Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELTA AIR LINES, INC.DAL · Entity 3029 | Director | August 03, 2026 | August 05, 2026 |
| EXELON CORPEXC · Entity 3050 | Director | April 28, 2026 | April 29, 2026 |
| Five9, Inc.FIVN · Entity 4346 | Director | May 16, 2023 | May 18, 2023 |
| HawkEye 360, Inc.HAWK · Entity 4583 | Director · 10% owner | May 08, 2026 | May 12, 2026 |
| Iron Dome Acquisition I Corp.IDACU · Entity 6274 | Director | May 14, 2026 | May 14, 2026 |
| Mandiant, Inc.FEYE · Entity 123878 | Director · Executive Chairman | January 03, 2017 | January 05, 2017 |
| NightDragon Acquisition Corp.NDAC · Entity 130671 | Director · 10% owner | March 04, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELTA AIR LINES, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,358 |
Reported balance
After 2026-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 31,756 · Balance 22,358 F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $90.730 to $91.235 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. F2: Reflects a separate transfer of 31,756 shares of common stock by the Reporting Person pursuant to a domestic relations order. The Reporting Person no longer has a reportable beneficial interest in the shares transferred. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $90.730 to $91.235 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
F2: Reflects a separate transfer of 31,756 shares of common stock by the Reporting Person pursuant to a domestic relations order. The Reporting Person no longer has a reportable beneficial interest in the shares transferred.
EXELON CORP
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2026 Directors Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-28 | Direct | 3,720 |
Reported balance
After 2026-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 3,720 · Balance 3,720 F1: Annual restricted stock unit (RSU) award subject to the Exelon Long-term Incentive Plan (LTIP) will fully vest and be settled in shares of Exelon common stock on a 1 for 1 basis. The award will accrue additional stock units through dividend reinvestment which will vest along with the underlying award. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual restricted stock unit (RSU) award subject to the Exelon Long-term Incentive Plan (LTIP) will fully vest and be settled in shares of Exelon common stock on a 1 for 1 basis. The award will accrue additional stock units through dividend reinvestment which will vest along with the underlying award.
Five9, Inc.
Report date May 16, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,201 |
Reported balance
After 2023-05-16 transaction · row 1
1 source rowRow 1 · 2023-05-16 · Grant · Acquired 3,669 · Balance 193,201 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 12,097 |
Reported balance
Holding disclosure · report date 2023-05-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,097 |
HawkEye 360, Inc.
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 467,726 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Conversion · Acquired 467,726 · Balance 467,726 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,911,018 |
Reported balance
After 2026-05-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-08 · Conversion · Acquired 5,841,537 · Balance 6,911,018 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,941,663 |
Reported balance
After 2026-05-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-08 · Exercise / conversion · Acquired 30,645 · Balance 6,941,663 F3: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12 of the warrant shares to pay the exercise price and issuing to the holder the remaining 30,633 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,026,924 |
Reported balance
After 2026-05-08 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-05-08 · Exercise / conversion · Acquired 85,273 · Balance 7,026,924 F4: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 33 of the warrant shares to pay the exercise price and issuing to the holder the remaining 85,240 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,040,426 |
Reported balance
After 2026-05-08 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2026-05-08 · Exercise / conversion · Acquired 13,535 · Balance 7,040,426 F5: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,818 of the warrant shares to pay the exercise price and issuing to the holder the remaining 7,717 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,034,608 |
Reported balance
After 2026-05-08 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-05-08 · Disposition to issuer · Disposed 5,818 · Balance 7,034,608 F5: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,818 of the warrant shares to pay the exercise price and issuing to the holder the remaining 7,717 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,114,806 |
Reported balance
After 2026-05-08 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2026-05-08 · Conversion · Acquired 2,114,806 · Balance 2,114,806 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,941,651 |
Reported balance
After 2026-05-08 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-05-08 · Disposition to issuer · Disposed 12 · Balance 6,941,651 F3: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12 of the warrant shares to pay the exercise price and issuing to the holder the remaining 30,633 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,026,891 |
Reported balance
After 2026-05-08 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2026-05-08 · Disposition to issuer · Disposed 33 · Balance 7,026,891 F4: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 33 of the warrant shares to pay the exercise price and issuing to the holder the remaining 85,240 shares. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-05-08 · Conversion · Disposed 120,242 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-05-08 · Conversion · Disposed 32,719 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2026-05-08 · Conversion · Disposed 271,102 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-05-08 · Conversion · Disposed 133,023 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-05-08 · Conversion · Disposed 36,196 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-05-08 · Conversion · Disposed 299,917 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series A-3 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-05-08 · Conversion · Disposed 45,008 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series A-3 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-05-08 · Conversion · Disposed 12,247 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series A-3 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-05-08 · Conversion · Disposed 101,477 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2026-05-08 · Conversion · Disposed 116,825 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2026-05-08 · Conversion · Disposed 31,789 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2026-05-08 · Conversion · Disposed 263,398 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2026-05-08 · Conversion · Disposed 37,589 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2026-05-08 · Conversion · Disposed 5,017,739 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2026-05-08 · Conversion · Disposed 84,751 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2026-05-08 · Conversion · Disposed 15,039 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2026-05-08 · Conversion · Disposed 220,162 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2026-05-08 · Conversion · Disposed 33,909 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Series D-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2026-05-08 · Conversion · Disposed 278,635 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2026-05-08 · Conversion · Disposed 212,050 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2026-05-08 · Conversion · Disposed 1,060,252 · Balance 0 F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date. F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2026-05-08 · Exercise / conversion · Disposed 30,645 · Balance 0 F3: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12 of the warrant shares to pay the exercise price and issuing to the holder the remaining 30,633 shares. F7: The Warrant is held of record by NightDragon I. NightDragon GP I is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2026-05-08 · Exercise / conversion · Disposed 85,273 · Balance 0 F4: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 33 of the warrant shares to pay the exercise price and issuing to the holder the remaining 85,240 shares. F7: The Warrant is held of record by NightDragon I. NightDragon GP I is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.17 | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-08 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2026-05-08 · Exercise / conversion · Disposed 13,535 · Balance 0 F5: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,818 of the warrant shares to pay the exercise price and issuing to the holder the remaining 7,717 shares. F7: The Warrant is held of record by NightDragon I. NightDragon GP I is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series A-3 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock automatically converted into common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-1 basis, and had no expiration date.
F2: The shares are held of record by NightDragon Growth I, L.P. ("NightDragon I"). NightDragon Growth GP I, LLC ("NightDragon GP I") is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I.
F3: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12 of the warrant shares to pay the exercise price and issuing to the holder the remaining 30,633 shares.
F4: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $0.01 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 33 of the warrant shares to pay the exercise price and issuing to the holder the remaining 85,240 shares.
F5: The warrant to acquire common stock automatically net exercised into shares of the Issuer's common stock immediately prior to consummation of the IPO. The warrant had an exercise price of $11.1747 per share. The holder paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,818 of the warrant shares to pay the exercise price and issuing to the holder the remaining 7,717 shares.
F6: The shares are held of record by NightDragon Growth II, L.P. ("NightDragon II"). NightDragon Growth GP II, LLC ("NightDragon GP II") is the general partner of NightDragon II. The Reporting Person is the managing member of NightDragon GP II and may be deemed to hold voting and investment power with respect to the shares held by NightDragon II.
F7: The Warrant is held of record by NightDragon I. NightDragon GP I is the general partner of NightDragon I. The Reporting Person is the managing member of NightDragon GP I and may be deemed to hold voting and investment power with respect to the shares held by NightDragon I.
Iron Dome Acquisition I Corp.
Report date May 14, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-293108) under the heading "Description of Securities - Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-293108) under the heading "Description of Securities - Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.
Mandiant, Inc.
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,336,947 |
Reported balance
After 2017-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-03 · Sale · Disposed 151,644 · Balance 4,336,947 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $11.757, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). F3: Includes 1,113 shares purchased on May 16, 2016 under the Issuer's 2013 Employee Stock Purchase Plan, and reflects voluntary cancellation of unvested restricted stock units as previously reported on the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 20, 2016. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 219,000 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 219,000 F4: Shares held of record by the David G. DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 219,000 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 219,000 F5: Shares held of record by the Mary Kathleen DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 22,500 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 22,500 F6: Shares held of record by the DeWalt Family Trust U/A DTD 04/01/2003, for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $11.757, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: Includes 1,113 shares purchased on May 16, 2016 under the Issuer's 2013 Employee Stock Purchase Plan, and reflects voluntary cancellation of unvested restricted stock units as previously reported on the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 20, 2016.
F4: Shares held of record by the David G. DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee.
F5: Shares held of record by the Mary Kathleen DeWalt 2009 Irrevocable Trust, for which the Reporting Person serves as a trustee.
F6: Shares held of record by the DeWalt Family Trust U/A DTD 04/01/2003, for which the Reporting Person serves as a trustee.
NightDragon Acquisition Corp.
Report date March 04, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectVia NightDragon Acquisition Sponsor, LLC | 1,035,000 |
Reported balance
After 2021-03-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-04 · Purchase · Acquired 1,035,000 · Balance 1,035,000 F1: The reported shares are included within the 1,035,000 private placement SCALE units of the issuer purchased by NightDragon Acquisition Sponsor, LLC (the "Sponsor") for $10.00 per private placement SCALE unit. The private placement SCALE units were purchased in a private placement that closed simultaneously with the closing of the issuer's initial public offering, and each such unit consists of one share of Class A common stock of the issuer and one-fifth of one redeemable warrant of the issuer. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F2: NightDragon Acquisition Sponsor, LLC is controlled by the reporting person. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are included within the 1,035,000 private placement SCALE units of the issuer purchased by NightDragon Acquisition Sponsor, LLC (the "Sponsor") for $10.00 per private placement SCALE unit. The private placement SCALE units were purchased in a private placement that closed simultaneously with the closing of the issuer's initial public offering, and each such unit consists of one share of Class A common stock of the issuer and one-fifth of one redeemable warrant of the issuer. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share.
F2: NightDragon Acquisition Sponsor, LLC is controlled by the reporting person. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORESCOUT TECHNOLOGIES, INC
Report date August 17, 2020 · Filed August 17, 2020
Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 1
1 source rowRow 1 · 2020-08-17 · Disposition to issuer · Disposed 442,748 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.
F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2022 Filed Mar 8, 2022 21:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 7,033 | $99.61 | $700,557.13 |
DisclosureSEC source: 0001288847-22-000025 · wf-form4_164677456331756.xml · nonDerivative · entry 3 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,264 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.18 to $100.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 11,834 | $98.53 | $1,166,004.02 |
DisclosureSEC source: 0001288847-22-000025 · wf-form4_164677456331756.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,297 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.15 to $99.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 21:23 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 19,503 | $97.58 | $1,903,102.74 |
DisclosureSEC source: 0001288847-22-000025 · wf-form4_164677456331756.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,131 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.14 to $98.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 21:32 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 227,400 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001288847-22-000002 · wf-form4_164323271042639.xml · derivative · entry 3 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227,400 shares Expires 2022-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted on April 27, 2012 is fully vested. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 21:32 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 227,400 | $0.96 | $218,304.00 |
DisclosureSEC source: 0001288847-22-000002 · wf-form4_164323271042639.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:01 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-002653 · ownership.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,340 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 17, 2021. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 17, 2021. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:30 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 1,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-21-000081 · wf-form4_162094500446310.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,769 Read SEC document |
| March 04, 2021 Filed Mar 4, 2021 22:15 UTC | NightDragon Acquisition Corp. NDAC · Entity 130671 | PurchaseClass A Common Stock | 1,035,000 | $10.00 | $10,350,000.00 |
DisclosureSEC source: 0000899243-21-009871 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via NightDragon Acquisition Sponsor, LLC Disclosed balance after: 1,035,000 F1 · kind: The reported shares are included within the 1,035,000 private placement SCALE units of the issuer purchased by NightDragon Acquisition Sponsor, LLC (the "Sponsor") for $10.00 per private placement SCALE unit. The private placement SCALE units were purchased in a private placement that closed simultaneously with the closing of the issuer's initial public offering, and each such unit consists of one share of Class A common stock of the issuer and one-fifth of one redeemable warrant of the issuer. Each whole warrant entitles the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share. F2 · ownership.nature: NightDragon Acquisition Sponsor, LLC is controlled by the reporting person. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of his pecuniary interest therein. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 20:57 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Disposition to issuerCommon Stock | 442,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047054 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F2 · price: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:11 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 5,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-002027 · ownership.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,410 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2020. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2020. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:43 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-20-000079 · wf-form4_159000738178140.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,535 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 16:34 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 41,559 | $33.01 | $1,372,028.83 |
DisclosureSEC source: 0001209191-20-009216 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,748 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.96 to $33.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:31 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 1,263 | $33.34 | $42,108.42 |
DisclosureSEC source: 0001209191-19-056192 · doc4.xml · nonDerivative · entry 4 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,307 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.22 to $33.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:31 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 24,387 | $32.63 | $795,820.97 |
DisclosureSEC source: 0001209191-19-056192 · doc4.xml · nonDerivative · entry 3 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,570 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.22 to $33.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:31 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 349 | $30.63 | $10,688.82 |
DisclosureSEC source: 0001209191-19-056192 · doc4.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,957 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $30.325 to $30.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 18:31 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 15,560 | $29.64 | $461,213.96 |
DisclosureSEC source: 0001209191-19-056192 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,306 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $29.27 to $30.24 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 16:29 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 29,246 | $35.30 | $1,032,266.82 |
DisclosureSEC source: 0001209191-19-047830 · doc4.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,866 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.00 to $35.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 16:29 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 12,313 | $34.78 | $428,270.77 |
DisclosureSEC source: 0001209191-19-047830 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,112 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.00 to $34.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 19:19 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | GrantCommon Stock | 8,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046409 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,425 F1 · shares: Each share was a performance-based restricted stock unit ("PSU") from a PSU award granted to the Reporting Person on June 5, 2019. The Reporting Person acquired the shares based on the certified achievement of certain non-stock price performance objectives. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001970 · ownership.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,720 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 20, 2019. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 20, 2019. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| May 28, 2019 Filed May 30, 2019 22:25 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-19-000078 · wf-form4_155925509879898.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751 Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:59 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | GrantCommon Stock | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031165 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,000 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on May 15, 2020. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 17:43 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 50,374 | $44.03 | $2,218,118.34 |
DisclosureSEC source: 0001209191-19-019783 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,115 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $44.00 to $44.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:21 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionStock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · derivative · entry 4 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,400 Underlying: Common Stock · 38,000 shares Expires 2022-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments beginning on the one-month anniversary of April 27, 2012. The option is fully vested. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:21 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 38,000 | $53.03 | $2,015,140.00 |
DisclosureSEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 3 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,344 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.82 to $53.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 23:21 UTC | Five9, Inc. FIVN · Entity 4346 | Exercise / conversionCommon Stock | 38,000 | $0.96 | $36,480.00 |
DisclosureSEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:21 UTC | Five9, Inc. FIVN · Entity 4346 | SaleCommon Stock | 74,000 | $53.66 | $3,970,840.00 |
DisclosureSEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 328 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 20:34 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 2,647 | $37.29 | $98,693.40 |
DisclosureSEC source: 0001209191-19-009922 · doc4.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,489 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.11 to $37.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 20:34 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 47,727 | $36.58 | $1,745,949.11 |
DisclosureSEC source: 0001209191-19-009922 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,136 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.11 to $37.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 18:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 13,843 | $26.37 | $365,039.91 |
DisclosureSEC source: 0001209191-18-058597 · doc4.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,863 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.06 to $26.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 18:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 36,531 | $25.59 | $934,864.82 |
DisclosureSEC source: 0001209191-18-058597 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,706 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.06 to $26.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:40 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 15,653 | $35.80 | $560,393.05 |
DisclosureSEC source: 0001209191-18-046910 · doc4.xml · nonDerivative · entry 3 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,237 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.63 to $36.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:40 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 11,488 | $35.35 | $406,112.29 |
DisclosureSEC source: 0001209191-18-046910 · doc4.xml · nonDerivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,890 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.63 to $35.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:40 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 23,233 | $33.83 | $785,995.62 |
DisclosureSEC source: 0001209191-18-046910 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,378 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.62 to $34.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:34 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001840 · ownership.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,590 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 28, 2018. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 28, 2018. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| May 18, 2018 Filed May 22, 2018 00:08 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 5,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000090 · wf-form4_152694767606657.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,499 Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:20 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 167,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026565 · doc4.xml · derivative · entry 2 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: On April 25, 2018, all of the RSUs vested and became issuable. F2 · derivative.expiration_date: On April 25, 2018, all of the RSUs vested and became issuable. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:20 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 167,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026565 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:39 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 251,870 | $27.64 | $6,960,931.19 |
DisclosureSEC source: 0001209191-18-021829 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,698 F1 · kind: The Reporting Person sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:50 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001700 · dewalt_frm4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,070 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 30, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 30, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| May 15, 2017 Filed May 17, 2017 00:04 UTC | Five9, Inc. FIVN · Entity 4346 | GrantCommon Stock | 7,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000086 · wf-form4_149497948321662.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,155 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:07 UTC | Mandiant, Inc. FEYE · Entity 123878 | SaleCommon Stock | 151,644 | $11.64 | $1,765,439.45 |
DisclosureSEC source: 0001209191-17-002312 · doc4.xml · nonDerivative · entry 1 DEWALT DAVID G · CIK 0001228853 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336,947 F1 · shares: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $11.757, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). F3 · balance_after: Includes 1,113 shares purchased on May 16, 2016 under the Issuer's 2013 Employee Stock Purchase Plan, and reflects voluntary cancellation of unvested restricted stock units as previously reported on the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 20, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.