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person · Reporting owner

Carlson Erik

Disclosed activity across 3 companies

Tapewire entity
2667
SEC CIK
0001426816

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Real REMAX Group Inc.REAX · Entity 1576DirectorSeptember 09, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Real REMAX Group Inc.

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,914 Reported balance After 2026-09-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-09 · Grant · Acquired 4,914 · Balance 4,914

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer.

F2: These RSUs shall vest on May 29, 2027.

Common StockSEC Table I · non-derivativeDirect458,185 Reported balance Holding disclosure · report date 2026-09-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 458,185

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer.

F2: These RSUs shall vest on May 29, 2027.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DISH Network CORP

Report date December 31, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-31 transaction · row 1
1 source row

Row 1 · 2023-12-31 · Disposition to issuer · Disposed 40,030 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-12-31 · Disposition to issuer · Disposed 2,300 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: By 401(K).

Employee Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2025-07-01Direct0 Reported balance After 2023-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-31 · Disposition to issuer · Disposed 10,667 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Employee Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2025-07-01Direct0 Reported balance After 2023-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-31 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F4: 192,000 options were forfeited and the remaining options are exercisable. The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Employee Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2025-07-01Direct0 Reported balance After 2023-12-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-31 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F5: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Employee Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2025-07-01Direct0 Reported balance After 2023-12-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-31 · Disposition to issuer · Disposed 363,204 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F6: 242,137 options were forfeited and the remaining options are exercisable. 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: By 401(K).

F3: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F4: 192,000 options were forfeited and the remaining options are exercisable. The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F5: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F6: 242,137 options were forfeited and the remaining options are exercisable. 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

RE/MAX Holdings, Inc.

Report date August 24, 2026 · Filed August 24, 2026

Section 16 reporting ended · disclosed 2026-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-08-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-24 · Disposition to issuer · Disposed 1,483,776 · Balance 290,323

F1: On August 24, 2026, pursuant to the terms of the Agreement and Plan of Merger, dated as of April 26, 2026 (the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc., Rome Wildlife, Inc. ("New Wildlife"), Wildlife Acquisition I Corp. ("Merger Sub I"), Wildlife Acquisition II LLC ("Merger Sub II") and 1587802 B.C. Unlimited Liability Company, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving the First Merger as a wholly owned subsidiary of New Wildlife, and the Issuer merged with and into Merger Sub II (the "Second Merger"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of New Wildlife.

F2: The reported securities include restricted stock units ("RSUs") granted pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan. In accordance with the Merger Agreement, each RSU held by the Reporting Person as of immediately prior to the effective time of the First Merger (the "Effective Time"), whether or not vested, was converted into a corresponding award of New Wildlife RSUs based on the Stock Election Exchange Ratio (as defined below).

F3: Pursuant to the Merger Agreement and subject to certain exceptions, each share of the Issuer's Class A common stock, par value $0.0001 per share, issued and outstanding immediately prior to the Effective Time was converted into the right to receive, without interest and at the Reporting Person's election, either (i) an amount in cash equal to $13.80 or (ii) 0.5150 shares of New Wildlife common stock (the "Stock Election Exchange Ratio").

Row 2 · 2026-08-24 · Disposition to issuer · Disposed 290,323 · Balance 0

F4: The reported securities represent RSUs granted pursuant to an employment inducement award under NYSE Listed Company Manual Section 303A.08, which were forfeited upon the closing of the transactions contemplated by the Merger Agreement in accordance with the terms of the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: On August 24, 2026, pursuant to the terms of the Agreement and Plan of Merger, dated as of April 26, 2026 (the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc., Rome Wildlife, Inc. ("New Wildlife"), Wildlife Acquisition I Corp. ("Merger Sub I"), Wildlife Acquisition II LLC ("Merger Sub II") and 1587802 B.C. Unlimited Liability Company, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving the First Merger as a wholly owned subsidiary of New Wildlife, and the Issuer merged with and into Merger Sub II (the "Second Merger"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of New Wildlife.

F2: The reported securities include restricted stock units ("RSUs") granted pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan. In accordance with the Merger Agreement, each RSU held by the Reporting Person as of immediately prior to the effective time of the First Merger (the "Effective Time"), whether or not vested, was converted into a corresponding award of New Wildlife RSUs based on the Stock Election Exchange Ratio (as defined below).

F3: Pursuant to the Merger Agreement and subject to certain exceptions, each share of the Issuer's Class A common stock, par value $0.0001 per share, issued and outstanding immediately prior to the Effective Time was converted into the right to receive, without interest and at the Reporting Person's election, either (i) an amount in cash equal to $13.80 or (ii) 0.5150 shares of New Wildlife common stock (the "Stock Election Exchange Ratio").

F4: The reported securities represent RSUs granted pursuant to an employment inducement award under NYSE Listed Company Manual Section 303A.08, which were forfeited upon the closing of the transactions contemplated by the Merger Agreement in accordance with the terms of the applicable award agreement.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 11, 2026 20:05 UTC Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Stock Units · Derivative 4,914 $0.00 $0.00
Disclosure

SEC source: 0001426816-26-000005 · form4-09112026_040925.xml · derivative · entry 2

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,914

Underlying: Common Stock · 4,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · derivative.exercise_date: These RSUs shall vest on May 29, 2027.

F2 · derivative.expiration_date: These RSUs shall vest on May 29, 2027.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Disposition to issuerRestricted Share Unit · Derivative 184,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · derivative · entry 7

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 184,221 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F3 · price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F1 · derivative.exercise_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · derivative.expiration_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Disposition to issuerRestricted Share Unit · Derivative 112,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · derivative · entry 6

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 112,465 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F3 · price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F1 · derivative.exercise_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · derivative.expiration_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Disposition to issuerRestricted Share Unit · Derivative 184,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · derivative · entry 5

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 184,221 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F3 · price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F1 · derivative.exercise_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · derivative.expiration_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Disposition to issuerRestricted Share Unit · Derivative 87,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · derivative · entry 4

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 87,864 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F3 · price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F1 · derivative.exercise_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · derivative.expiration_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Disposition to issuerRestricted Share Unit · Derivative 33,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · derivative · entry 3

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 33,227 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F3 · price: Each restricted share unit represents the right to receive one share of common stock, par value $0.001, of the Issuer.

F1 · derivative.exercise_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · derivative.expiration_date: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 Tax withholdingCommon Stock, par value $0.001 per share 263,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,185

F2 · shares: Represents shares of common stock of the Issuer withheld by the Issuer in satisfaction of tax withholding obligations.

F2 · price: Represents shares of common stock of the Issuer withheld by the Issuer in satisfaction of tax withholding obligations.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 01:55 UTC Real REMAX Group Inc. REAX · Entity 1576 GrantCommon Stock, par value $0.001 per share 601,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105169 · tm2624793-5_4seq1.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,554

F1 · shares: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

F1 · price: On September 1, 2026, the Issuer and the Reporting Person entered into an agreement pursuant to which all unvested restricted share units of the Issuer held by the Reporting Person accelerated in full and became immediately vested, subject to the Reporting Person's non-revocation of a release of a claims.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 22:40 UTC Real REMAX Group Inc. REAX · Entity 1576 GrantCommon Stock, par value $0.001 per share 770,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-100427 · tm2623871-17_4seq1.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868,875

F3 · shares: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F4 · shares: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F3 · price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F4 · price: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

Read SEC document
August 24, 2026 Filed Aug 24, 2026 22:40 UTC Real REMAX Group Inc. REAX · Entity 1576 GrantCommon Stock, par value $0.001 per share 98,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-100427 · tm2623871-17_4seq1.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,031

F1 · shares: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX ("REMAX Common Stock") was converted into the right to receive either (i) $13.80 in cash (the "Cash Consideration") or (ii) 0.5150 shares of common stock of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.

F2 · shares: Due to the proration provisions of the Merger Agreement, each share of REMAX Common Stock that elected the Cash Consideration received a combination of (a) $4.33 in cash and (b) 0.3535 shares of common stock of the Issuer (after giving effect to the Share Consolidation).

F5 · shares: The Reporting Person elected to receive the Cash Consideration, which was subject to proration as described in footnote 2.

F1 · price: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX ("REMAX Common Stock") was converted into the right to receive either (i) $13.80 in cash (the "Cash Consideration") or (ii) 0.5150 shares of common stock of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.

F2 · price: Due to the proration provisions of the Merger Agreement, each share of REMAX Common Stock that elected the Cash Consideration received a combination of (a) $4.33 in cash and (b) 0.3535 shares of common stock of the Issuer (after giving effect to the Share Consolidation).

F5 · price: The Reporting Person elected to receive the Cash Consideration, which was subject to proration as described in footnote 2.

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August 24, 2026 Filed Aug 24, 2026 21:31 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Disposition to issuerClass A Common Stock 290,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-100378 · tm2623813-2_4seq1.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · shares: The reported securities represent RSUs granted pursuant to an employment inducement award under NYSE Listed Company Manual Section 303A.08, which were forfeited upon the closing of the transactions contemplated by the Merger Agreement in accordance with the terms of the applicable award agreement.

F4 · price: The reported securities represent RSUs granted pursuant to an employment inducement award under NYSE Listed Company Manual Section 303A.08, which were forfeited upon the closing of the transactions contemplated by the Merger Agreement in accordance with the terms of the applicable award agreement.

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August 24, 2026 Filed Aug 24, 2026 21:31 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Disposition to issuerClass A Common Stock 1,483,776 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-100378 · tm2623813-2_4seq1.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,323

F1 · shares: On August 24, 2026, pursuant to the terms of the Agreement and Plan of Merger, dated as of April 26, 2026 (the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc., Rome Wildlife, Inc. ("New Wildlife"), Wildlife Acquisition I Corp. ("Merger Sub I"), Wildlife Acquisition II LLC ("Merger Sub II") and 1587802 B.C. Unlimited Liability Company, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving the First Merger as a wholly owned subsidiary of New Wildlife, and the Issuer merged with and into Merger Sub II (the "Second Merger"), with Merger Sub II surviving the Second Merger as a wholly owned subsidiary of New Wildlife.

F2 · shares: The reported securities include restricted stock units ("RSUs") granted pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan. In accordance with the Merger Agreement, each RSU held by the Reporting Person as of immediately prior to the effective time of the First Merger (the "Effective Time"), whether or not vested, was converted into a corresponding award of New Wildlife RSUs based on the Stock Election Exchange Ratio (as defined below).

F3 · price: Pursuant to the Merger Agreement and subject to certain exceptions, each share of the Issuer's Class A common stock, par value $0.0001 per share, issued and outstanding immediately prior to the Effective Time was converted into the right to receive, without interest and at the Reporting Person's election, either (i) an amount in cash equal to $13.80 or (ii) 0.5150 shares of New Wildlife common stock (the "Stock Election Exchange Ratio").

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August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Share Unit · Derivative 184,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · derivative · entry 6

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,221

Underlying: Common Stock, par value $0.001 per share · 184,221 shares

Expires not disclosed

F8 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F10 · shares: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2028. The number set forth above is the target amount.

F8 · price: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F10 · derivative.exercise_date: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2028. The number set forth above is the target amount.

F8 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F10 · derivative.expiration_date: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2028. The number set forth above is the target amount.

Read SEC document
August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Share Unit · Derivative 112,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · derivative · entry 5

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,465

Underlying: Common Stock, par value $0.001 per share · 112,465 shares

Expires not disclosed

F8 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F9 · shares: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2027. The number set forth above is the target amount.

F8 · price: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F8 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F9 · derivative.exercise_date: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2027. The number set forth above is the target amount.

F8 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted share unit of REMAX (a "REMAX PSU") (other than a REMAX Specified PSU (as defined in the Merger Agreement)), whether vested or unvested, was cancelled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such REMAX PSU (with such number of shares being based on the attainment of the applicable performance in accordance with the terms of the applicable award agreement), multiplied by (ii) 0.5150.

F9 · derivative.expiration_date: Represents restricted share units of the Issuer will vest, if at all, following the performance period ending December 31, 2027. The number set forth above is the target amount.

Read SEC document
August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Share Unit · Derivative 184,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · derivative · entry 4

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,221

Underlying: Common Stock, par value $0.001 per share · 184,221 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F7 · shares: Represents time-based restricted share units of the Issuer which vest in three equal annual installments beginning on March 1, 2027.

F4 · price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F7 · derivative.exercise_date: Represents time-based restricted share units of the Issuer which vest in three equal annual installments beginning on March 1, 2027.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F7 · derivative.expiration_date: Represents time-based restricted share units of the Issuer which vest in three equal annual installments beginning on March 1, 2027.

Read SEC document
August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Share Unit · Derivative 87,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · derivative · entry 3

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,864

Underlying: Common Stock, par value $0.001 per share · 87,864 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F6 · shares: Represents time-based restricted share units of the Issuer which vest in two equal annual installments beginning on March 1, 2027.

F4 · price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F6 · derivative.exercise_date: Represents time-based restricted share units of the Issuer which vest in two equal annual installments beginning on March 1, 2027.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F6 · derivative.expiration_date: Represents time-based restricted share units of the Issuer which vest in two equal annual installments beginning on March 1, 2027.

Read SEC document
August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantRestricted Share Unit · Derivative 33,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · derivative · entry 2

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,227

Underlying: Common Stock, par value $0.001 per share · 33,227 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F5 · shares: Represents time-based restricted share units of the Issuer which vest on March 1, 2027.

F4 · price: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F5 · derivative.exercise_date: Represents time-based restricted share units of the Issuer which vest on March 1, 2027.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding time-based restricted share unit of REMAX (other than a Specified RSU (as defined in the Merger Agreement)), whether vested or unvested, was canceled and extinguished, and the holders thereof were entitled to receive a number of restricted share units of the Issuer, rounded to the nearest whole share, equal to the product of (i) the number of shares of REMAX Common Stock subject to such Specified RSU, multiplied by (ii) 0.5150.

F5 · derivative.expiration_date: Represents time-based restricted share units of the Issuer which vest on March 1, 2027.

Read SEC document
August 24, 2026 Filed Sep 4, 2026 01:53 UTC Amendment Real REMAX Group Inc. REAX · Entity 1576 GrantCommon Stock, par value $0.001 per share 119,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105168 · tm2624793-4_4aseq1.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,556

F1 · shares: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX ("REMAX Common Stock") was converted into the right to receive either (i) $13.80 in cash (the "Cash Consideration") or (ii) 0.5150 shares of common stock, par value $0.001, of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.

F2 · shares: Due to the proration provisions of the Merger Agreement, each share of REMAX Common Stock that elected the Cash Consideration received a combination of (a) $4.33 in cash and (b) 0.3535 shares of common stock of the Issuer (after giving effect to the Share Consolidation).

F3 · shares: The Reporting Person elected to receive the Cash Consideration with respect to 144,040 shares of REMAX Common Stock, which was subject to proration as described in footnote 2.

F1 · price: Pursuant to the Arrangement Agreement and Plan of Merger, dated as of April 26, 2026 (as amended, the "Merger Agreement"), by and among the Issuer, The Real Brokerage Inc. ("Real"), RE/MAX Holdings, Inc. ("REMAX") and certain subsidiaries of the Issuer, on August 24, 2026, the Issuer acquired all of the issued and outstanding shares of Real and REMAX. Pursuant to the Merger Agreement, each issued and outstanding common shares of Real was consolidated on a 10-for-1 basis (the "Share Consolidation") and converted into the right to receive one share of common stock of the Issuer, and each issued and outstanding share of common stock of REMAX ("REMAX Common Stock") was converted into the right to receive either (i) $13.80 in cash (the "Cash Consideration") or (ii) 0.5150 shares of common stock, par value $0.001, of the Issuer (after giving effect to the Share Consolidation), subject in each case to the proration provisions of the Merger Agreement.

F2 · price: Due to the proration provisions of the Merger Agreement, each share of REMAX Common Stock that elected the Cash Consideration received a combination of (a) $4.33 in cash and (b) 0.3535 shares of common stock of the Issuer (after giving effect to the Share Consolidation).

F3 · price: The Reporting Person elected to receive the Cash Consideration with respect to 144,040 shares of REMAX Common Stock, which was subject to proration as described in footnote 2.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 60,808 $6.29 $382,482.32
Disclosure

SEC source: 0001426816-26-000002 · form4-03042026_020320.xml · nonDerivative · entry 5

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,774,099

F8 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of previously granted RSUs.

F7 · balance_after: Includes 1,496,785 RSUs.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 357,711 $0.00 $0.00
Disclosure

SEC source: 0001426816-26-000002 · form4-03042026_020320.xml · nonDerivative · entry 4

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,834,907

F6 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2027.

F7 · balance_after: Includes 1,496,785 RSUs.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 357,711 $0.00 $0.00
Disclosure

SEC source: 0001426816-26-000002 · form4-03042026_020320.xml · nonDerivative · entry 3

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,196

F4 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, the reporting person was granted performance-based RSUs which will vest, if at all, following the performance period of January 1, 2026, through December 31, 2028. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F5 · balance_after: Includes 1,139,074 unvested RSUs.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 02:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 17,861 $6.45 $115,203.45
Disclosure

SEC source: 0001426816-26-000002 · form4-03042026_020320.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,485

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2025 bonus paid in equity.

F2 · balance_after: Includes 931,182 Restricted Stock Units ("RSUs")

Read SEC document
February 27, 2026 Filed Mar 4, 2026 02:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 62,124 $0.00 $0.00
Disclosure

SEC source: 0001426816-26-000002 · form4-03042026_020320.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,346

F1 · shares: Represents shares of RMAX Class A common stock issued for the portion of the 2025 bonus that was paid in equity.

F2 · balance_after: Includes 931,182 Restricted Stock Units ("RSUs")

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:20 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 27,755 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006832 · form4-03042025_090301.xml · nonDerivative · entry 3

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,222

F5 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2025.

F4 · balance_after: Includes 931,182 unvested RSUs.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:20 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 255,913 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006832 · form4-03042025_090301.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,977

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2025, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2026.

F4 · balance_after: Includes 931,182 unvested RSUs.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 02:20 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 255,913 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006832 · form4-03042025_090301.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,064

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2025, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2025, through December 31, 2027. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 675,269 unvested RSUs.

Read SEC document
February 25, 2025 Filed Feb 28, 2025 01:20 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 15,648 $8.93 $139,736.64
Disclosure

SEC source: 0001415889-25-005943 · form4-02272025_080207.xml · nonDerivative · entry 2

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,151

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2024 short term incentive paid in equity.

F2 · balance_after: Includes 483,872 restricted stock units.

Read SEC document
February 25, 2025 Filed Feb 28, 2025 01:20 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 54,430 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005943 · form4-02272025_080207.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,799

F1 · shares: Represents shares of RMAX Class A common stock issued on February 25, 2025 for the portion of the 2024 short term incentive that was paid in equity.

F2 · balance_after: Includes 483,872 restricted stock units.

Read SEC document
November 13, 2024 Filed Nov 22, 2024 00:25 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 29,594 $11.68 $345,657.92
Disclosure

SEC source: 0001415889-24-027469 · form4-11212024_071101.xml · nonDerivative · entry 1

Carlson Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,369

F1 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units ("RSUs") on November 13, 2024.

F2 · balance_after: Includes 483,872 unvested RSUs.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 1,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005610 · form4-02272024_080242.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,963

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2023 short term incentive paid in equity.

F2 · balance_after: Includes 577,687 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 6,068 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005610 · form4-02272024_080242.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,755

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 577,687 unvested restricted stock units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 363,204 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · derivative · entry 6

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 363,204 shares

Expires 2025-07-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F6 · derivative.exercise_date: 242,137 options were forfeited and the remaining options are exercisable. 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 100,000 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · derivative · entry 5

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2025-07-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 48,000 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · derivative · entry 4

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 48,000 shares

Expires 2025-07-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F4 · derivative.exercise_date: 192,000 options were forfeited and the remaining options are exercisable. The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 10,667 Not disclosed Strike: $20.00 Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · derivative · entry 3

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,667 shares

Expires 2025-07-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · ownership.nature: By 401(K).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:02 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 40,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000459 · form4-01042024_010156.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 290,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 3

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,687

F4 · shares: The reporting person was granted performance-based RSUs that are subject to vesting based on the price of the issuer's Class A common stock during a performance period from the date of grant through December 31, 2027. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 193,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,364

F3 · shares: The reporting person was granted RSUs that are scheduled to vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 93,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,815

F1 · shares: The reporting person was granted restricted stock units ("RSUs") that are scheduled to vest on November 13, 2024. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:10 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009926 · form4-06162023_080603.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,670

F3 · kind: Represents shares withheld to cover certain tax obligations in connection with the performance bonus.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:10 UTC DISH Network CORP DISH · Entity 95602 GrantClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009926 · form4-06162023_080603.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,700

F1 · kind: The reporting person acquired 100 Class A shares on June 14, 2023 granted to the reporting person as a performance bonus.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · derivative · entry 9

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F9 · kind: The shares underlying the restricted stock units vest at the rate of 20% per year, commencing on January 1, 2023.

F9 · derivative.exercise_date: The shares underlying the restricted stock units vest at the rate of 20% per year, commencing on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionRestricted Stock Units · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · derivative · entry 8

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178

Underlying: Class A Common Stock · 1,178 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F8 · kind: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

F8 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 6,342 $14.04 $89,041.68
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 6

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,873

F6 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units expiring on 1/1/2027 listed in Table II.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 5

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F4 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 409 $14.04 $5,742.36
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 4

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,215

F5 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units expiring on 1/1/2024 listed in Table II.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionClass A Common Stock 1,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 3

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F4 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 202 $15.59 $3,149.18
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,446

F3 · kind: Represents shares withheld to cover certain tax obligations in connection with the anniversary shares granted to the Reporting Person.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 17:25 UTC DISH Network CORP DISH · Entity 95602 GrantClass A Common Stock 459 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000115 · form4-01032023_100119.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,648

F1 · kind: The shares were issued for no additional consideration in connection with the reporting person's employment anniversary.

F1 · price: The shares were issued for no additional consideration in connection with the reporting person's employment anniversary.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.