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Whittle John

Disclosed activity across 1 company

Tapewire entity
26627
SEC CIK
0001476336

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fortinet, Inc.FTNT · Entity 2890CHIEF OPERATING OFFICERSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fortinet, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,987 Ending reported balance After 2026-09-15 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-09-14 · Exercise / conversion · Acquired 53,865 · Balance 150,852

Row 2 · 2026-09-14 · Sale · Disposed 52,707 · Balance 98,145

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $165.00 and the highest price at which shares were sold was $165.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Row 3 · 2026-09-14 · Sale · Disposed 1,158 · Balance 96,987

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026.

F3: Represents the weighted average sale price. The lowest price at which shares were sold was $166.00 and the highest price at which shares were sold was $166.04. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Row 4 · 2026-09-15 · Exercise / conversion · Acquired 2,835 · Balance 99,822

Row 5 · 2026-09-15 · Sale · Disposed 2,835 · Balance 96,987

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.11 · Expires 2029-02-17Direct2,835 Reported balance After 2026-09-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-14 · Exercise / conversion · Disposed 53,865 · Balance 2,835

F4: The options are fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.11 · Expires 2029-02-17Direct0 Reported balance After 2026-09-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-15 · Exercise / conversion · Disposed 2,835 · Balance 0

F4: The options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2026.

F2: Represents the weighted average sale price. The lowest price at which shares were sold was $165.00 and the highest price at which shares were sold was $165.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

F3: Represents the weighted average sale price. The lowest price at which shares were sold was $166.00 and the highest price at which shares were sold was $166.04. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

F4: The options are fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 21, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 700 $144.83 $101,381.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 21, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 1,215 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,194

Underlying: Common Stock · 1,215 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · derivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 200 $148.99 $29,798.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $148.50 and the highest price at which shares were sold was $149.48.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 600 $147.39 $88,435.02
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $146.81 and the highest price at which shares were sold was $147.78.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 740 $146.02 $108,054.13
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $145.56 and the highest price at which shares were sold was $146.48.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 300 $144.68 $43,403.01
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $144.47 and the highest price at which shares were sold was $145.08. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,215 $49.06 $59,607.90
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001209191-20-031249 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 13

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,796

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 1,216 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 12

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,409

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 329 $136.87 $45,029.24
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $136.72 and the highest price at which shares were sold was $136.97.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 300 $135.91 $40,773.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $135.53 and the highest price at which shares were sold was $136.12.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 900 $134.32 $120,887.10
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $134.23 and the highest price at which shares were sold was $134.82.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 500 $133.67 $66,837.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,798

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $133.20 and the highest price at which shares were sold was $134.10.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 1,160 $132.68 $153,909.96
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $132.13 and the highest price at which shares were sold was $133.08.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 1,000 $131.46 $131,463.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $131.05 and the highest price at which shares were sold was $131.89.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 200 $129.48 $25,895.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $129.43 and the highest price at which shares were sold was $129.52. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,216 $49.06 $59,656.96
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 08, 2020 Filed May 11, 2020 20:14 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001209191-20-028254 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F6 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2020, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661

Underlying: Common Stock · 1,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F5 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2019, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F4 · derivative.expiration_date: 25% of the restricted stock units vested on February 1, 2018, then the remaining 75% of the restricted stock units vest in equal installments on each quarterly anniversary thereafter until the restricted stock units are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Tax withholdingCommon Stock 1,821 $104.34 $190,003.14
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

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May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:09 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027193 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units previously granted to the Reporting Person.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,496

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 1,215 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,625

Underlying: Common Stock · 1,215 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 624 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 624 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 2,539 $100.00 $253,900.00
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 1,215 $49.06 $59,607.90
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:12 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 624 $37.24 $23,237.76
Disclosure

SEC source: 0001209191-20-021179 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 GrantNonqualified Stock Option (right to buy) · Derivative 23,796 $0.00 Strike: $114.48 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 18

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,796

Underlying: Common Stock · 23,796 shares

Expires 2027-02-21

F16 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 GrantRestricted Stock Units · Derivative 7,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 17

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,932

Underlying: Common Stock · 7,932 shares

Expires not disclosed

F14 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F15 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F15 · derivative.expiration_date: 25% of the RSUs will vest on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 8,398 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 16

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,196

Underlying: Common Stock · 8,398 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F13 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 200 $117.62 $23,523.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · nonDerivative · entry 12

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $117.42 and the highest price at which shares were sold was $117.81.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 200 $116.57 $23,314.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · nonDerivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $116.09 and the highest price at which shares were sold was $117.05.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 3,974 $115.41 $458,646.49
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $115.04 and the highest price at which shares were sold was $115.82.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 SaleCommon Stock 4,024 $114.25 $459,739.99
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $113.82 and the highest price at which shares were sold was $114.82.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionCommon Stock 8,398 $84.49 $709,547.02
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 20, 2020 Filed Feb 4, 2020 21:16 UTC Fortinet, Inc. FTNT · Entity 2890 Tax withholdingCommon Stock 2,695 $115.36 $310,895.20
Disclosure

SEC source: 0001567619-20-002096 · doc1.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 1,216 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 15

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,840

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F12 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 626 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 14

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,249

Underlying: Common Stock · 626 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:42 UTC Fortinet, Inc. FTNT · Entity 2890 Exercise / conversionStock Option (right to buy) · Derivative 626 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001209191-20-011990 · doc4.xml · derivative · entry 13

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 626 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.