person · Reporting owner

ROSENFELD ERIC

Disclosed activity across 10 companies

Tapewire entity: 26598
SEC CIK: 0001219603

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Allegro Merger Corp.ALGR · Entity 150758	Chief Executive Officer	July 02, 2018	July 02, 2018
Einride ABENRD · Entity 5245	Director	June 09, 2026	June 22, 2026
Legato Merger Corp.LEGO · Entity 136256	Chief SPAC Officer	July 06, 2021	July 08, 2021
Legato Merger Corp. IIILEGT · Entity 91494	Chief SPAC Officer	March 01, 2024	March 01, 2024
Legato Merger Corp. IVLEGO · Entity 5911	Chief SPAC Officer	August 03, 2026	August 04, 2026
NextDecade CorpNEXT · Entity 640	Director	October 30, 2019	October 30, 2019
Pangaea Logistics Solutions Ltd.PANL · Entity 5424	Director	May 26, 2026	May 27, 2026
Primo Water Corp /CN/PRMW · Entity 86195	Director	May 13, 2022	May 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allegro Merger Corp.

Report date July 02, 2018 · Filed July 02, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	48,630	Reported balance Holding disclosure · report date 2018-07-02 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 48,630 F1: Includes securities underlying 48,630 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
Redeemable WarrantSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2018-07-02 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F4: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. F2: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019. F3: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Not disclosed	Reported balance Holding disclosure · report date 2018-07-02 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F5: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination. F6: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Filing footnotes · ownership attribution and instrument terms

F1: Includes securities underlying 48,630 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.

F2: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.

F3: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.

F4: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.

F5: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.

F6: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.

Einride AB

Report date June 09, 2026 · Filed June 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	744,120	Reported balance Holding disclosure · report date 2026-06-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 744,120 F1: The ordinary shares may be represented by American depositary shares, each of which currently represents one ordinary share.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-06-09	Direct	Not disclosed	Reported balance Holding disclosure · report date 2026-06-09 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: The ordinary shares may be represented by American depositary shares, each of which currently represents one ordinary share.

Filing footnotes · ownership attribution and instrument terms

F1: The ordinary shares may be represented by American depositary shares, each of which currently represents one ordinary share.

Legato Merger Corp.

Report date July 06, 2021 · Filed July 08, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,079,086	Reported balance After 2021-07-06 transaction · row 1 1 source row Row 1 · 2021-07-06 · Sale · Disposed 12,500 · Balance 2,079,086 F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

Filing footnotes · ownership attribution and instrument terms

F1: The sale price of such shares is the same as the purchase price initially paid by the reporting person for the shares.

Legato Merger Corp. III

Report date March 01, 2024 · Filed March 01, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	IndirectBy self-managed IRA	1,150,000	Reported balance After 2024-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-03-01 · Purchase · Acquired 1,150,000 · Balance 1,150,000
Common stockSEC Table I · non-derivative	Direct	704,275	Reported balance Holding disclosure · report date 2024-03-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 704,275

Legato Merger Corp. IV

Report date August 03, 2026 · Filed August 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	IndirectBy Self Managed Roth IRA	1,487,566	Reported balance After 2026-08-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-08-03 · Purchase · Acquired 47,566 · Balance 1,487,566
Ordinary SharesSEC Table I · non-derivative	Direct	1,348,217	Reported balance Holding disclosure · report date 2026-08-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,348,217

NextDecade Corp

Report date October 30, 2019 · Filed October 30, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,277,274	Reported balance After 2019-10-30 transaction · row 1 1 source row Row 1 · 2019-10-30 · Other · Disposed 160,601 · Balance 1,277,274 F1: The Reporting Person transferred these shares pursuant to a divorce settlement agreement.
Common StockSEC Table I · non-derivative	IndirectBy Rosenfeld Children's Successor Trust	90,744	Reported balance Holding disclosure · report date 2019-10-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 90,744

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person transferred these shares pursuant to a divorce settlement agreement.

Pangaea Logistics Solutions Ltd.

Report date May 26, 2026 · Filed May 27, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Share $0.0001 Par ValueSEC Table I · non-derivative	Direct	536,845	Reported balance After 2026-05-26 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2026-05-26 · Sale · Disposed 100,000 · Balance 536,845 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Common Share $0.0001 Par ValueSEC Table I · non-derivative	Direct	636,845	Reported balance Holding disclosure · report date 2026-05-26 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 636,845

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.40, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Primo Water Corp /CN/

Report date May 13, 2022 · Filed May 17, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	309,294	Reported balance After 2022-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-05-13 · Grant · Acquired 9,560 · Balance 309,294 F1: Common Shares were issued pursuant to the Primo Water Corporation 2018 Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $135,000 (the cash amount of the annual director fee) by $14.12 (the closing price of the Common Shares on the New York Stock Exchange on May 13, 2022). F2: Balance has been increased by 99 shares to correct an ownership tracking discrepancy.
Common SharesSEC Table I · non-derivative	IndirectBy Crescendo Partners III, L.P.	245,033	Reported balance Holding disclosure · report date 2022-05-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 245,033 F3: As President and Chief Executive Officer of Crescendo Partners, L.P., Mr. Rosenfeld may be deemed to beneficially own the 245,033 Common Shares owned by Crescendo Partners III, L.P. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Common SharesSEC Table I · non-derivative	IndirectBy Crescendo Partners II, L.P. Series II	172,687	Reported balance Holding disclosure · report date 2022-05-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 172,687 F4: As President and Chief Executive Officer of Crescendo Partners, L.P., Mr. Rosenfeld may be deemed to beneficially own the 172,687 Common Shares owned by Crescendo Partners II, L.P. Series II. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Common Shares were issued pursuant to the Primo Water Corporation 2018 Equity Incentive Plan in payment of the reporting person's annual director fee. The number of shares was calculated by dividing $135,000 (the cash amount of the annual director fee) by $14.12 (the closing price of the Common Shares on the New York Stock Exchange on May 13, 2022).

F2: Balance has been increased by 99 shares to correct an ownership tracking discrepancy.

F3: As President and Chief Executive Officer of Crescendo Partners, L.P., Mr. Rosenfeld may be deemed to beneficially own the 245,033 Common Shares owned by Crescendo Partners III, L.P. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: As President and Chief Executive Officer of Crescendo Partners, L.P., Mr. Rosenfeld may be deemed to beneficially own the 172,687 Common Shares owned by Crescendo Partners II, L.P. Series II. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CPI AEROSTRUCTURES INC

Report date February 21, 2023 · Filed February 24, 2023

Section 16 reporting ended · disclosed 2023-02-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	309,410	Reported balance After 2023-02-21 transaction · row 1 1 source row Row 1 · 2023-02-21 · Disposition to issuer · Disposed 19,687 · Balance 309,410 F1: Represents restricted shares forfeited on February 21, 2023 pursuant to the Restricted Stock Agreement between the Reporting Person and Issuer dated January 12, 2023 as a result of the Reporting Person's resignation from his role as a director of the Issuer.
Common StockSEC Table I · non-derivative	IndirectBy Crescendo Partners II, L.P. Series L	510,270	Reported balance Holding disclosure · report date 2023-02-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 510,270 F2: Mr. Rosenfeld is the senior managing member of Crescendo Investments II, LLC ("Crescendo Investments II"). Crescendo Investments II is the general partner of Crescendo Partners II, L.P. Series L ("Crescendo Partners II"). Mr. Rosenfeld and Crescendo Investments II disclaim beneficial ownership of the shares held by Crescendo Partners II, except to the extent of his or its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares forfeited on February 21, 2023 pursuant to the Restricted Stock Agreement between the Reporting Person and Issuer dated January 12, 2023 as a result of the Reporting Person's resignation from his role as a director of the Issuer.

F2: Mr. Rosenfeld is the senior managing member of Crescendo Investments II, LLC ("Crescendo Investments II"). Crescendo Investments II is the general partner of Crescendo Partners II, L.P. Series L ("Crescendo Partners II"). Mr. Rosenfeld and Crescendo Investments II disclaim beneficial ownership of the shares held by Crescendo Partners II, except to the extent of his or its pecuniary interest therein.

Southland Holdings, Inc.

Report date February 14, 2023 · Filed February 16, 2023

Section 16 reporting ended · disclosed 2023-02-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	87,255	Reported balance After 2023-02-14 transaction · row 1 1 source row Row 1 · 2023-02-14 · Other · Disposed 457,445 · Balance 87,255 F1: The reporting person transferred an aggregate of 457,445 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy self-managed IRA	1,600,000	Reported balance Holding disclosure · report date 2023-02-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,600,000

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person transferred an aggregate of 457,445 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 27, 2017 Filed Mar 28, 2017 17:50 UTC	NextDecade Corp HRMN · Entity 640	GrantConvertible Promissory Note · Derivative	2,067	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001094891-17-000085 · edgar.xml · derivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,067 Underlying: Units · 2,067 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $20,672.60. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document
March 01, 2017 Filed Mar 2, 2017 13:48 UTC	NextDecade Corp HRMN · Entity 640	GrantConvertible Promissory Note · Derivative	6,000	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001094891-17-000072 · edgar.xml · derivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Units · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $60,000. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by March 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document
March 01, 2017 Filed Mar 3, 2017 16:35 UTC	Primo Water Corp /CN/ COT · Entity 86195	PurchaseCommon Shares	125,000	$10.60	$1,325,000.00	Disclosure SEC source: 0001209191-17-017605 · doc4.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Crescendo Partners III, L.P. Disclosed balance after: 125,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in two transactions at prices of $10.63 and $10.54. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price. F2 · balance_after: As President and Chief Executive Officer of Crescendo Partners, L.P., Mr. Rosenfeld may be deemed to beneficially own the 125,000 Common Shares owned by Crescendo Partners III, L.P. Mr. Rosenfeld disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Rosenfeld is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document
February 06, 2017 Filed Feb 8, 2017 12:59 UTC	NextDecade Corp HRMN · Entity 640	GrantConvertible Promissory Note · Derivative	6,000	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001094891-17-000056 · edgar.xml · derivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Units · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $60,000. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by March 27, 2017, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document
January 25, 2017 Filed Jan 31, 2017 16:44 UTC	Pangaea Logistics Solutions Ltd. PANL · Entity 5424	GrantCommon Share $0.0001 Par Value	22,866	$0.00	$0.00	Disclosure SEC source: 0001606909-17-000010 · wf-form4_148588103832267.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,532 F1 · kind: Unrestricted shares were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Read SEC document
January 02, 2017 Filed Jan 3, 2017 19:34 UTC	CPI AEROSTRUCTURES INC CVU · Entity 7036	GrantCommon Stock	15,938	$9.25	$147,426.50	Disclosure SEC source: 0001094891-17-000001 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,005 Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:03 UTC	NextDecade Corp HRMN · Entity 640	GrantConvertible Promissory Note · Derivative	6,000	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001094891-16-000645 · edgar.xml · derivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Units · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $60,000. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by March 27, 2017, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:23 UTC	Pangaea Logistics Solutions Ltd. PANL · Entity 5424	GrantCommon Share $0.0001 Par Value	5,041	$0.00	$0.00	Disclosure SEC source: 0001606909-16-000276 · wf-form4_147872661398816.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,666 F1 · kind: Shares are subject to a Restricted Share Grant Notice and Agreement and were issued pursuant to the Pangaea Logistics Solutions Ltd. 2014 Share Incentive Plan (as amended and restated by the Board of Directors on May 9, 2016). Fifty percent of the shares vest on the first anniversary of the date of grant and the remaining fifty percent vest on the second anniversary of the date of grant, subject to accelerated vesting in certain circumstances. Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:44 UTC	CPI AEROSTRUCTURES INC CVU · Entity 7036	Exercise / conversionRestricted Stock Unit · Derivative	3,788	$0.00	$0.00	Disclosure SEC source: 0001094891-16-000625 · edgar.xml · derivative · entry 3 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc. F3 · derivative.exercise_date: The restricted stock units vest in three equal installments of 3,788 on April 1, 2016, July 1, 2016 and October 3, 2016. Vested shares will be promptly delivered to the reporting person. F3 · derivative.expiration_date: The restricted stock units vest in three equal installments of 3,788 on April 1, 2016, July 1, 2016 and October 3, 2016. Vested shares will be promptly delivered to the reporting person. Read SEC document
October 03, 2016 Filed Oct 4, 2016 14:44 UTC	CPI AEROSTRUCTURES INC CVU · Entity 7036	Exercise / conversionCommon Stock	3,788	$0.00	$0.00	Disclosure SEC source: 0001094891-16-000625 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.