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KELLY VINCENT D

Disclosed activity across 1 company

Tapewire entity
26607
SEC CIK
0001253133

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spok Holdings, IncSPOK · Entity 6239Director · President & CEOAugust 03, 2026August 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spok Holdings, Inc

Report date August 03, 2026 · Filed August 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityIndirectVincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru231,646 Reported balance After 2026-08-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 22,936 · Balance 231,646

F1: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

Restricted Stock UnitSEC Table II · derivative / convertible securityIndirectVincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru254,581 Reported balance After 2026-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-03 · Grant · Acquired 22,935 · Balance 254,581

F2: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

F2: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2021 Filed Jan 22, 2021 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 275 $12.13 $3,335.75
Disclosure

SEC source: 0001209191-21-004836 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 192,883

Read SEC document
January 22, 2021 Filed Jan 22, 2021 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004836 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 193,158

F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Kelly's annual base salary.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 44,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001950 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 259,380

Underlying: common stock · 44,923 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2021. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2021, December 31, 2022 and December 31, 2023.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2021. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2021, December 31, 2022 and December 31, 2023.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 44,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001950 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 214,457

Underlying: common stock · 44,924 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2021 LTIP are achieved for the year ending December 31, 2023.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2021 LTIP are achieved for the year ending December 31, 2023.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2021 LTIP are achieved for the year ending December 31, 2023.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 13,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000937 · doc4.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 27,256

Underlying: Common Stock · 13,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2020, 13,627 RSUs vested. The remaining 27,256 RSUs will vest on December 31, 2021 and December 31, 2022 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On December 31, 2020, 13,627 RSUs vested. The remaining 27,256 RSUs will vest on December 31, 2021 and December 31, 2022 (e.g. "three equal annual installments").

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 12,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000937 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 12,569

Underlying: Common Stock · 12,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On December 31, 2020, 12,569 RSUs vested. The remaining 12,569 RSUs will vest on December 31, 2021 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On December 31, 2020, 12,569 RSUs vested. The remaining 12,569 RSUs will vest on December 31, 2021 (e.g. "three equal annual installments").

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 17,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000937 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 17,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On December 31, 2020, 17,040 RSUs vested.

F2 · derivative.expiration_date: On December 31, 2020, 17,040 RSUs vested.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 20,026 $11.13 $222,889.38
Disclosure

SEC source: 0001209191-21-000937 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 192,549

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 43,236 $11.13 $481,216.68
Disclosure

SEC source: 0001209191-21-000937 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 212,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $9.93 $49,669.50
Disclosure

SEC source: 0001209191-20-060193 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 382,108

Read SEC document
November 19, 2020 Filed Nov 19, 2020 21:10 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $9.77 $48,829.00
Disclosure

SEC source: 0001209191-20-059367 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 377,108

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:10 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $9.90 $49,492.00
Disclosure

SEC source: 0001209191-20-059367 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 372,108

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $9.31 $46,545.50
Disclosure

SEC source: 0001209191-20-057121 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 367,108

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:02 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $9.20 $46,000.00
Disclosure

SEC source: 0001209191-20-056574 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 362,108

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:05 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 1,755 $10.99 $19,291.66
Disclosure

SEC source: 0001209191-20-048380 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 357,108

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:05 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $10.90 $54,508.50
Disclosure

SEC source: 0001209191-20-048380 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 355,353

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:12 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,000 $10.71 $53,572.00
Disclosure

SEC source: 0001209191-20-047910 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 350,353

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:22 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 104 $10.50 $1,092.00
Disclosure

SEC source: 0001209191-20-047491 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 345,353

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:22 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 300 $10.50 $3,150.00
Disclosure

SEC source: 0001209191-20-047491 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 345,249

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:11 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 4,447 $10.46 $46,527.63
Disclosure

SEC source: 0001209191-20-046933 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 344,949

Read SEC document
August 05, 2020 Filed Aug 10, 2020 11:31 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 3,375 $9.96 $33,603.19
Disclosure

SEC source: 0001209191-20-045839 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 340,502

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:05 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 5,019 $9.99 $50,135.79
Disclosure

SEC source: 0001209191-20-045086 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 337,127

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:06 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 38,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017221 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 212,769

Underlying: Common Stock · 38,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F1 · derivative.exercise_date: On January 3, 2017, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 39,594 shares of Common Stock, which includes an additional 1040 shares not subject to the original award.

F1 · derivative.expiration_date: On January 3, 2017, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 39,594 shares of Common Stock, which includes an additional 1040 shares not subject to the original award.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:06 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 17,858 $9.96 $177,865.68
Disclosure

SEC source: 0001209191-20-017221 · doc4.xml · nonDerivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 119,339

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:06 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 1,040 $9.96 $10,358.40
Disclosure

SEC source: 0001209191-20-017221 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 137,197

F1 · shares: On January 3, 2017, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 39,594 shares of Common Stock, which includes an additional 1040 shares not subject to the original award.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:06 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 38,554 $9.96 $383,997.84
Disclosure

SEC source: 0001209191-20-017221 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 136,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 3, 2017, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2015 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2019. On March 6, 2020, the Compensation Committee of the Board of Directors determined that the performance conditions were exceeded, resulting in the vesting of 39,594 shares of Common Stock, which includes an additional 1040 shares not subject to the original award.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 40,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001728 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 251,323

Underlying: common stock · 40,883 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2020. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2020, December 31, 2021 and December 31, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2020. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2020, December 31, 2021 and December 31, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 40,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001728 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 210,440

Underlying: common stock · 40,883 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2020 LTIP are achieved for the year ending December 31, 2022.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 12,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000921 · doc4.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 25,138

Underlying: Common Stock · 12,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2019, 12,569 RSUs vested. The remaining 25,138 RSUs will vest on December 31, 2020 and December 31, 2021 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On December 31, 2019, 12,569 RSUs vested. The remaining 25,138 RSUs will vest on December 31, 2020 and December 31, 2021 (e.g. "three equal annual installments").

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 17,039 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000921 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 17,040

Underlying: Common Stock · 17,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On December 31, 2019, 17,039 RSUs vested. The remaining 17,040 RSUs will vest on December 31, 2020 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On December 31, 2019, 17,039 RSUs vested. The remaining 17,040 RSUs will vest on December 31, 2020 (e.g. "three equal annual installments").

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 12,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000921 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 12,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On December 31, 2019, 12,852 RSUs vested.

F2 · derivative.expiration_date: On December 31, 2019, 12,852 RSUs vested.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 19,603 $12.23 $239,744.69
Disclosure

SEC source: 0001209191-20-000921 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 97,603

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 42,460 $12.23 $519,285.80
Disclosure

SEC source: 0001209191-20-000921 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 117,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 03, 2019 Filed Dec 4, 2019 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $11.78 $58,893.50
Disclosure

SEC source: 0001209191-19-059029 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 286,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

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December 02, 2019 Filed Dec 4, 2019 21:03 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $11.80 $58,999.50
Disclosure

SEC source: 0001209191-19-059029 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 291,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

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September 04, 2019 Filed Sep 5, 2019 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $11.43 $57,150.00
Disclosure

SEC source: 0001209191-19-048580 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 296,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:05 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $11.57 $57,850.00
Disclosure

SEC source: 0001209191-19-048580 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 301,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
June 04, 2019 Filed Jun 4, 2019 20:57 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $15.37 $76,850.00
Disclosure

SEC source: 0001209191-19-034380 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 306,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:57 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $15.39 $76,950.00
Disclosure

SEC source: 0001209191-19-034380 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 311,763

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

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March 08, 2019 Filed Mar 8, 2019 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 Disposition to issuerRestricted Stock Units · Derivative 40,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 212,017

Underlying: Common Stock · 40,939 shares

Expires not disclosed

F5 · derivative.exercise_price: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.exercise_date: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

F5 · derivative.expiration_date: On March 8, 2019, 40,939 shares were forfeited due to performance criteria of the 2016 LTIP not being met.

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March 08, 2019 Filed Mar 8, 2019 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 40,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 252,956

Underlying: Common Stock · 40,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs were granted to Mr. Kelly under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On March 8, 2019, 40,938 shares vested.

F4 · derivative.expiration_date: On March 8, 2019, 40,938 shares vested.

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March 08, 2019 Filed Mar 8, 2019 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 18,464 $14.21 $262,373.44
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 104,746

F2 · shares: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

F2 · price: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 08, 2019 Filed Mar 8, 2019 21:04 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 40,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018065 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 123,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").

F2 · price: On March 8, 2019, Mr. Kelly surrendered 18,464 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 22:25 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $13.80 $68,985.00
Disclosure

SEC source: 0001209191-19-015784 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 376,166

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:25 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 5,000 $14.13 $70,650.00
Disclosure

SEC source: 0001209191-19-015784 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 381,166

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 23, 2013.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:25 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 37,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002131 · doc4.xml · derivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 293,894

Underlying: common stock · 37,707 shares

Expires not disclosed

F2 · security: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F2 · derivative.exercise_price: The Restricted Stock Units which if not forfeited will convert into shares of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:25 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantRestricted Stock Units · Derivative 37,707 $13.26 $499,994.82
Disclosure

SEC source: 0001209191-19-002131 · doc4.xml · derivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 256,187

Underlying: common stock · 37,707 shares

Expires not disclosed

F1 · security: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_price: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.exercise_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

F1 · derivative.expiration_date: The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:22 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionRestricted Stock Units · Derivative 29,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 218,480

Underlying: Common Stock · 29,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2018, 29,890 shares vested.

F4 · derivative.expiration_date: On December 31, 2018, 29,890 shares vested.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:22 UTC Spok Holdings, Inc SPOK · Entity 6239 Tax withholdingCommon Stock 13,876 $13.26 $183,995.76
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 92,272

F3 · shares: On December 31, 2018, Mr. Kelly surrendered 13,876 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 22:22 UTC Spok Holdings, Inc SPOK · Entity 6239 Exercise / conversionCommon Stock 29,890 $13.26 $396,341.40
Disclosure

SEC source: 0001209191-19-002121 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 106,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Kelly.

F2 · price: Each RSU represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.