Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELTA AIR LINES, INC.DAL · Entity 3029 | President | August 04, 2026 | August 05, 2026 |
| Grupo Aeromexico, S.A.B. de C.V.AERO · Entity 4472 | Director | March 18, 2026 | March 18, 2026 |
| XCEL ENERGY INCXEL · Entity 3042 | Director | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELTA AIR LINES, INC.
Report date August 04, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 424,704 |
Ending reported balance
After 2026-08-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-04 · Exercise / conversion · Acquired 39,900 · Balance 464,604 Row 2 · 2026-08-04 · Sale · Disposed 39,900 · Balance 424,704 F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $92.740 to $93.300 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.33 · Expires 2027-02-08 | Direct | 0 |
Reported balance
After 2026-08-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-04 · Exercise / conversion · Disposed 39,900 · Balance 0 F2: The option is currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $92.740 to $93.300 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
F2: The option is currently exercisable.
Grupo Aeromexico, S.A.B. de C.V.
Report date March 18, 2026 · Filed March 18, 2026
This filing explicitly reported no securities owned.
XCEL ENERGY INC
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,222.378 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Grant · Acquired 403.638 · Balance 2,222.378 F1: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as director and fractional units are payable at such time in cash. F2: Of the 403.638 stock equivalent units, 336.365 were granted at a price of $69.80 per unit in lieu of the reporting person's quarterly cash retainer, and 67.273 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. |
Filing footnotes · ownership attribution and instrument terms
F1: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as director and fractional units are payable at such time in cash.
F2: Of the 403.638 stock equivalent units, 336.365 were granted at a price of $69.80 per unit in lieu of the reporting person's quarterly cash retainer, and 67.273 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 22:11 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,997 | $55.74 | $111,312.78 |
DisclosureSEC source: 0001683168-20-000346 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,758 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 4,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-003903 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,755 F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carter 4,460 shares of restricted common stock. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carter 4,460 shares of restricted common stock. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 25,000 | $58.01 | $1,450,200.00 |
DisclosureSEC source: 0001683168-19-001177 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,295 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $58.00 to $58.05 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantEmployee Stock Option (right to buy) · Derivative | 51,580 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0001683168-19-000289 · ownership.xml · derivative · entry 4 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,580 Underlying: Common Stock · 51,580 shares Expires 2028-02-06 F4 · derivative.exercise_date: On February 8, 2018, the Committee granted Mr. Carter an option to purchase 51,580 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 17,194 shares vested, and the option for the remaining 34,386 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F4 · balance_after: On February 8, 2018, the Committee granted Mr. Carter an option to purchase 51,580 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 17,194 shares vested, and the option for the remaining 34,386 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 20,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-000289 · ownership.xml · nonDerivative · entry 3 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,295 F3 · shares: The Committee granted Mr. Carter 20,510 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F3 · price: The Committee granted Mr. Carter 20,510 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 21,164 | $50.52 | $1,069,205.28 |
DisclosureSEC source: 0001683168-19-000289 · ownership.xml · nonDerivative · entry 2 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,785 F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 46,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-000289 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,949 F1 · shares: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 2,770 | $49.92 | $138,278.40 |
DisclosureSEC source: 0001683168-19-000253 · ownership.xml · nonDerivative · entry 3 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,040 F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,920 | $49.92 | $95,846.40 |
DisclosureSEC source: 0001683168-19-000253 · ownership.xml · nonDerivative · entry 2 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,810 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 3,058 | $49.92 | $152,655.36 |
DisclosureSEC source: 0001683168-19-000253 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,730 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 8,744 | $50.77 | $443,932.88 |
DisclosureSEC source: 0001683168-18-001958 · ownership.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,788 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on July 20, 2015. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:01 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantEmployee Stock Option (right to buy) · Derivative | 39,900 | $0.00 Strike: $49.33 | $0.00 |
DisclosureSEC source: 0001683168-18-000361 · carter_f4.xml · derivative · entry 2 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,900 Underlying: Common Stock · 39,900 shares Expires 2027-02-08 F2 · derivative.exercise_date: On February 9, 2017, the Committee granted Mr. Carter an option to purchase 39,900 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 13,300 shares vested, and the option for the remaining 26,600 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F2 · balance_after: On February 9, 2017, the Committee granted Mr. Carter an option to purchase 39,900 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 13,300 shares vested, and the option for the remaining 26,600 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:01 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 18,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000361 · carter_f4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,532 F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carter 18,420 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Carter 18,420 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:31 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,936 | $56.42 | $109,229.12 |
DisclosureSEC source: 0001683168-18-000284 · carter_frm4.xml · nonDerivative · entry 2 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,112 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:31 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 3,029 | $56.42 | $170,896.18 |
DisclosureSEC source: 0001683168-18-000284 · carter_frm4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,048 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 17:00 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 19,809 | $50.42 | $998,670.74 |
DisclosureSEC source: 0001683168-17-003147 · carter_frm4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,077 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $50.29 to $50.46 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 9,245 | $54.50 | $503,852.50 |
DisclosureSEC source: 0001683168-17-001769 · carter_frm4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,886 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on July 20, 2015. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:31 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 19,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000319 · carter_frm4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,131 F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carter 19,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors granted Mr. Carter 19,130 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 3,334 | $47.26 | $157,564.84 |
DisclosureSEC source: 0001683168-17-000220 · carter_frm4.xml · nonDerivative · entry 1 Carter Peter W · CIK 0001647706 · EVP and Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,001 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.