Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riot Platforms, Inc.RIOT · Entity 3724 | Director · CEO | July 31, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riot Platforms, Inc.
Report date July 31, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,944,637 |
Reported balance
After 2026-07-31 transaction · row 1
1 source rowRow 1 · 2026-07-31 · Tax withholding · Disposed 2,896,921 · Balance 4,944,637 F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock previously granted to the Reporting Person under the Issuer's Long-Term Incentive Program. The vesting of such shares was subject to the Issuer's achievement of certain performance objectives. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,263,556 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,263,556 F2: Shares held in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock previously granted to the Reporting Person under the Issuer's Long-Term Incentive Program. The vesting of such shares was subject to the Issuer's achievement of certain performance objectives.
F2: Shares held in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 8, 2021 02:13 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-001215 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 284,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each time-based restricted stock unit ("RSU") and performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F3 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 02:13 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-001215 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 234,777 F1 · price: The reported disposition represents a bona fide gift made by the Reporting Person to a charitable organization. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. F3 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 02:13 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-001215 · ownership.xml · derivative · entry 6 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,367 Underlying: Common Stock · 8,333 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each time-based restricted stock unit ("RSU") and performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F4 · price: Pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended, (the "Plan") each time-based restricted stock unit ("RSU") and performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") subject to any net settlement permitted under the Plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), following vesting and settlement by the Issuer. F6 · derivative.exercise_date: On December 3, 2021, the Committee determined that, as of the end of the third fiscal quarter of 2021, the performance criteria for 8,333 PSUs had been achieved and, therefore, 8,333 PSUs became vested and eligible to be settled by the Issuer in accordance with the Plan. The PSUs were issued to the Reporting Person under the Plan pursuant to the Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, between the Issuer and the Reporting Person (the "Award Agreement"), as approved by the Committee. F6 · derivative.expiration_date: On December 3, 2021, the Committee determined that, as of the end of the third fiscal quarter of 2021, the performance criteria for 8,333 PSUs had been achieved and, therefore, 8,333 PSUs became vested and eligible to be settled by the Issuer in accordance with the Plan. The PSUs were issued to the Reporting Person under the Plan pursuant to the Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, between the Issuer and the Reporting Person (the "Award Agreement"), as approved by the Committee. F2 · balance_after: Represents the total direct and indirect ownership of the indicated security held by the Reporting Person immediately following the reported transaction. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 20:56 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 41,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000800 · ownership.xml · derivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,034 Underlying: Common Stock · 41,667 shares Expires not disclosed F1 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") which covert, on a one-for-one basis, into shares of the Issuer's Common Stock, no par value per share, subject to any net settlement for taxes permitted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (the "Plan"). The PSUs were issued to the Reporting Person under the Plan pursuant to the Performance Restricted Stock Unit Award Agreement, dated as of August 12, 2021, between the Issuer and the Reporting Person (the "Award Agreement"), as approved by the Compensation and Human Resources Committee of the Issuer. F2 · price: On August 12, 2021, the Committee determined the performance goals for 41,667 of the PSUs had been achieved. Accordingly, the 41,667 PSUs indicated on this Form 4 became fully vested and eligible to be settled by the Issuer in accordance with its customary practices and procedures, subject to any net settlement for taxes permitted under the Plan and the Award Agreement. F2 · derivative.exercise_date: On August 12, 2021, the Committee determined the performance goals for 41,667 of the PSUs had been achieved. Accordingly, the 41,667 PSUs indicated on this Form 4 became fully vested and eligible to be settled by the Issuer in accordance with its customary practices and procedures, subject to any net settlement for taxes permitted under the Plan and the Award Agreement. F2 · derivative.expiration_date: On August 12, 2021, the Committee determined the performance goals for 41,667 of the PSUs had been achieved. Accordingly, the 41,667 PSUs indicated on this Form 4 became fully vested and eligible to be settled by the Issuer in accordance with its customary practices and procedures, subject to any net settlement for taxes permitted under the Plan and the Award Agreement. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:12 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 701 | $31.45 | $22,046.45 |
DisclosureSEC source: 0001079973-21-000528 · ownership.xml · nonDerivative · entry 3 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,777 F4 · price: The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $32.44 to $32.59 per Share, inclusive. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported on this Form 4. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:12 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 26,144 | $31.44 | $821,967.36 |
DisclosureSEC source: 0001079973-21-000528 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,478 F3 · price: The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $31.44 to $32.43 per Share, inclusive. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported on this Form 4. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 22:12 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 23,155 | $31.08 | $719,657.40 |
DisclosureSEC source: 0001079973-21-000528 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,622 F1 · price: The price reported in Column 4 is a volume-weighted average price of the shares of the Common Stock, no par value per share, (the "Shares") of Riot Blockchain, Inc. (the "Issuer") sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $30.44 per Share, to $31.43 per Share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1), (3), and (4) to this Form 4. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported on this Form 4. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 22:53 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000314 · ownership.xml · derivative · entry 3 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,367 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. F4 · price: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. The transaction reported on this Table II of this Form 4 represents the conversion of the first vested quarterly installment of this RSU award. F4 · derivative.exercise_date: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. The transaction reported on this Table II of this Form 4 represents the conversion of the first vested quarterly installment of this RSU award. F4 · derivative.expiration_date: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. The transaction reported on this Table II of this Form 4 represents the conversion of the first vested quarterly installment of this RSU award. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 22:53 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Tax withholdingCommon Stock | 1,875 | $38.48 | $72,150.00 |
DisclosureSEC source: 0001079973-21-000314 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,777 F3 · shares: Represents net settlement for taxes in connection with the settlement of 6,250 vested RSUs, as permitted under the Plan. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 22:53 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-21-000314 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan, as amended (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · balance_after: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:16 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-21-000082 · ownership.xml · derivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,617 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. F2 · price: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. F2 · derivative.exercise_date: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. F2 · derivative.expiration_date: Pursuant to the terms of the Executive Employment Agreement between the Issuer and the Reporting Person, dated effective as of February 8, 2021 (the "Employment Agreement"), the Reporting Person was granted an award of 25,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments pursuant to and during the term of the Employment Agreement. F3 · balance_after: Represents the total direct and indirect beneficial ownership of the Issuer's security held by the Reporting Person immediately following the issuance reported by this Form 4. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:10 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GiftCommon Stock, no par value | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553350-20-001060 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,402 F1 · price: The reported disposition represents a bona fide gift made by the reporting person to a charitable organization. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:10 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock, no par value | 68,500 | $7.38 | $505,530.00 |
DisclosureSEC source: 0001553350-20-001060 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,402 Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Unit · Derivative | 368,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-20-000419 · ownership.xml · derivative · entry 3 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,617 Underlying: Common Stock, no par value · 368,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. F1 · price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. F3 · derivative.exercise_date: On December 16, 2019, the Reporting Person was granted 368,120 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. F3 · derivative.expiration_date: On December 16, 2019, the Reporting Person was granted 368,120 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Tax withholdingCommon Stock, no par value | 55,218 | $1.59 | $87,796.62 |
DisclosureSEC source: 0001079973-20-000419 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,902 F2 · shares: Represents net settlement for taxes in connection with the settlement of vested Restricted Stock Units. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:35 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock, no par value | 368,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-20-000419 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:55 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 288,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000139 · ownership.xml · derivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,737 Underlying: Common Stock · 288,617 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 288,617 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed and to be performed for the Issuer as a member of its Board of Directors in 2020. F2 · derivative.exercise_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:33 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 368,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000649 · ownership.xml · derivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,120 Underlying: Common Stock · 368,120 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 368,120 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed for the Issuer as a member of the Board during 2018 and 2019. F2 · derivative.exercise_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 00:46 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Unit · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003077 · doc1.xml · derivative · entry 2 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of the grant, subject to the restrictions of the Plan. F2 · derivative.exercise_date: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of the grant, subject to the restrictions of the Plan. F4 · derivative.expiration_date: Not applicable. F5 · balance_after: Represents only the 12,000 RSUs granted on September 20, 2018 and does not include RSUs previously reported. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 00:46 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003077 · doc1.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the 12,000 vested Restricted Stock Units ("RSUs") reported in Column 5 of Table I on page one above, convertible into shares of the Issuer's Common Stock on a one-for-one basis pursuant to the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Plan"). F2 · shares: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of the grant, subject to the restrictions of the Plan. F2 · price: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of the grant, subject to the restrictions of the Plan. F3 · balance_after: Includes: (i) an award of 7,500 RSUs granted on November 3, 2017, which award vests in 24 monthly increments beginning one month following the grant; (ii) an award of 7,500 RSUs granted on March 21, 2018, which award vested pursuant to the Plan; and (iii) an award of 12,000 RSUs granted on September 20, 2018, which award vested on the date of grant. All of these restricted stock awards were granted by the Issuer in connection with the retention of the Reporting Person as a member of its Board of Directors. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 22:09 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-014849 · doc1.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance. F1 · price: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance. F2 · balance_after: Includes restricted stock award of 7,500 shares made on November 3, 2017 in connection with the Reporting Person's appointment as a Director of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. Also includes 15,000 shares issued in connection with the Reporting Person serving on the Issuer's Advisory Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.