19, 2018 17:18 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0001739812-18-000006 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,894 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 18:47 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 8,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001739812-18-000003 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,656 F1 · shares: 8,721 restricted stock units were granted to the reporting person which vest 100% on the first anniversary of the grant date. Vested shares will be delivered to the reporting person on the tenth business day of January following the year in which the reporting person's service as a director terminates. Read SEC document |
| March 23, 2018 Filed Mar 28, 2018 14:14 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-18-000032 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,935 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 14:49 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-17-000043 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,625 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:39 UTC | bebe stores, inc. BEBE · Entity 170174 | Exercise / conversionCommon Stock | 12,037 | $5.50 | $66,203.50 |
DisclosureSEC source: 0001059272-17-000050 · edgardoc.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired in connection with *12,037 of Restricted Stock Units that were granted on 12/6/2016 which vested on the date of the Company's next Annual Shareholder meeting held on 11/29/2017. *(as adjusted for our 10:1 reverse stock split effective 12/9/2016). Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 17:54 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 35,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058663 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,935 F1 · kind: Represents an award of restricted stock units that vest in equal annual installments over three years beginning on the first anniversary of the date of grant. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement of the unit. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 19:07 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-17-000038 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,363 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:15 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantWarrants (right to buy) · Derivative | 5,924 | Not disclosed Strike: $4.22 | Not disclosed |
DisclosureSEC source: 0001209191-17-049032 · doc4.xml · derivative · entry 2 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,924 Underlying: Common Stock · 5,924 shares Expires not disclosed F1 · date: Reflects securities acquired from the Issuer pursuant to a common stock purchase agreement between the reporting person and the Issuer dated August 11, 2017. The closing under such agreement and the issuance of such securities is expected to occur on or about August 18, 2017. F3 · price: The warrants were issued as consideration for the reporting person's agreement to participate in certain potential future equity financings of the Issuer. F2 · derivative.expiration_date: The warrants will expire on the seven-year anniversary of their initial issuance date. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:15 UTC | Apex Global Brands Inc. CHKE · Entity 140574 | GrantCommon Stock | 23,697 | $4.22 | $100,001.34 |
DisclosureSEC source: 0001209191-17-049032 · doc4.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,980 F1 · date: Reflects securities acquired from the Issuer pursuant to a common stock purchase agreement between the reporting person and the Issuer dated August 11, 2017. The closing under such agreement and the issuance of such securities is expected to occur on or about August 18, 2017. Read SEC document |
| June 15, 2017 Filed Jun 22, 2017 13:15 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-17-000031 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,116 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 17:50 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-17-000025 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,023 F1 · shares: 4,200 restricted stock units were granted to the reporting person which vest 100% on the first anniversary of the grant date. Vested shares will be delivered to the reporting person on the tenth business day of January following the year in which the reporting person's service as a director terminates. Read SEC document |
| March 20, 2017 Filed Mar 24, 2017 14:12 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-17-000015 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,823 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:54 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-16-000116 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,736 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 20:48 UTC | bebe stores, inc. BEBE · Entity 170174 | GrantRestricted Stock Units · Derivative | 120,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001059272-16-000150 · edgardoc.xml · derivative · entry 3 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,370 Underlying: Common Stock · 120,370 shares Expires 2025-12-06 F1 · security: RSU's convert one-to-one to shares of common stock as of the date of the next Annual Shareholder's meeting. so long as the Reporting Person continuously serves as a Company Director from the Transaction Date up to and including said date. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 20:48 UTC | bebe stores, inc. BEBE · Entity 170174 | GrantCommon Stock | 28,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001059272-16-000150 · edgardoc.xml · nonDerivative · entry 2 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,397 F1 · security: RSU's convert one-to-one to shares of common stock as of the date of the next Annual Shareholder's meeting. so long as the Reporting Person continuously serves as a Company Director from the Transaction Date up to and including said date. F2 · shares: Previously reported via Form 4. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 20:48 UTC | bebe stores, inc. BEBE · Entity 170174 | Exercise / conversionCommon Stock | 123,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001059272-16-000150 · edgardoc.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU's convert one-to-one to shares of common stock as of the date of the next Annual Shareholder's meeting. so long as the Reporting Person continuously serves as a Company Director from the Transaction Date up to and including said date. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:01 UTC | LANDS' END, INC. LE · Entity 5747 | PurchaseCommon Stock | 3,500 | $14.93 | $52,247.65 |
DisclosureSEC source: 0000799288-16-000182 · wf-form4_147526570160528.xml · nonDerivative · entry 2 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 3,500 F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $14.71 to $15.10 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:01 UTC | LANDS' END, INC. LE · Entity 5747 | PurchaseCommon Stock | 2,000 | $15.05 | $30,100.00 |
DisclosureSEC source: 0000799288-16-000182 · wf-form4_147526570160528.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP Disclosed balance after: 2,000 Read SEC document |
| September 15, 2016 Filed Sep 21, 2016 14:03 UTC | BIG 5 SPORTING GOODS Corp BGFV · Entity 74526 | GrantCommon Stock, par value $.01 | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001216337-16-000093 · edgar.xml · nonDerivative · entry 1 Galvin Robert · CIK 0001553095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 F1 · shares: Represents shares as to which the reporting person acquired beneficial ownership as a result of automatic reinvestment of dividend accruals in respect of previously reported restricted stock units held by the reporting person pursuant to the issuer's Amended and Restated 2007 Equity and Performance Incentive Plan. These restricted stock units will vest on the same dates as the units in respect of which the dividends accrued. These accruals and reinvestments occur quarterly following grant of the units, with the accrual date being the deemed execution date reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.