Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director | August 07, 2018 | August 07, 2018 |
| QXO, Inc.QXO · Entity 3404 | 10% owner | November 06, 2024 | November 08, 2024 |
| RXO, Inc.RXO · Entity 4166 | 10% owner | February 12, 2026 | February 17, 2026 |
| Yellow CorpYELL · Entity 109736 | 10% owner | July 31, 2023 | August 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date August 07, 2018 · Filed August 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 60,341 |
Reported balance
After 2018-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-07 · Grant · Acquired 1,311 · Balance 60,341 F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2: The reported amount consists of 10,128 restricted stock units and 50,213 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 122,109 |
Reported balance
Holding disclosure · report date 2018-08-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 122,109 F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis. F4: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2: The reported amount consists of 10,128 restricted stock units and 50,213 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F3: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis.
F4: N/A
QXO, Inc.
Report date November 06, 2024 · Filed November 08, 2024
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,908,701 |
Reported balance
After 2024-11-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-11-06 · Sale · Disposed 7,000,000 · Balance 46,908,701 F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
RXO, Inc.
Report date February 12, 2026 · Filed February 17, 2026
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,109,942 |
Reported balance
After 2026-02-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-12 · Purchase · Acquired 532,276 · Balance 28,109,942 F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
Yellow Corp
Report date July 31, 2023 · Filed August 01, 2023
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,067,795 |
Reported balance
After 2023-07-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-07-31 · Purchase · Acquired 9,295,852 · Balance 22,067,795 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.83 to $1.49. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.83 to $1.49. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alight, Inc. / Delaware
Report date February 17, 2021 · Filed February 19, 2021
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
Section 16 reporting ended · disclosed 2021-02-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,900,000 |
Reported balance
After 2021-02-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-17 · Sale · Disposed 4,100,000 · Balance 9,900,000 F1: Excludes warrants to purchase an aggregate of 4,666,745 shares of Class A Common Stock. The warrants are not exercisable within 60 days and accordingly are not beneficially owned by the Reporting Persons. F2: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Excludes warrants to purchase an aggregate of 4,666,745 shares of Class A Common Stock. The warrants are not exercisable within 60 days and accordingly are not beneficially owned by the Reporting Persons.
F2: MFN Partners, LP (the "Partnership") is the holder of the Securities. MFN Partners GP, LLC ("MFN GP") is the General Partner to the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the General Partner of MFN Management. Farhad Nanji and Michael F. DeMichele are each members of MFN GP and MFN LLC and disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein, if any.
CNX Resources Corp
Report date January 06, 2025 · Filed January 08, 2025
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
Section 16 reporting ended · disclosed 2025-01-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,925,000 |
Reported balance
After 2025-01-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-01-06 · Sale · Disposed 1,075,000 · Balance 13,925,000 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.62 to $31.28. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.62 to $31.28. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
PennyMac Financial Services, Inc.
Report date July 31, 2026 · Filed August 04, 2026
Section 16 reporting ended · disclosed 2021-03-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 188,216 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Grant · Acquired 379 · Balance 188,216 F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2: The reported amount consists of 1,963 restricted stock units and 186,253 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | IndirectMFN Partners, LP | 4,531,792 |
Reported balance
Holding disclosure · report date 2026-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,531,792 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2: The reported amount consists of 1,963 restricted stock units and 186,253 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
XPO, Inc.
Report date May 15, 2024 · Filed May 17, 2024
Jointly reported with MFN Partners, LP, MFN Partners GP, LLC, MFN Partners Management, LP, MFN Partners Management, LLC, DeMichele Michael
Section 16 reporting ended · disclosed 2024-05-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,425,369 |
Last balance in matching sequence
After 2024-05-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2024-05-15 · Sale · Disposed 1,171,238 · Balance 11,504,131 F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. Row 2 · 2024-05-15 · Sale · Disposed 28,762 · Balance 11,475,369 F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. Row 3 · 2024-05-15 · Sale · Disposed 50,000 · Balance 11,425,369 F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. Farhad Nanji and Michael F. DeMichele are managing members of MFN GP and MFN LLC. Each Reporting Person disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest, if any, therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2019 Filed Feb 12, 2020 23:05 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GiftCommon Stock | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005125 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,810 F1 · shares: Represents a bona fide gift of Common Stock to a charitable organization. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 181,919 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:09 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 752 | $31.08 | $23,372.16 |
DisclosureSEC source: 0001127602-19-032064 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,340 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 183,449 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:57 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,018 | $22.94 | $23,352.92 |
DisclosureSEC source: 0001127602-19-026186 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,588 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 182,697 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| May 06, 2019 Filed May 7, 2019 21:02 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,116 | $22.58 | $25,199.28 |
DisclosureSEC source: 0001127602-19-017621 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,570 F1 · shares: The Reporting Person received shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 181,679 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:48 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011711 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,454 F1 · shares: The Reporting Person was granted restricted stock units in connection with his service as a Director. These restricted stock units, which will vest in full on the first anniversary of the grant date, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 8,891 restricted stock units and 180,563 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:42 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,260 | $21.07 | $26,548.20 |
DisclosureSEC source: 0001127602-19-005511 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,004 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 174,876 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,294 | $19.60 | $25,362.40 |
DisclosureSEC source: 0001127602-18-032557 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,744 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: On August 2, 2018, PennyMac Financial Services, Inc. ("Old PennyMac") entered into a Contribution Agreement and Plan of Merger (the "Reorganization Agreement") with various parties including, among others, New PennyMac Financial Services, Inc. (the "Issuer") and the Reporting Person. The Reorganization Agreement provided that Old PennyMac would reorganize under a new public holding company, eliminate its "Up-C" structure and transition to a single class of publicly-traded common stock held by all stockholders. On November 1, 2018, the transactions contemplated by the Reorganization Agreement were completed and the Class A Units of Private National Mortgage Acceptance Company, LLC previously held by the Reporting Person were exchanged for shares of Common Stock of the Issuer. The Issuer succeeded to Old PennyMac as a public-reporting company pursuant to Rule 12g-3 of the Securities Exchange Act of 1934, and changed its name to PennyMac Financial Services, Inc. F3 · balance_after: The reported amount consists of 10,128 restricted stock units and 173,616 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 15:01 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,311 | $19.30 | $25,302.30 |
DisclosureSEC source: 0001127602-18-024836 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,341 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 10,128 restricted stock units and 50,213 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| May 08, 2018 Filed May 9, 2018 12:52 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,158 | $21.85 | $25,302.30 |
DisclosureSEC source: 0001127602-18-016695 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,030 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2018. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 11,642 restricted stock units and 47,388 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 14:19 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 3,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011089 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,872 F1 · shares: The Reporting Person was granted 3,975 restricted stock units in connection with his service as a director. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,642 restricted stock units and 46,230 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,112 | $22.75 | $25,298.00 |
DisclosureSEC source: 0001127602-18-006121 · form4.xml · nonDerivative · entry 3 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,897 F5 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F6 · balance_after: The reported amount consists of 12,028 restricted stock units and 41,869 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 17:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftClass A Common Stock | 6,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006121 · form4.xml · nonDerivative · entry 2 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,785 F3 · shares: Represents a bona fide gift of 6,319 shares of Class A Common Stock to a charitable organization.. F4 · balance_after: The reported amount consists of 12,028 restricted stock units and 40,757 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| December 27, 2017 Filed Feb 14, 2018 17:38 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GiftClass A Common Stock | 5,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006121 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,104 F1 · shares: Represents a bona fide gift of 5,746 shares of Class A Common Stock to a charitable organization. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 47,076 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| November 07, 2017 Filed Nov 7, 2017 17:45 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,520 | $18.10 | $27,512.00 |
DisclosureSEC source: 0001127602-17-031518 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,850 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 52,822 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 16:12 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,584 | $17.55 | $27,799.20 |
DisclosureSEC source: 0001127602-17-025343 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,330 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,028 restricted stock units and 51,302 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| May 09, 2017 Filed May 10, 2017 16:44 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,690 | $16.45 | $27,800.50 |
DisclosureSEC source: 0001127602-17-017555 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,746 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 15,374 restricted stock units and 46,372 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:42 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010710 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,056 F1 · shares: The Reporting Person was granted 5,373 restricted stock units in connection with his service as a director. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 17,945 restricted share units and 42,111 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 18:15 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,692 | $16.10 | $27,241.20 |
DisclosureSEC source: 0001127602-17-004840 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,683 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2016. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,572 restricted stock units and 42,111 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 17:02 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 1,677 | $16.24 | $27,234.48 |
DisclosureSEC source: 0001127602-16-066702 · form4.xml · nonDerivative · entry 1 NANJI FARHAD · CIK 0001575023 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,991 F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the third quarter of 2016. This transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934. F2 · balance_after: The reported amount consists of 12,572 restricted stock units and 40,419 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.