Toscanini Arthur M.

SEC source: 0001193125-26-333082 · ownership.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,832 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

SEC source: 0001193125-26-333082 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Include restricted stock units.

SEC source: 0001683168-26-000769 · ownership.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,660

Underlying: Common Stock · 12,660 shares

Expires 2036-02-01

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001683168-26-000769 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,992

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 2, 2027, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001683168-26-000091 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,735

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2025 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0001193125-25-230655 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,765

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the third quarter portion of the 2025 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0000950170-25-082125 · ownership.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-082125 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-078059 · ownership.xml · derivative · entry 6

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,812 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-078059 · ownership.xml · nonDerivative · entry 4

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-078059 · ownership.xml · nonDerivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-078059 · ownership.xml · derivative · entry 5

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,812

Underlying: Common Stock · 5,535 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-078059 · ownership.xml · nonDerivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-078059 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-074797 · ownership.xml · derivative · entry 6

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,347

Underlying: Common Stock · 3,088 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-074797 · ownership.xml · nonDerivative · entry 4

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-074797 · ownership.xml · nonDerivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-074797 · ownership.xml · derivative · entry 5

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,435

Underlying: Common Stock · 6,912 shares

Expires 2025-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on June 11, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

SEC source: 0000950170-25-074797 · ownership.xml · nonDerivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.06. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-074797 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

SEC source: 0000950170-25-014025 · ownership.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0000950170-25-014025 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-24-005589 · doc4.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-24-005589 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

SEC source: 0001209191-24-002869 · doc4.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-24-002869 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,753

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-24-000580 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,372

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-23-035331 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-23-035331 · doc4.xml · nonDerivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,036

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.81 to $5.83. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F1 · balance_after: Includes 4,307 restricted stock units.

SEC source: 0001209191-23-035331 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,307 restricted stock units.

SEC source: 0001209191-23-007187 · doc4.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,247

Underlying: Common Stock · 6,247 shares

Expires 2033-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-23-007187 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,036

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2024, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-23-019962 · doc4a.xml · derivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602

Underlying: Common Stock · 6,602 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-23-032479 · doc4a.xml · derivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-22-060604 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.215 to $7.274. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Reporting Person may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-036071 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,729

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.36. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-22-007123 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-22-007123 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,313

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

SEC source: 0001209191-21-007628 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires 2031-01-31

F4 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F4 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-21-007628 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,375

F1 · security: Represent restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes the 1,448 RSUs reported above.

SEC source: 0001209191-21-003243 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2021-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-21-003243 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,939 restricted stock units.

SEC source: 0001209191-20-007086 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2030-02-02

F4 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F4 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

SEC source: 0001209191-20-007086 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,927

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes 2,939 restricted stock units.

SEC source: 0001209191-19-057548 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

SEC source: 0001209191-19-057548 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-020829 · doc4.xml · nonDerivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,988

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-020829 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,313

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.01. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range

SEC source: 0001209191-19-019864 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,480

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.11. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 10,566 shares acquired on March 15, 2019 in a pro rata distribution in-kind to the limited partners of GEN3 Capital I, LP for no value, which acquisition was exempt under Rule 16a-9.

SEC source: 0001209191-19-017549 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.