TapewireFind a company

person · Reporting owner

Holmes John McClain III

Disclosed activity across 2 companies

Tapewire entity
26479
SEC CIK
0001554880

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AAR CORPAIR · Entity 3893Director · Chairman, President & CEOJuly 31, 2026August 03, 2026
GATX CORPGATX · Entity 2783DirectorAugust 03, 2026August 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AAR CORP

Report date July 31, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect441,362 Ending reported balance After 2026-07-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-31 · Tax withholding · Disposed 34,143 · Balance 447,582

F1: The reporting person is reporting the withholding of 34,143 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance-based restricted stock.

Row 2 · 2026-07-31 · Tax withholding · Disposed 6,220 · Balance 441,362

F2: The reporting person is reporting the withholding of 6,220 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of time-based restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is reporting the withholding of 34,143 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance-based restricted stock.

F2: The reporting person is reporting the withholding of 6,220 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of time-based restricted stock.

GATX CORP

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,464 Reported balance After 2026-08-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 142 · Balance 4,464

F1: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2: Represents (a) 16 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan, and (b) 126 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2: Represents (a) 16 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan, and (b) 126 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2022 Filed Mar 29, 2022 15:15 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 144,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010487 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,541

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 31, 2021 Filed Aug 3, 2021 17:31 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 5,598 $35.76 $200,184.48
Disclosure

SEC source: 0001127602-21-022851 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,376

F1 · shares: The reporting person is reporting the withholding of 5,598 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted performance stock.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:45 UTC AAR CORP AIR · Entity 3893 GrantStock Option · Derivative 23,950 $37.74 Strike: $37.74 $903,873.00
Disclosure

SEC source: 0001127602-21-021915 · form4.xml · derivative · entry 4

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,950

Underlying: Common Stock · 23,950 shares

Expires 2031-07-12

F4 · derivative.exercise_date: The awarded stock option vests and becomes exercisable in 1/3 annual installments beginning on July 31, 2022 and shall vest as follows: 33 and 1/3% on each of July 31, 2022, July 31, 2023 and July 31, 2024.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:45 UTC AAR CORP AIR · Entity 3893 Disposition to issuerCommon Stock 10,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021915 · form4.xml · nonDerivative · entry 3

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,974

F3 · shares: This is a cancellation of some of the FY2019 performance restricted shares, issued in a transaction exempt under Rule 16b-3, due to the Company not meeting the performance criteria to which this award was subject.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:45 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 16,960 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021915 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,738

F2 · shares: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:45 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 8,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021915 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,778

F1 · shares: Award of stock pursuant to a Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 21:24 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 6,623 $42.09 $278,739.55
Disclosure

SEC source: 0001127602-21-012350 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,298

Read SEC document
March 29, 2021 Filed Mar 29, 2021 22:06 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 7,762 $43.61 $338,510.91
Disclosure

SEC source: 0001127602-21-012255 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,921

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:06 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 5,615 $42.78 $240,218.68
Disclosure

SEC source: 0001127602-21-012255 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,683

Read SEC document
December 22, 2020 Filed Dec 23, 2020 15:07 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 5,500 $35.88 $197,345.50
Disclosure

SEC source: 0001127602-20-032271 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,298

Read SEC document
December 21, 2020 Filed Dec 23, 2020 15:07 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 29,098 $34.71 $1,009,915.93
Disclosure

SEC source: 0001127602-20-032271 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,798

Read SEC document
October 07, 2020 Filed Oct 7, 2020 19:48 UTC AAR CORP AIR · Entity 3893 GrantStock Option · Derivative 326,600 $18.94 Strike: $18.94 $6,185,804.00
Disclosure

SEC source: 0001127602-20-026657 · form4.xml · derivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,600

Underlying: Common Stock · 326,600 shares

Expires 2030-07-13

F1 · shares: On July 13, 2020, the reporting person was awarded 326,600 non-qualified stock options pursuant to AAR CORP. 2013 Stock Plan (as Amended and Restated Effective July 13, 2020) (the "Plan"). The option grant was approved by the Company's Compensation Committee on July 13, 2020 subject to stockholder approval of the increase in shares issuable under the Plan, pursuant to which the option was granted. The Company's stockholders approved the Plan on October 7, 2020.

F2 · derivative.exercise_date: The awarded stock option vests and becomes exercisable in 1/3 annual installments beginning on July 31, 2021 and shall vest as follows: 33 and 1/3% on each of July 31, 2021, July 31, 2022 and July 31, 2023.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:49 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 22,483 $17.22 $387,157.26
Disclosure

SEC source: 0001127602-20-022494 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,896

F2 · kind: The reporting person is reporting the withholding of 22,483 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted performance stock.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:49 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 21,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-022494 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,379

F1 · kind: These are additional performance restricted shares issued in a transaction exempt under Rule 16b-3, due to the Company exceeding the targeted performance criteria for the FY18 (granted 7/10/2017) performance period.

Read SEC document
July 11, 2020 Filed Jul 14, 2020 14:48 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 18,459 $19.01 $350,905.59
Disclosure

SEC source: 0001127602-20-021460 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,629

F1 · kind: The reporting person is reporting the withholding of 18,459 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted performance stock.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 11,000 $0.00 Strike: $25.43 $0.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · derivative · entry 8

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 11,000 $47.47 $522,183.20
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · nonDerivative · entry 5

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,088

Read SEC document
January 08, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 11,000 $25.43 $279,730.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · nonDerivative · entry 4

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 11,000 $0.00 Strike: $25.43 $0.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · derivative · entry 7

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 6,500 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · derivative · entry 6

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 17,500 $45.65 $798,848.75
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · nonDerivative · entry 3

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,088

Read SEC document
January 06, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 11,000 $25.43 $279,730.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 20:14 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 6,500 $12.90 $83,850.00
Disclosure

SEC source: 0001127602-20-001312 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 200 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · derivative · entry 7

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 200 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 200 $48.03 $9,605.00
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · nonDerivative · entry 5

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,088

Read SEC document
December 26, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 200 $12.90 $2,580.00
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · nonDerivative · entry 4

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 3,300 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · derivative · entry 6

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 3,300 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 3,300 $48.02 $158,475.90
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · nonDerivative · entry 3

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,088

Read SEC document
December 24, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 3,300 $12.90 $42,570.00
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 22:11 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 14,122 $48.14 $679,883.92
Disclosure

SEC source: 0001127602-19-035850 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,088

Read SEC document
July 31, 2019 Filed Aug 1, 2019 19:51 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 19,928 $41.86 $834,186.08
Disclosure

SEC source: 0001127602-19-025650 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,210

Read SEC document
July 31, 2019 Filed Aug 1, 2019 19:51 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 21,560 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025650 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,138

F1 · kind: These are additional performance restricted shares issued in a transaction exempt under Rule 16b-3, due to the Company exceeding the targeted performance criteria for the FY17 (granted 7/11/16) performance period.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 17:28 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 18,459 $42.62 $786,722.58
Disclosure

SEC source: 0001127602-19-024409 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,578

Read SEC document
July 08, 2019 Filed Jul 9, 2019 18:56 UTC AAR CORP AIR · Entity 3893 GrantStock Option · Derivative 126,225 $37.66 Strike: $37.66 $4,753,633.50
Disclosure

SEC source: 0001127602-19-024240 · form4.xml · derivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,225

Underlying: Common Stock · 126,225 shares

Expires 2029-07-08

F3 · derivative.exercise_date: The option vests in 1/3 annual installments beginning on July 31, 2020.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 18:56 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 34,525 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-024240 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,037

F1 · security: 42,000 shares of the initial balance consists of the following awards of stock pursuant to Restricted Stock Agreements in transactions exempt under Rule 16b-3: 6,000 shares granted 5/11/2007; 5,280 shares granted 5/31/2009; 10,720 shares granted 4/23/2010; 5,000 shares granted 7/12/2010; 10,000 shares granted 7/11/2011; and 5,000 shares granted 7/15/2011.

F2 · shares: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 19:09 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 9,764 $47.41 $462,911.24
Disclosure

SEC source: 0001554880-18-000002 · primary_doc.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,512

Read SEC document
July 31, 2018 Filed Aug 1, 2018 19:09 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 6,531 $0.00 $0.00
Disclosure

SEC source: 0001554880-18-000002 · primary_doc.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,276

F1 · kind: These are additional performance restricted shares issued in a transaction exempt under Rule 16b-3, due to the Company exceeding the targeted performance criteria for the FY16 (granted 8/7/15) performance period.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 18:57 UTC AAR CORP AIR · Entity 3893 GrantStock Option · Derivative 82,300 $48.09 Strike: $48.09 $3,957,807.00
Disclosure

SEC source: 0001554880-18-000001 · primary_doc.xml · derivative · entry 2

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,300

Underlying: Common Stock · 82,300 shares

Expires 2028-07-09

F2 · derivative.exercise_date: The option vests in 1/3 annual installments beginning on July 9, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 18:57 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0001554880-18-000001 · primary_doc.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,745

F1 · shares: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 15:00 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 136 $37.40 $5,086.40
Disclosure

SEC source: 0001127602-17-024447 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · President; COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,345

F1 · security: 42,000 shares of the initial balance consists of the following awards of stock pursuant to Restricted Stock Agreements in transactions exempt under Rule 16b-3: 6,000 shares granted 5/11/2007; 5,280 shares granted 5/31/2009; 10,720 shares granted 4/23/2010; 5,000 shares granted 7/12/2010; 10,000 shares granted 7/11/2011; and 5,000 shares granted 7/15/2011.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:54 UTC AAR CORP AIR · Entity 3893 GrantStock Option · Derivative 96,000 $35.26 Strike: $35.26 $3,384,960.00
Disclosure

SEC source: 0001127602-17-023501 · form4.xml · derivative · entry 3

Holmes John McClain III · CIK 0001554880 · President; COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2027-07-10

F3 · derivative.exercise_date: The option vests in 1/3 annual installments beginning on July 10, 2018.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:54 UTC AAR CORP AIR · Entity 3893 Disposition to issuerCommon Stock 4,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023501 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · President; COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,481

F2 · kind: This is a cancellation of performance restricted shares, issued in a transaction exempt under Rule 16b-3, due to the Company not meeting the performance criteria to which this award was subjected.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:54 UTC AAR CORP AIR · Entity 3893 GrantCommon Stock 29,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023501 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · President; COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,225

F1 · kind: Award of stock pursuant to a Performance Restricted Stock Agreement in a transaction exempt under Rule 16b-3.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:30 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $33.44 $0.00
Disclosure

SEC source: 0001127602-17-015816 · form4.xml · derivative · entry 3

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:30 UTC AAR CORP AIR · Entity 3893 Tax withholdingCommon Stock 3,805 $35.96 $136,827.80
Disclosure

SEC source: 0001127602-17-015816 · form4.xml · nonDerivative · entry 2

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,225

Read SEC document
April 27, 2017 Filed Apr 28, 2017 17:30 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 4,000 $33.44 $133,760.00
Disclosure

SEC source: 0001127602-17-015816 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 17:07 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 5,000 $34.10 $170,516.50
Disclosure

SEC source: 0001127602-17-014281 · form4.xml · nonDerivative · entry 1

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,030

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:59 UTC AAR CORP AIR · Entity 3893 Exercise / conversionStock Option · Derivative 3,979 $0.00 Strike: $12.90 $0.00
Disclosure

SEC source: 0001127602-16-064632 · form4.xml · derivative · entry 8

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 3,979 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:59 UTC AAR CORP AIR · Entity 3893 SaleCommon Stock 3,979 $31.14 $123,902.48
Disclosure

SEC source: 0001127602-16-064632 · form4.xml · nonDerivative · entry 6

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,030

Read SEC document
October 11, 2016 Filed Oct 11, 2016 21:59 UTC AAR CORP AIR · Entity 3893 Exercise / conversionCommon Stock 3,979 $12.90 $51,329.10
Disclosure

SEC source: 0001127602-16-064632 · form4.xml · nonDerivative · entry 5

Holmes John McClain III · CIK 0001554880 · Vice President; COO Av Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.