Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director · President & CEO | April 05, 2018 | April 09, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director · Chairman & CEO | July 31, 2026 | August 04, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director · Chairman and CEO | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 05, 2018 · Filed April 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,641 |
Reported balance
After 2018-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-05 · Sale · Disposed 10,073 · Balance 39,641 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 1,234,125 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,234,125 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectST Family Investment Company LLC | 465,604 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 465,604 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments. F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 40,735 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 40,735 F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 72,301 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 72,301 F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 61,120 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 61,120 F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 71,161 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 71,161 F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 69,252 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 69,252 F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 52,935 |
Reported balance
Holding disclosure · report date 2018-04-05 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 52,935 F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $22.85 to $23.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 39,641 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments.
F5: These securities are held by ST Family Investment Company LLC, of which Mr. Spector is the sole manager. Mr. Spector disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6: This nonstatutory stock option to purchase 40,735 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 61,120 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 69,252 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 52,935 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 479,401 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Other · Disposed 25,000 · Balance 479,401 F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectST Family Investment Company LLC | 60,604 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,604 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares.
F2: The reported amount consists of 37,841 restricted stock units and 441,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 420,487 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 5,255 · Balance 420,487 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 105,026 restricted share units and 315,461 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2021 Filed Mar 30, 2021 20:42 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,799 | $65.24 | $313,086.76 |
DisclosureSEC source: 0001127602-21-012310 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,437 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $64.87 to $65.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 29,982 restricted stock units and 1,051,455 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:42 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,101 | $64.55 | $652,019.55 |
DisclosureSEC source: 0001127602-21-012310 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,236 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $63.86 to $64.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 29,982 restricted stock units and 1,056,254 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:42 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 3,668 | $65.70 | $240,987.60 |
DisclosureSEC source: 0001127602-21-010877 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,337 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 29,982 restricted stock units and 1,066,355 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:04 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 3,156 | $19.60 | $61,857.60 |
DisclosureSEC source: 0001127602-21-010855 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,004 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 39,488 restricted share units and 151,516 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 3,500 | $61.68 | $215,880.00 |
DisclosureSEC source: 0001127602-21-010258 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,005 F1 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F2 · balance_after: The reported amount consists of 37,380 restricted stock units and 1,062,625 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 22:46 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 2,576 | $18.86 | $48,583.36 |
DisclosureSEC source: 0001127602-21-009452 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,160 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 45,852 restricted share units and 148,308 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,853 | $58.85 | $109,049.05 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,505 F7 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F8 · balance_after: The reported amount consists of 44,888 restricted stock units and 1,058,617 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 55,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · derivative · entry 8 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 55,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · derivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,052 Underlying: Common Stock · 55,052 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 53,589 | $0.00 Strike: $58.85 | $0.00 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · derivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,589 Underlying: Common Stock · 53,589 shares Expires 2031-02-24 F9 · derivative.underlying_shares: This nonstatutory stock option to purchase 53,589 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 25,891 | $62.33 | $1,613,786.03 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,358 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 50,245 restricted stock units and 1,055,113 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 55,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F4 · balance_after: The reported amount consists of 50,245 restricted stock units and 1,081,004 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 12,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008530 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,197 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 50,245 restricted stock units and 1,025,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,100 | $66.98 | $73,678.00 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 7 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F13 · price: The price reported is the weighted average price of multiple transactions ranging from $66.85 to $67.13. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F14 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,025,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,397 | $66.13 | $356,903.61 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 6 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,978 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F11 · price: The price reported is the weighted average price of multiple transactions ranging from $65.81 to $66.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F12 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,027,052 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,503 | $65.34 | $555,586.02 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,375 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F9 · price: The price reported is the weighted average price of multiple transactions ranging from $64.80 to $65.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F10 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,032,449 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:12 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 23,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006836 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,736 F1 · shares: The Reporting Person was granted 23,634 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 51,046 restricted share units and 145,690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 100 | $68.60 | $6,860.00 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,040,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,211 | $67.83 | $353,462.13 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,978 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $67.37 to $68.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,041,052 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,298 | $66.75 | $353,641.50 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,189 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $66.36 to $67.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,046,263 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:35 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,391 | $65.74 | $288,664.34 |
DisclosureSEC source: 0001127602-21-006400 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,487 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $65.32 to $66.21. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,051,561 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 00:33 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 1,865 | $18.55 | $34,595.75 |
DisclosureSEC source: 0001127602-21-006038 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,102 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 27,412 restricted share units and 145,690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 900 | $58.14 | $52,326.00 |
DisclosureSEC source: 0001127602-21-001607 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $58.03 to $58.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,055,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,100 | $57.58 | $811,878.00 |
DisclosureSEC source: 0001127602-21-001607 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,778 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $57.01 to $58.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,056,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,300 | $57.73 | $248,239.00 |
DisclosureSEC source: 0001127602-21-001607 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $57.54 to $58.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,070,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,700 | $57.06 | $610,542.00 |
DisclosureSEC source: 0001127602-21-001607 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,178 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $56.53 to $57.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,075,252 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:19 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 140,464 | $0.00 Strike: $59.68 | $0.00 |
DisclosureSEC source: 0001127602-20-031605 · form4.xml · derivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,464 Underlying: Common Stock · 140,464 shares Expires 2030-12-13 F2 · derivative.underlying_shares: This nonstatutory stock option to purchase 140,464 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in 1/3 increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,307 | $60.28 | $500,745.96 |
DisclosureSEC source: 0001127602-20-030615 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F10 · price: The price reported is the weighted average price of multiple transactions ranging from $59.91 to $60.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F11 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,123,878 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,693 | $59.55 | $398,568.15 |
DisclosureSEC source: 0001127602-20-030615 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,185 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $58.90 to $59.90. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,094,259 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,163 | $60.49 | $191,329.87 |
DisclosureSEC source: 0001127602-20-030615 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $60.37 to $60.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,100,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,297 | $59.83 | $316,919.51 |
DisclosureSEC source: 0001127602-20-030615 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,041 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $59.35 to $60.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,104,115 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,540 | $58.98 | $385,729.20 |
DisclosureSEC source: 0001127602-20-030615 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,338 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.31 to $59.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,109,412 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:58 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,100 | $56.74 | $175,894.00 |
DisclosureSEC source: 0001127602-20-029151 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F9 · price: The price reported is the weighted average price of multiple transactions ranging from $56.49 to $56.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F10 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,115,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:58 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,900 | $55.97 | $666,043.00 |
DisclosureSEC source: 0001127602-20-029151 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,978 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $55.47 to $56.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F8 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,119,052 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:58 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 200 | $57.28 | $11,456.00 |
DisclosureSEC source: 0001127602-20-029151 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,130,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:58 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,990 | $56.75 | $680,432.50 |
DisclosureSEC source: 0001127602-20-029151 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,078 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $56.25 to $57.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,131,152 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:58 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,810 | $55.65 | $156,376.50 |
DisclosureSEC source: 0001127602-20-029151 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,068 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $55.12 to $56.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,143,142 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 20:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,500 | $61.40 | $214,900.00 |
DisclosureSEC source: 0001127602-20-026753 · form4.xml · nonDerivative · entry 5 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F10 · price: The price reported is the weighted average price of multiple transactions ranging from $61.225 to $61.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F11 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,145,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 20:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,900 | $60.82 | $358,838.00 |
DisclosureSEC source: 0001127602-20-026753 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,378 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $60.31 to $61.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,149,452 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 20:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,600 | $59.89 | $335,384.00 |
DisclosureSEC source: 0001127602-20-026753 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,193,278 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $59.24 to $60.21. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,155,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,600 | $60.04 | $636,424.00 |
DisclosureSEC source: 0001127602-20-026753 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $59.47 to $60.43. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,160,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 20:54 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,400 | $59.07 | $259,908.00 |
DisclosureSEC source: 0001127602-20-026753 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,478 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $58.42 to $59.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,171,552 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 20:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,100 | $57.96 | $179,676.00 |
DisclosureSEC source: 0001127602-20-025442 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $57.65 to $58.32. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,175,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 20:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,900 | $57.21 | $680,799.00 |
DisclosureSEC source: 0001127602-20-025442 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216,978 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $56.62 to $57.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,179,052 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,700 | $58.69 | $510,603.00 |
DisclosureSEC source: 0001127602-20-025442 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $58.40 to $59.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,190,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,300 | $58.12 | $366,156.00 |
DisclosureSEC source: 0001127602-20-025442 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,578 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $57.39 to $58.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,199,652 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 00:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,101 | $48.84 | $249,111.42 |
DisclosureSEC source: 0001127602-20-023938 · form4.xml · nonDerivative · entry 4 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $48.70 to $49.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F9 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,205,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 00:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,899 | $48.22 | $477,348.59 |
DisclosureSEC source: 0001127602-20-023938 · form4.xml · nonDerivative · entry 3 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,979 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $47.69 to $48.66. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,211,053 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 00:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 978 | $49.70 | $48,601.71 |
DisclosureSEC source: 0001127602-20-023938 · form4.xml · nonDerivative · entry 2 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,878 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $49.66 to $49.745. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,220,952 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 17, 2020 Filed Aug 20, 2020 00:43 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,022 | $49.32 | $691,584.67 |
DisclosureSEC source: 0001127602-20-023938 · form4.xml · nonDerivative · entry 1 SPECTOR DAVID · CIK 0001275713 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259,856 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $48.655 to $49.65. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 37,926 restricted stock units and 1,221,930 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.